SPANGLER, ROBERT E.
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Co-Head Municpal Finance | $5,000 |
P | 03/29/2019 |
GRUBERT, ROBERT
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Co-Head Of Global Equities | $5,000 |
P | 04/11/2019 |
MARONEY, MARK
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Co-Head Of Global Spread Products | $5,000 |
P | 04/24/2019 |
TRICOLLI, JAMES J.
PHILADELPHIA, PA 19103
|
Rbc Capital Markets/Rbc Capital Markets/Investment Banker | $2,500 |
P | 04/09/2019 |
FIELDS, JEFF
NEW YORK, NY 10281
|
Rbc/Rbc/Head, North American Ficc Sales | $2,500 |
P | 04/24/2019 |
MAHER, SHAWN
WASHINGTON, DC 20006
|
Rbc Capital Markets/Rbc Capital Markets/Md And Head, Reg'y And Govt. Affairs, | $2,000 |
P | 03/29/2019 |
SPERDUTO, VITO
NEW YORK, NY 10281
|
Rbc/Rbc/Manager Director | $2,000 |
P | 04/11/2019 |
LEE, MICHAEL THOMAS
MINNEAPOLIS, MN 55402
|
Rbc/Rbc/Ceo, President & Cio - Gam Us | $2,000 |
P | 04/30/2019 |
ALFIERI, TONY
CLEVELAND, OH 44114
|
Rbc Capital Markets/Rbc Capital Markets/Co-Head Of Global Equities | $1,500 |
P | 04/04/2019 |
WAGNER, CRAIG
CHARLOTTE, NC 28210
|
Rbc Capital Markets/Rbc Capital Markets/Co-Head, Tax Credit Investment | $1,500 |
P | 04/04/2019 |
BOLES, PHILIP MATTHEW
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Investment Banker | $1,500 |
P | 05/03/2019 |
MAGGIACOMO, JOHN
NEW YORK, NY 10281
|
Rbc/Rbc/Head Us Leveraged Finance Sales | $1,000 |
P | 04/24/2019 |
SMITH, CHARLES
NEW YORK, NY 10281
|
Rbc/Rbc/Investment Banker | $1,000 |
P | 04/24/2019 |
COHEN, DANIEL
NEW YORK, NY 10281
|
Rbc/Rbc/Managing Director | $1,000 |
P | 04/25/2019 |
SAVAGIAN, KENT
LOS ANGELES, CA 90067
|
Rbc/Rbc/Investment Banker | $1,000 |
P | 04/25/2019 |
THURLOW, JOHN
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Chief Operating Officer | $1,000 |
P | 04/29/2019 |
DOUVAS, MARIA
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Senior Vice President, Us General Coun | $1,000 |
P | 05/02/2019 |
NORIEGA, PIERRE
NEW YORK, NY 10281
|
Rbc/Rbc/Director | $1,000 |
P | 05/06/2019 |
SULA, JEFFREY
BOSTON, MA 02110
|
Rbc/Rbc/Managing Director | $1,000 |
P | 05/07/2019 |
HOEPPNER, CORY
MINNEAPOLIS, MN 55402
|
Rbc Capital Markets/Rbc Capital Markets/Investment Banker | $1,000 |
P | 05/14/2019 |
SHULTIS, KEITH
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $1,000 |
P | 05/14/2019 |
MINTER, JUDITH FISHLOW
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Loan Capital Markets, Co-Head | $1,000 |
P | 05/15/2019 |
RHINELANDER, JOHN
NEW YORK, NY 10281
|
Rbc/Rbc/Global Head Fixed Income Origination | $1,000 |
P | 05/16/2019 |
FEINBERG, HELEN HOUGH
SAINT PETERSBURG, FL 33701
|
Rbc Capital Markets/Rbc Capital Markets/Investment Banker | $1,000 |
P | 05/21/2019 |
SHIELDS, PATRICK M
NEW YORK, NY 10281
|
Rbc/Rbc/Managing Director | $1,000 |
P | 05/21/2019 |
KING, JOHNATHAN
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $1,000 |
P | 05/28/2019 |
DRUMM, LAURA
NEW YORK, NY 10281
|
Rbc/Rbc/Co-Head Us Fin Institutions Debt Cm | $1,000 |
P | 06/04/2019 |
GONSER, WILLIAM J.
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $1,000 |
P | 06/10/2019 |
CALLAWAY, ANDREW
NEW YORK, NY 10281
|
Rbc/Rbc/Investment Banker, Head Of Healthcare | $750 |
P | 04/27/2019 |
SHELDON, PAUL
NEW YORK, NY 10281
|
Rbc/Rbc/Managing Director | $750 |
P | 05/14/2019 |
SIGMUND, JAKE
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $750 |
P | 05/15/2019 |
POST, FREDERICK
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Md - Global Head - Cm Operations It | $750 |
P | 06/07/2019 |
KIM, JIMMY
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Director | $750 |
P | 06/10/2019 |
PENN, JOHN
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Managing Director & Senior Counsel | $700 |
P | 04/24/2019 |
SPACEK, JASON
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $501 |
P | 06/13/2019 |
CHAPMAN, WALLY
MINNEAPOLIS, MN 55402
|
Rbc Wealth Management/Rbc Wealth Management/Divisional Director | $500 |
P | 01/01/1900 |
BIGNARDI, ARTURO
NEW YORK, NY 10281
|
Rbc/Rbc/Md, Head Structured Prod. Trading | $500 |
P | 04/24/2019 |
COHEN, DAVID
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Senior Counsel & Director | $500 |
P | 04/24/2019 |
JOHANSON, BRYAN
NEW YORK, NY 10281
|
Rbc/Rbc/Trader | $500 |
P | 04/24/2019 |
MURPHY, THOMAS
JERSEY CITY, NJ 07302
|
Rbc Capital Markets/Rbc Capital Markets/Head Of Us Cm Operations | $500 |
P | 04/25/2019 |
EL BIED, MAJD
NEW YORK, NY 10281
|
Rbc/Rbc/Managing Director, Head Of Amrs | $500 |
P | 04/26/2019 |
STEINER, RICH
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Head Of Advocacy And Market | $500 |
P | 04/26/2019 |
WALMSLEY, CHRIS
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Managing Director & Senior Counsel | $500 |
P | 04/27/2019 |
FERNANDEZ, JOHN
NEW YORK, NY 10281
|
Rbc/Rbc/Director, Head Of Abs Structuring | $500 |
P | 04/29/2019 |
LARAIA, CRAIG
NEW YORK, NY 10281
|
Rbc/Rbc/Md, Municipal Short Term Sales, Tradin | $500 |
P | 04/29/2019 |
SIVICK, DONALD
NEW YORK, NY 10281
|
Rbc/Rbc/Director | $500 |
P | 04/29/2019 |
YEMM, RICHARD
NEW YORK, NY 10281
|
Rbc/Rbc/Managing Director | $500 |
P | 04/29/2019 |
HARTLEY, MARK
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Head Pmo, Strategy & Change Mgmt | $500 |
P | 05/01/2019 |
LOSTY, JAMES
NEW YORK, NY 10281
|
Rbc/Rbc/Md, Municipal Products Marketing | $500 |
P | 05/03/2019 |
CHAPUT, JEAN-FRANCOIS
NEW YORK, NY 10281
|
Rbc/Rbc/Director | $500 |
P | 05/05/2019 |
MOELLENBERG, JIM
DENVER, CO 80202
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $500 |
P | 05/09/2019 |
TRAWEEK, DARRYL
DENVER, CO 80202
|
Rbc/Rbc/Director, Regional | $500 |
P | 05/09/2019 |
HUESMAN, JOSEPH
NEW YORK, NY 10281
|
Rbc/Rbc/Managing Director Municipal Sales And | $500 |
P | 05/10/2019 |
GRAFSTEIN, LARRY
NEW YORK, NY 10281
|
Rbc/Rbc/Deputy Chairman | $500 |
P | 05/13/2019 |
AISSAOUI, FATIMA
NEW YORK, NY 10281
|
Rbc/Rbc/Gelp Business Manager | $500 |
P | 05/14/2019 |
BERNSTEIN, TODD
BOSTON, MA 02110
|
Rbc/Rbc/Director Equity Salesperson | $500 |
P | 05/14/2019 |
BLANK, CHAD
NEW YORK, NY 10281
|
Rbc/Rbc/Global Head Electronic Flow Trading | $500 |
P | 05/14/2019 |
COLAIACOVO, DAREN
NEW YORK, NY 10281
|
Rbc/Rbc/Institutional Trader/Underwriter | $500 |
P | 05/14/2019 |
DURANDO, JAIME
NEW YORK, NY 10281
|
Rbc/Rbc/Managing Director Head Of Municipal S | $500 |
P | 05/14/2019 |
MANDEL, JASON
NEW YORK, NY 10281
|
Rbc/Rbc/Energy & Utility Trader | $500 |
P | 05/14/2019 |
MITIKIRI, KISHORE
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Director - Market Risk Architecture Le | $500 |
P | 05/14/2019 |
PELTZER, ERIC
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Director Cm Technology | $500 |
P | 05/14/2019 |
PHILLIPS, KEN
LANCASTER, PA 17601
|
Rbc/Rbc/Investment Banker | $500 |
P | 05/14/2019 |
QUAN, KEVIN
NEW YORK, NY 10281
|
Rbc/Rbc/Director Corporate Banking | $500 |
P | 05/14/2019 |
RIDENOUR, MICHAEL
MINNEAPOLIS, MN 55402
|
Rbc/Rbc/Director Municipal Trading | $500 |
P | 05/14/2019 |
CARLSON, THOMAS
SAINT PETERSBURG, FL 33701
|
Rbc/Rbc/Investment Banker | $500 |
P | 05/15/2019 |
KIERCE, DANIEL
CLEVELAND, OH 44114
|
Rbc/Rbc/Managing Director Central Region | $500 |
P | 05/15/2019 |
MCGARRY, PAT
NEW YORK, NY 10281
|
Rbc/Rbc/Trader | $500 |
P | 05/15/2019 |
POZNANSKY, ROSLYN
NEW YORK, NY 10281
|
Tce Asset Mgmt./Tce Asset Mgmt./Director | $500 |
P | 05/15/2019 |
NGUYEN, DANG H.
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $500 |
P | 05/17/2019 |
YORK, JASON
HOUSTON, TX 77002
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $500 |
P | 05/20/2019 |
ARFSTROM, JON
MINNEAPOLIS, MN 55402
|
Rbc Capital Markets/Rbc Capital Markets/Research Analyst | $500 |
P | 05/21/2019 |
HUMMEL, KARL
NEW YORK, NY 10281
|
Rbc/Rbc/Sales Manager Managing Director | $500 |
P | 05/29/2019 |
VENTURA, MICHAEL
NEW YORK, NY 10281
|
Rbc/Rbc/Director | $500 |
P | 05/29/2019 |
KUIT, ELIZABETH
NEW YORK, NY 10281
|
Rbc/Rbc/Managing Director | $500 |
P | 06/06/2019 |
APPEL, JEFF
BOSTON, MA 02110
|
Rbc/Rbc/Director | $500 |
P | 06/11/2019 |
CHUNG, YONETTE
NEW YORK, NY 10281
|
Rbc/Rbc/Managing Director Tax Credit Direct I | $500 |
P | 06/11/2019 |
FLAMINO, MARC
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $500 |
P | 06/24/2019 |
STANZAK, SEAN
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $500 |
P | 06/26/2019 |
LILLYS, MICHAEL
CONSHOHOCKEN, PA 19428
|
Rbc Capital Markets/Rbc Capital Markets/Investment Banker | $500 |
P | 08/15/2019 |
VAUGHAN, PATRICK
NEW YORK, NY 10281
|
Rbc Wealth Management/Rbc Wealth Management/Divisional Director | $500 |
P | 10/24/2019 |
FLEISHER, CARA
NEW YORK, NY 10281
|
Rbc Capital Markets/Rbc Capital Markets/Managing Director | $500 |
P | 11/04/2019 |
NEMANI, VIKESH
MINNEAPOLIS, MN 55402
|
Rbc Capital Markets/Rbc Capital Markets/Chief Administrative Officer, Private | $500 |
P | 11/10/2019 |
KRASNOW, AARON
DENVER, CO 80202
|
Rbc/Rbc/Regional Director | $350 |
P | 05/16/2019 |
GARCIA, ALLAN
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Senior Counsel | $350 |
P | 05/17/2019 |
TUFARO, PAUL
JERSEY CITY, NJ 07302
|
Rbc/Rbc/U.S. Chief Compliance Officer, Vp & Ma | $300 |
P | 04/24/2019 |
TUFARO, PAUL
JERSEY CITY, NJ 07302
|
Rbc/Rbc/U.S. Chief Compliance Officer, Vp & Ma | $300 |
P | 04/24/2019 |
VAN VELSON, SCOTT
NEW YORK, NY 10281
|
Rbc/Rbc/Director | $300 |
P | 04/29/2019 |
DINGLE, HOWARD
NEW YORK, NY 10281
|
Rbc/Rbc/Director Corporate Finance | $300 |
P | 05/21/2019 |
SCHIVELL, DAVID
NEW YORK, NY 10281
|
Rbc/Rbc/Desk Strategist | $300 |
P | 05/23/2019 |
MASTEY, LAURENT
NEW YORK, NY 10281
|
Rbc/Rbc/Director Corporate Banking | $300 |
P | 06/14/2019 |
CHUNG, BRIAN
NEW YORK, NY 10281
|
Rbc/Rbc/Director, Senior Futures Risk | $250 |
P | 04/24/2019 |
WONG, DAVID
NEW YORK, NY 10281
|
Rbc/Rbc/Director, Single Stock Option Trading | $250 |
P | 04/24/2019 |
ROBINSON, JEFFREY
NEW YORK, NY 10281
|
Rbc/Rbc/Director Equity Sales Trader | $250 |
P | 04/25/2019 |
HESLIP, NICOLAS
SAN FRANCISCO, CA 94111
|
Rbc/Rbc/Director, Corporate Banking | $250 |
P | 04/29/2019 |
MCVICAR, SCOTT
NEW YORK, NY 10281
|
Rbc/Rbc/Director, Corporate Banking | $250 |
P | 04/29/2019 |
NAFTZGER, STEVE
NEW YORK, NY 10281
|
Rbc/Rbc/Trading Documentation | $250 |
P | 04/29/2019 |
SALARIA, RAJESH
JERSEY CITY, NJ 07302
|
Rbc/Rbc/Director, Program Lead | $250 |
P | 05/02/2019 |
CORAM, LORRAINE
CHARLOTTE, NC 28210
|
Rbc Capital Markets/Rbc Capital Markets/Director-Asset Management | $250 |
P | 05/14/2019 |
KESSLER, TYLEE
CHARLOTTE, NC 28210
|
Rbc/Rbc/Director Underwriting | $250 |
P | 05/14/2019 |