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Data Updated on 7/22/2017

FINANCIAL SERVICES INSTITUTE PAC
Political Action Committee
Campaign Contribution Details
2012 Election Cycle

Committee Information

Download all of the 2012 Individual Contribution Records for this Committee
to a Spreadsheet or Other File Type
NameFINANCIAL SERVICES INSTITUTE PAC
Connected Organization NameFINANCIAL SERVICES INSTITUTE
Address607 14TH ST NW
SUITE 750
WASHINGTON, DC  20005
Interest Group CategoryNon-Connected
Affiliated Party--
Affiliated Candidate --

Download all of the 2012 Individual Contribution Records for this Committee
to a Spreadsheet or Other File Type

Financial Details in the 2012 Election Cycle
FINANCIAL SERVICES INSTITUTE PAC

Through 11/18/2012
Category$ Dollar Amount
Total Receipts$161,074
Transfers From Affiliates$0
Contributions From Individuals$138,074
Contributions From Other Political Committees$23,000
Total Loans Received$0
Total Disbursements$168,000
Transfers To Affiliates$0
Refunds To Individuals$0
Refunds to Committees$0
Loan Repayments$0
Beginning Cash$131,709
Ending Cash$124,783
Debts Owed By$0
Nonfederal Transfers Received$0
Contributions Made To Other Committees$168,000
Independent Expenditures Made$0
Party Coordinated Expenditures Made$0
Nonfederal Share of Expenditures$0

Top 100 Donations/Contributions in the 2012 Election Cycle
FINANCIAL SERVICES INSTITUTE PAC

Name/
Location
Employer/
Occupation
Contribution
$ Amount
Primary/
General
Date
HERRINGTON, JAMES W.
SAN MATEO, CA
94402
Lpl Financial Corporation/Chairman$5,000 06/07/2011
ROTH, R. LAWRENCE
NEW YORK, NY
10281
Aig Advisor Group/Ceo$5,000 06/08/2011
BROWN, VALERIE G.
EL SEGUNDO, CA
90245
Ing Advisors Network/Ceo, Cetera Financial Group$5,000 07/26/2011
RUSSO, JOSEPH R.
NAPLES, FL
34119
National Planning Corp./Chairman & Ceo$5,000 01/31/2012
ANTONIADES, ADAM N.
SAN DIEGO, CA
92101
First Allied Securities, Inc./President & Ceo$5,000 02/06/2012
BROWN, VALERIE G.
EL SEGUNDO, CA
90245
Ing Advisors Network/Ceo, Cetera Financial Group$5,000 02/06/2012
HERRINGTON, JAMES W.
SAN MATEO, CA
94402
Lpl Financial Corporation/Chairman$5,000 02/06/2012
MOLONEY, E. JOHN
MANCHESTER, MO
63021
Moloney Securities Co., Inc./Chairman & Ceo$5,000 02/08/2012
LIVINGSTON, JAMES L. JR.
DENVER, CO
80237
National Planning Holdings, Inc./President And Ceo$5,000 02/27/2012
DWYER, WILLIAM E. III
BOSTON, MA
02108
Lpl Financial Corporation/President, National Sales And Marketin$5,000 02/29/2012
ROTH, R. LAWRENCE
NEW YORK, NY
10281
Aig Advisor Group/Ceo$5,000 03/12/2012
FULP, JAMES A.
SAINT PETERSBURG, FL
33716
Raymond James Financial Services, Inc./Evp, Dir. Of Sales - Icd Division$5,000 05/09/2012
HARRISON, BRETT
DENVER, CO
80203
Multi-Financial Securities Corp./President And Ceo$5,000 06/05/2012
SLOVIN, CLIVE
ATLANTA, GA
30345
The Strategic Financial Alliance, Inc./President & Ceo$5,000 06/05/2012
KING, DOUGLAS S.
EL SEGUNDO, CA
90245
Financial Network Investment Corp./Financial Advisor$5,000 06/27/2012
LAMPEN, RICHARD J.
MIAMI, FL
33137
Ladenburg Thalmann Financial/President & Ceo$5,000 10/18/2012
FULP, JAMES A.
SAINT PETERSBURG, FL
33716
Raymond James Financial Services, Inc./Evp, Dir. Of Sales - Icd Division$4,500 06/30/2011
RUSSO, JOSEPH R.
NAPLES, FL
34119
National Planning Corp./Chairman & Ceo$4,000 07/26/2011
BROWN, DALE E.
WASHINGTON, DC
20005
Financial Services Institute/President & Ceo$4,000 02/14/2012
RAWDIN-BARON, BRUCE ERIC
SAN DIEGO, CA
92169
1St Global, Inc./President/Cco$2,500 06/13/2011
ARMSTRONG, ALEXANDRA
WASHINGTON, DC
20036
Commonwealth Financial Network/Rep & Agent$2,500 07/02/2012
BIZUB, DONALD M.
PASADENA, CA
91101
Western International Securities, Inc./Ceo$2,000 06/26/2012
MURPHY, TIMOTHY B.
LYNNFIELD, MA
01940
Investors Capital Corp./President & Ceo$1,250 02/09/2012
MURPHY, TIMOTHY B.
LYNNFIELD, MA
01940
Investors Capital Corp./President & Ceo$1,250 04/02/2012
MURPHY, TIMOTHY B.
LYNNFIELD, MA
01940
Investors Capital Corp./President & Ceo$1,250 07/05/2012
MURPHY, TIMOTHY B.
LYNNFIELD, MA
01940
Investors Capital Corp./President & Ceo$1,250 10/03/2012
GUNDERSON, GREG
BISMARCK, ND
58501
Investment Centers Of America, Inc./President & Ceo$1,200 05/22/2012
RAWDIN-BARON, BRUCE ERIC
SAN DIEGO, CA
92169
1St Global, Inc./President/Cco$1,000 05/09/2011
RUSSO, JOSEPH R.
NAPLES, FL
34119
National Planning Corp./Chairman & Ceo$1,000 05/27/2011
BROWN, DALE E.
WASHINGTON, DC
20005
Financial Services Institute/President & Ceo$1,000 02/06/2012
CARLSON, RICK M.
TOMAH, WI
54660
Coordinated Capital Securities/Sr. Financial Advisor$1,000 02/08/2012
HARMAN, DEAN A.
THE WOODLANDS, TX
77380
Sagepoint Financial, Inc./Owner$1,000 02/10/2012
AULD, JEFFREY M.
PHOENIX, AZ
85004
Sagepoint Financial, Inc./President & Ceo$1,000 06/11/2012
MURPHY, JEROME J.
ATLANTA, GA
30339
Fsc Securities Corp./President & Ceo$1,000 06/12/2012
KRAMEISEN, STEVEN
SAN DIEGO, CA
92101
First Allied Securties, Inc./Chief Technology Officer$1,000 07/02/2012
MARKS, JOEL E.
ATLANTA, GA
30327
First Allied Securities, Inc./Chairman$1,000 07/09/2012
RAWDIN-BARON, BRUCE ERIC
SAN DIEGO, CA
92169
1St Global, Inc./President/Cco$1,000 08/13/2012
CARLSON, RICK M.
TOMAH, WI
54660
Coordinated Capital Securities/Sr. Financial Advisor$1,000 08/24/2012
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$832 12/01/2011
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$832 04/02/2012
BROWN, DALE E.
WASHINGTON, DC
20004
Financial Services Institute, Inc./President & Ceo$500 02/08/2011
FULP, JAMES A.
SAINT PETERSBURG, FL
33716
Raymond James Financial Services, Inc./Evp, Dir. Of Sales - Icd Division$500 05/05/2011
WAGENER, RICHARD H.
COLUMBIA, MD
21044
Raymond James Financial Services, Inc./Managing Partner$500 05/13/2011
HIMELICK, JOSEPH
AUSTIN, TX
78759
Ing Financial Partners/Career Agent$500 09/13/2011
MUNGENAST, MICHAEL
BIRMINGHAM, AL
35223
Proequities, Inc./President & Ceo$500 02/06/2012
O'NEAL, TIY
SAN DIEGO, CA
92101
First Allied Securities, Inc./Chief Operations Officer$500 08/02/2012
GLASER, GREGG S.
SAN DIEGO, CA
92186
First Allied Securities, Inc./Chief Financial Officer$500 08/10/2012
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 08/04/2011
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 09/02/2011
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 10/21/2011
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 01/05/2012
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 02/02/2012
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 05/07/2012
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 06/05/2012
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 07/05/2012
BONNEAU, CATHERINE
ST. CLOUD, MN
56301
Primevest Financial Services/President And Ceo$416 07/16/2012
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 08/06/2012
BONNEAU, CATHERINE
ST. CLOUD, MN
56301
Primevest Financial Services/President And Ceo$416 08/15/2012
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 09/10/2012
BONNEAU, CATHERINE
ST. CLOUD, MN
56301
Primevest Financial Services/President And Ceo$416 09/25/2012
DIAMOND, JAMES W.
WARWICK, RI
02886
Commonwealth Financial Network/Rr/Iar$416 10/03/2012
BONNEAU, CATHERINE
ST. CLOUD, MN
56301
Primevest Financial Services/President And Ceo$416 10/15/2012
BONNEAU, CATHERINE
ST. CLOUD, MN
56301
Primevest Financial Services/President And Ceo$416 11/15/2012
CARUSO, RYAN
WASHINGTON, DC
20004
Financial Services Institute/Government Affairs Manager$333 10/31/2011
ROBERTS, WILLIAM W.
GREENVILLE, SC
29615
Raymond James Financial Services, Inc./Financial Advisor$331 10/15/2012
VASQUEZ, ENRIQUE
SCHAUMBURG, IL
60173
Genworth Financial Investment/President & Ceo$292 07/16/2012
VASQUEZ, ENRIQUE
SCHAUMBURG, IL
60173
Genworth Financial Investment/President & Ceo$292 08/15/2012
VASQUEZ, ENRIQUE
SCHAUMBURG, IL
60173
Genworth Financial Investment/President & Ceo$292 09/25/2012
VASQUEZ, ENRIQUE
SCHAUMBURG, IL
60173
Genworth Financial Investment/President & Ceo$292 10/15/2012
VASQUEZ, ENRIQUE
SCHAUMBURG, IL
60173
Genworth Financial Investment/President & Ceo$292 11/15/2012
BLESSING, KALITA BECK
DALLAS, TX
75225
Raymond James Financial Services, Inc./Financial Advisor$250 05/27/2011
BENNETT, PAUL M.
BLOOMINGTON, MN
55425
Raymond James Financial Services, Inc./Financial Advisor$250 05/31/2011
HORVITZ, RONALD ALAN
SAN DIEGO, CA
92104
1St Global, Inc./Financial Advisor$250 06/29/2011
CARUSO, RYAN
WASHINGTON, DC
20004
Financial Services Institute/Government Affairs Manager$250 06/30/2011
MCGRATH, KEVIN B.
WESTBOROUGH, MA
01581
Cambridge Investment Research/Registered Rep$250 07/11/2011
BASS, MARK
LUBBOCK, TX
79423
Multi-Financial Securities Corp./Osj$250 08/04/2011
WELKER, KELLY RAE
SAN ANTONIO, TX
78232
Lpl Financial Corporation/Branch Manager$250 08/12/2011
MILLER, SETH D.
ST. PETERSBURG, FL
33716
Transamerica Financial Advisors, Inc./President$250 05/16/2012
BASS, MARK
LUBBOCK, TX
79423
Multi-Financial Securities Corp./Osj$250 08/13/2012

Political Candidates Receiving Contributions in the 2012 Election Cycle from
FINANCIAL SERVICES INSTITUTE PAC

Candidate NameOfficePartyStateDistrictPrimary/
General
$ Dollar
Amount
Date
BACHUS, SPENCER T III House of RepsRepublicanAL 06G$5,00002/21/2012
BACHUS, SPENCER T III House of RepsRepublicanAL 06P$5,00002/21/2012
BIGGERT, JUDY House of RepsRepublicanIL 11G$2,00009/13/2012
BOUSTANY, JR, CHARLES W. House of RepsRepublicanLA 03R$1,00011/15/2012
CAMPBELL, JOHN BT III House of RepsRepublicanCA 45P$1,00005/23/2012
CAMPBELL, JOHN BT III House of RepsRepublicanCA 45P$1,00007/14/2011
CANSECO, FRANCISCO RAUL QUICO R. House of RepsRepublicanTX 23G$1,00006/20/2012
CANSECO, FRANCISCO RAUL QUICO R. House of RepsRepublicanTX 23P$1,00003/21/2012
CAPITO, SHELLEY MOORE MS. House of RepsRepublicanWV 02G$4,00009/12/2012
CAPITO, SHELLEY MOORE MS. House of RepsRepublicanWV 02P$1,00003/02/2012
CARDIN, BENJAMIN L SenateDemocratMD --G$1,50009/24/2012
CARDIN, BENJAMIN L SenateDemocratMD --P$1,00003/15/2012
CARNEY, JOHN CHARLES JR House of RepsDemocratDE 00G$2,00009/19/2012
CARPER, THOMAS R SenateDemocratDE --G$4,00009/20/2012
CARPER, THOMAS R SenateDemocratDE --P$1,00004/18/2012
CORKER, ROBERT P JR SenateRepublicanTN --P$1,00005/18/2011
CORKER, ROBERT P JR SenateRepublicanTN --P$2,50004/23/2012
CORKER, ROBERT P JR SenateRepublicanTN --G$1,50007/26/2012
CROWLEY, JOSEPH House of RepsDemocratNY 14P$2,50003/06/2012
CROWLEY, JOSEPH House of RepsDemocratNY 14G$2,50009/20/2012
DAVIS, SUSAN A House of RepsDemocratCA 53G$2,00009/21/2012
DOLD, ROBERT JAMES MR JR House of RepsRepublicanIL 10G$2,00009/21/2012
DUFFY, SEAN House of RepsRepublicanWI 07G$1,00008/01/2012
DUFFY, SEAN House of RepsRepublicanWI 07G$1,00009/12/2012
ENZI, MICHAEL B SenateRepublicanWY --P$2,50009/20/2012
FITZPATRICK, MICHAEL G. House of RepsRepublicanPA 08P$1,00003/29/2012
FITZPATRICK, MICHAEL G. House of RepsRepublicanPA 08P$1,00006/02/2011
GARRETT, SCOTT REP. House of RepsRepublicanNJ 05G$1,50006/28/2012
GARRETT, SCOTT REP. House of RepsRepublicanNJ 05G$2,50009/13/2012
GARRETT, SCOTT REP. House of RepsRepublicanNJ 05P$1,00003/29/2012
GRIMM, MICHAEL House of RepsRepublicanNY 13P$1,00006/23/2011
GRIMM, MICHAEL House of RepsRepublicanNY 13P$1,00003/02/2012
HAGAN, KAY R SenateDemocratNC --P$1,00010/20/2011
HAGAN, KAY R SenateDemocratNC --P$1,00007/25/2012
HATCH, ORRIN G SenateRepublicanUT --G$5,00009/20/2012
HAYWORTH, NAN House of RepsRepublicanNY 18P$1,00010/24/2011
HAYWORTH, NAN House of RepsRepublicanNY 18P$1,00006/20/2012
HENSARLING, JEB HON. House of RepsRepublicanTX 05G$2,00008/22/2012
HENSARLING, JEB HON. House of RepsRepublicanTX 05P$2,00005/16/2012
HENSARLING, JEB HON. House of RepsRepublicanTX 05G$1,00009/19/2012
HIMES, JIM House of RepsDemocratCT 04P$3,00003/02/2012
HIMES, JIM House of RepsDemocratCT 04G$5,00009/20/2012
HIMES, JIM House of RepsDemocratCT 04P$1,00006/15/2011
HIMES, JIM House of RepsDemocratCT 04P$1,00011/16/2011
HOLT, RUSH D. House of RepsDemocratNJ 12P$1,00011/16/2012
HOLT, RUSH D. House of RepsDemocratNJ 12P$1,00005/17/2012
HOLT, RUSH D. House of RepsDemocratNJ 12P$1,00006/16/2011
HUIZENGA, WILLIAM P House of RepsRepublicanMI 02G$2,00009/29/2012
HURT, ROBERT House of RepsRepublicanVA 05G$2,00009/20/2012
ISAKSON, JOHN HARDY SenateRepublicanGA --P$2,50009/20/2012
KLINE, JOHN PAUL JR House of RepsRepublicanMN 02P$1,00003/30/2012
LANDRIEU, MARY L SenateDemocratDC --P$1,00003/21/2012
LUETKEMEYER, W BLAINE House of RepsRepublicanMO 03P$2,00006/25/2012
MCCARTHY, CAROLYN House of RepsDemocratNY 04P$1,00003/20/2012
MCCARTHY, CAROLYN House of RepsDemocratNY 04G$3,00008/03/2012
MCCARTHY, CAROLYN House of RepsDemocratNY 04P$1,00009/23/2011
MCCARTHY, KEVIN House of RepsRepublicanCA 23G$5,00009/20/2012
MCCONNELL, MITCH SenateRepublicanKY --P$1,00002/15/2012
MCHENRY, PATRICK TIMOTHY House of RepsRepublicanNC 10G$1,00006/27/2012
MCHENRY, PATRICK TIMOTHY House of RepsRepublicanNC 10G$1,00009/19/2012
MILLER, GARY G House of RepsRepublicanCA 31G$2,00006/27/2012
NEUGEBAUER, RANDY HONORABLE House of RepsRepublicanTX 19P$1,00003/27/2012
NEUGEBAUER, RANDY HONORABLE House of RepsRepublicanTX 19P$1,00003/02/2012
NOEM, KRISTI LYNN House of RepsRepublicanSD 00G$1,00006/20/2012
NOEM, KRISTI LYNN House of RepsRepublicanSD 00G$1,00009/13/2012
PEARCE, STEVE House of RepsRepublicanNM 02G$2,00006/19/2012
PERLMUTTER, EDWIN G House of RepsDemocratCO 07G$2,50008/02/2012
PERLMUTTER, EDWIN G House of RepsDemocratCO 07P$1,00003/02/2012
PERLMUTTER, EDWIN G House of RepsDemocratCO 07P$1,00006/24/2011
PERLMUTTER, EDWIN G House of RepsDemocratCO 07P$1,50002/16/2012
POSEY, BILL House of RepsRepublicanFL 08P$1,00003/02/2012
PRICE, THOMAS EDMUNDS House of RepsRepublicanGA 06G$3,00010/10/2012
PRICE, THOMAS EDMUNDS House of RepsRepublicanGA 06P$2,00002/16/2012
RENACCI, JAMES B House of RepsRepublicanOH 16G$2,00007/23/2012
ROSKAM, PETER House of RepsRepublicanIL 06G$2,00009/20/2012
ROSS, DENNIS ALAN House of RepsRepublicanFL 15G$2,00009/28/2012
ROYCE, EDWARD R House of RepsRepublicanCA 39P$1,00004/06/2011
ROYCE, EDWARD R House of RepsRepublicanCA 39G$2,00009/12/2012
ROYCE, EDWARD R House of RepsRepublicanCA 39P$1,00006/30/2011
SCHWEIKERT, DAVID House of RepsRepublicanAZ 06P$1,00006/21/2012
SCHWEIKERT, DAVID House of RepsRepublicanAZ 06G$1,00011/14/2012
SCHWEIKERT, DAVID House of RepsRepublicanAZ 06P$1,00006/21/2011
SCHWEIKERT, DAVID House of RepsRepublicanAZ 06P$1,00010/27/2011
SCHWEIKERT, DAVID House of RepsRepublicanAZ 06P$1,00004/19/2012
SCHWEIKERT, DAVID House of RepsRepublicanAZ 06G$1,00008/01/2012
SHELBY, RICHARD C SenateRepublicanAL --P$1,00002/29/2012
SHELBY, RICHARD C SenateRepublicanAL --P$1,50009/27/2012
STIVERS, STEVE MR. House of RepsRepublicanOH 15G$2,00009/13/2012
THOMPSON, MIKE MR. House of RepsDemocratCA 05P$1,00012/02/2011
THOMPSON, MIKE MR. House of RepsDemocratCA 05G$1,00008/12/2012
TIBERI, PATRICK J. House of RepsRepublicanOH 12G$2,00008/25/2012
TIBERI, PATRICK J. House of RepsRepublicanOH 12G$2,00008/30/2012
TIBERI, PATRICK J. House of RepsRepublicanOH 12G$1,00009/21/2012
TOOMEY, PATRICK JOSEPH SenateRepublicanPA --P$1,50007/25/2012
TOOMEY, PATRICK JOSEPH SenateRepublicanPA --P$1,00007/25/2012
TOOMEY, PATRICK JOSEPH SenateRepublicanPA --P$1,00003/14/2012
WESTMORELAND, LYNN A. House of RepsRepublicanGA 03P$1,00006/23/2011
WICKER, ROGER F SenateRepublicanMS --G$1,50009/19/2012
WICKER, ROGER F SenateRepublicanMS --P$2,50003/08/2012
WICKER, ROGER F SenateRepublicanMS --P$1,00006/09/2011

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