KEATING, DANIEL L. MR. NEW YORK, NY 10021 |
Samuel Ramirez & Co., Inc./Coo | $1,000 | P | 04/17/2013 |
KRELL, IRA W. MS. NEW YORK, NY 10025 |
Dfc Enterprises Llc/Cfo | $250 | P | 10/21/2013 |
O'KEEFE, WILLIAM B. MR. MAMARONECK, NY 10543 |
Municipal Dealer Relations/Assured Guaranty | $1,000 | P | 05/03/2013 |
SOKOL, STEPHEN MR. NEW YORK, NY 10025 |
Self Employed/Self Employed | $1,000 | G | 11/01/2014 |
SPECTOR, ARTHUR B. MR. NEW YORK, NY 10024 |
Jefferies & Co./Investment Banker | $1,000 | G | 10/29/2014 |
TOPOREK, MICHAEL MR. NEW YORK, NY 10168 |
Brookstone Partners/Partner | $2,600 | G | 10/28/2014 |
VISCONSI, CHARLES T. MR. BRONXVILLE, NY 10708 |
Morgan Stanley/Investment Banker | $1,500 | P | 05/03/2013 |
WYNNE, BRIAN L. MR. NEW YORK, NY 10019 |
Morgan Stanley/Advisor | $1,000 | P | 05/03/2013 |
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