| ALEXANDER, AMY |
CONSULTANT | $1,000 |
12/31/2001 | G |
CHELLIE PINGREE FOR US SENATE - Democrat |
| ALEXANDER, AMY |
CONSULTANT | $500 |
12/18/2001 | P |
CHELLIE PINGREE FOR US SENATE - Democrat |
| ALEXANDER, AMY |
CONSULTANT | $500 |
06/25/2001 | P |
CHELLIE PINGREE FOR US SENATE - Democrat |
| Amore, John J. Mr. |
Zurich-American Specialties Zurich- | $2,500 |
11/21/2002 | P |
AMERICAN INSURANCE ASSOCIATION POLITICAL ACTION COMMITTEE |
| Amore, John Mr. |
Zurich US/CEO | $4,500 |
11/09/2002 | P |
ZURICH HOLDING CO OF AMERICA INC COMMITTEE FOR GOOD GOVERNMENT ("ZURICH-KEMPER PAC") |
| Andreas, Michael |
Advest Inc./VP | $250 |
05/28/2002 | P |
SECURITIES INDUSTRY ASSOCIATION POLITICAL ACTION COMMITTEE |
| Benton, Jeffrey |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Bongiomo, Joseph |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Bongiomo, Joseph |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Bongiomo, Joseph |
Van Der Moolen/Attorney | $540 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| BONGIORNO, JOSEPH |
VAN DER MOOLEN SPECIALISTS | $1,000 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| BONGIORNO, JOSEPH |
VAN DER MOOLEN | $200 |
03/11/2002 | P |
HUTCHINSON FOR SENATE - Republican |
| BONGIORNO, JOSEPH |
VAN DER MOOLEN | $200 |
03/11/2002 | G |
HUTCHINSON FOR SENATE - Republican |
| BONGIORNO, JOSEPH |
VAN DER MOOLEN SPECIALISTS | $572 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Bongiorno, Joseph |
Van der Moolen Specialists USA LLC/ | $580 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Bornschein, Daniel |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Boudreau, David L. |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| BRADSHAW, THOMAS W JR |
SALOMON SMITH BARNEY | $1,000 |
10/31/2002 | G |
ERSKINE BOWLES FOR US SENATE - Democrat |
| Bruzza, James J. Mr. |
Self-employed/Stock Broker | $1,000 |
06/28/2002 | P |
COMMITTEE TO RE-ELECT VITO FOSSELLA - Republican |
| Burgos, Tonio |
Tonio Burgos and Assoc./Chairperson | $1,000 |
10/31/2002 | G |
RANGEL FOR CONGRESS - Democrat |
| Burgos, Tonio |
Tonio Burgos & Assoc./President | $1,000 |
10/26/2002 | G |
RICHARD ROMERO FOR CONGRESS - Democrat |
| Burgos, Tonio |
Tonio Burgos & Ass. Inc./President | $1,000 |
06/03/2002 | G |
CARDEN FOR CONGRESS - Democrat |
| Burgos, Tonio |
Tonio Burgos & Ass. Inc./President | $1,000 |
06/03/2002 | P |
CARDEN FOR CONGRESS - Democrat |
| Burgos, Tonio |
Tonio Burgos & Associates Inc/Presi | $1,000 |
08/30/2001 | P |
FRIENDS OF WEINER - Democrat |
| Burgos, Tonio |
Tonio Burgos & Associates Inc/Presi | $1,000 |
08/30/2001 | G |
FRIENDS OF WEINER - Democrat |
| Burke, William J. III |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| BURNS, CHRISTOPHER D |
BEAR STEARNS & CO INC | $1,000 |
02/14/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Campetello, Gerard |
La Branche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| CAPULO, NICHOLAS |
LABRANCHE & CO INC | $750 |
01/24/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| CEBULSKI, MATTHEW |
VAN DER MOOLEN SPECIALISTS | $495 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Cebulski, Matthew |
Van Der Moolen/Attorney | $266 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| CEBULSKI, MATTHEW |
VAN DER MOOLEN SPECIALISTS | $282 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Cebulski, Matthew |
Van der Moolen Specialists USA LLC/ | $243 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| CLARK, RIC |
BROOKFIELD PROPERTIES CORPORATION | $1,000 |
10/17/2002 | P |
FRIENDS OF HILLARY - Democrat |
| Clark, Richard B. Mr. |
Brookfield Financial Properties | $5,000 |
03/25/2002 | P |
NATIONAL ASSOCIATION OF REAL ESTATE INVESTMENT TRUSTS, INC. POLITICAL ACTION COMMITTEE |
| Cleaver, James |
Van Der Moolen Specialists LL | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Cleaver, James |
Van Der Moolen Specialists LL | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| CLEAVER, JAMES |
VAN DER MOOLEN SPECIALISTS | $526 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| CLEAVER, JAMES JR |
VAN DER MOOLEN | $200 |
03/11/2002 | P |
HUTCHINSON FOR SENATE - Republican |
| CLEAVER, JAMES JR |
VAN DER MOOLEN | $200 |
03/11/2002 | G |
HUTCHINSON FOR SENATE - Republican |
| Cleaver, James Jr |
Van der Moolen Specialists USA LLC/ | $534 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Cleaver, James Jr. |
Van Der Moolen/Attorney | $498 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| CLEAVER, JAMES P JR |
VAN DER MOOLEN SPECIALISTS | $926 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| COMMUNITY HEALTH |
| $245 |
06/21/2001 | P |
RNC REPUBLICAN NATIONAL STATE ELECTIONS COMMITTEE |
| Conte, Robert A. |
LaBranche & Co./Managing Partner | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| CORSO, ANTHONY M |
LABRANCHE & CO | $1,000 |
10/31/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| Corso, Anthony M. |
LaBranche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| CRAMMER, RALPH |
| $600 |
08/13/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Creen Jr., Joseph A. |
La Branche & CO./Stock Broker | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| CREEN, JOSEPH |
LEBRANCHE & COMPANY | $300 |
02/12/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Creen, Joseph A. Jr. |
La Branche & Co./Stockbroker | $500 |
10/23/2002 | G |
PENNSYLVANIANS FOR KANJORSKI - Democrat |
| Dempsey III, John M. |
Labranche & Co./Broker | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| DEPLAUTT, BRIAN |
CON EDISON | $1,000 |
04/24/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| DEUTSCHE BANK |
| $25,000 |
01/31/2001 | P |
RNC REPUBLICAN NATIONAL STATE ELECTIONS COMMITTEE |
| DIBLASI, JOHN |
| $-167 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| DIRECT BROKERAGE INCORPORATED |
INFO REQUESTED | $500 |
08/30/2001 | P |
NRCCC - NON FEDERAL #1 |
| DODD, WILLIAM |
DODD CONSULTING | $1,000 |
12/28/2001 | G |
CITIZENS FOR ARLEN SPECTER - Republican |
| DODD, WILLIAM H |
DODD CONSULTING | $1,000 |
03/08/2001 | P |
FRIENDS OF MAX BAUCUS - Democrat |
| DODD, WILLIAM H CLU |
INSURANCE SALES | $1,000 |
06/04/2001 | P |
CITIZENS FOR ARLEN SPECTER - Republican |
| DODD, WILLIAM H. |
DODD CONSULTING/CONSULTANT | $500 |
05/07/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| DODD, WILLIAM H. |
| $250 |
06/28/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| DODD, WILLIAM H. MR. |
DODD CONSULTING/CONSULTANT | $500 |
12/23/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Dodd, William H. Mr. C.L.U. |
| $600 |
08/26/2002 | G |
PEOPLE FOR ENGLISH - Republican |
| DOLAN, JOHN |
VAN DER MOOLEN SPECIALISTS | $379 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Dolan, John |
Van Der Moolen/Attorney | $204 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| Edelman & Edelman P.C. |
| $1,000 |
10/31/2002 | P |
DNC-NONFEDERAL-CORPORATE |
| Edelman & Edelman P.C. |
N/A | $1,000 |
03/15/2002 | P |
DCCCC NON-FEDERAL ACCOUNT #1 |
| Egan, Brian |
LaBranche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| ELLIS, MICHAEL |
| $500 |
06/21/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| FACCHINE, THOMAS |
LEBRANCHE & COMPANY | $450 |
02/12/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| FACCHINE, THOMAS |
WEBCO SECURITIES | $500 |
12/20/2001 | P |
KERRY COMMITTEE - Democrat |
| Facchine, Thomas |
labranche & co./stockbroker | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| FACCHINE, THOMAS |
LABRANCHE & CO INC | $800 |
01/24/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| FAGENSON, ROBERT |
VAN DER MOOLEN SPECIALISTS | $663 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Fagenson, Robert |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Fagenson, Robert |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Fagenson, Robert |
Van Der Moolen/Attorney | $356 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| FAGENSON, ROBERT |
VAN DER MOOLEN | $200 |
03/11/2002 | P |
HUTCHINSON FOR SENATE - Republican |
| FAGENSON, ROBERT |
VAN DER MOOLEN | $200 |
03/11/2002 | G |
HUTCHINSON FOR SENATE - Republican |
| FAGENSON, ROBERT |
VAN DER MOOLEN SPECIALISTS | $377 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Fagenson, Robert B |
Fagenson & Co./executive | $1,000 |
08/21/2001 | P |
MARKEY FOR CONGRESS COMMITTEE - Democrat |
| Fagenson, Robert Mr. |
Van Der Moolen Specialists USA LLC/ | $492 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Farber, Hilliard |
Hilliard Farber/President | $1,000 |
10/01/2002 | G |
MARKEY FOR CONGRESS COMMITTEE - Democrat |
| Farber, Hilliard |
Hilliard Farber/President | $1,000 |
07/23/2001 | P |
MARKEY FOR CONGRESS COMMITTEE - Democrat |
| FEUER, EPHRAIM |
FBE LIMITED | $250 |
07/17/2002 | G |
FRIENDS OF SESSIONS SENATE COMMITTEE INC - Republican |
| FIELDS, ADAM R |
| $200 |
05/30/2001 | P |
LNC-NONFEDERAL |
| Fitt, Lawton W. |
Goldman Sachs & Co. | $1,000 |
06/25/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Fitt, Lawton W. |
Goldman Sachs & Co. | $1,000 |
06/25/2001 | G |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| FLEMMING ZULACK & WILLIAMSON LLP |
| $1,000 |
05/29/2001 | P |
TORRICELLI FOR U S SENATE INC - Democrat |
| FLEMMING ZULACK & WILLIAMSON LLP |
| $1,000 |
05/29/2001 | G |
TORRICELLI FOR U S SENATE INC - Democrat |
| Freyer, Paul |
La Branche & Co./Securities Dealer | $500 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Fruchthandler, Abraham |
FBE Limited/President | $500 |
06/26/2002 | P |
FRIENDS OF WEINER - Democrat |
| Fruchthandler, Abraham |
FBE Limited/President | $500 |
06/26/2002 | P |
FRIENDS OF WEINER - Democrat |
| FRUCHTHANDLER, ABRAHAM |
REAL ESTATE | $1,000 |
01/23/2002 | G |
FRIENDS OF SENATOR CARL LEVIN - Democrat |
| FRUCHTHANDLER, ABRAHAM H |
FBE LIMITED | $500 |
07/17/2002 | G |
FRIENDS OF SESSIONS SENATE COMMITTEE INC - Republican |
| GAJJAR, ANAND |
CSFB | $1,000 |
06/03/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| GAJJAR, ANAND |
CSFB | $500 |
06/03/2002 | G |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Gajjar, Anand Navin Mr. |
Investment Banker | $500 |
08/15/2002 | P |
COMMITTEE TO ELECT BARBARA BRUNNER PEREIRA - Republican |
| Gero, George |
Self-Employer/Commodities Trader | $500 |
02/22/2002 | P |
NEW YORK MERCANTILE EXCHANGE POLITICAL ACTION COMMITTEE INC. |
| GERSOWITZ LIBO & KOREK |
| $1,000 |
10/24/2002 | P |
DSCC NON-FEDERAL CORPORATE |
| GERSOWITZ, EDWARD H |
GERSOWITZ LIBO & KOREK P C | $500 |
03/13/2002 | P |
LOIS 2002 US SENATE COMMITTEE - Democrat |
| Girard, Rian |
Zurich US/Underwriting Manager | $250 |
07/10/2001 | P |
ZURICH HOLDING CO OF AMERICA INC COMMITTEE FOR GOOD GOVERNMENT ("ZURICH-KEMPER PAC") |
| GODOSKY & GENTILE |
| $5,000 |
10/24/2002 | P |
DSCC NON-FEDERAL CORPORATE |
| GOLDMAN, JERRY S ESQ |
ATTORNEY | $250 |
02/15/2002 | P |
BLINKEN FOR SENATE CAMPAIGN 2002 LLC - Democrat |
| GOULD, GORDON |
UPOC | $5,000 |
09/13/2001 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE |
| Graham, George W. |
Ramirez and Company Inc. | $700 |
02/22/2001 | P |
WOMEN'S CAMPAIGN FUND INC |
| Granger, Stephen |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| GREEN, STEPHEN |
VAN DER MOOLEN SPECIALISTS | $604 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Green, Stephen |
Van Der Moolen/Attorney | $325 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| GREEN, STEPHEN |
VAN DER MOOLEN SPECIALISTS | $344 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Green, Stephen |
Van der Moolen Specialists USA LLC/ | $348 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Gunthel, Richard M. |
Deutsche Bank/Banker | $1,500 |
03/28/2001 | P |
REAL ESTATE ROUNDTABLE POLITICAL ACTION COMMITTEE REALPAC FKA NATIONAL REALTY PAC |
| GUTMAN, JONATHON MR. |
| $300 |
11/18/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| H L A SECURITIES INC |
| $5,000 |
06/13/2002 | P |
2002 PRESIDENT'S DINNER - NON-FEDERAL TRUST |
| Hayes, Gerard |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Hayes, Gerard |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| HAYES, GERARD |
VAN DER MOOLEN SPECIALISTS | $464 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Hayes, Gerard |
Van der Moolen Specialists USA LLC/ | $428 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| HAYES, GERARD T |
VAN DER MOOLEN SPECIALISTS | $815 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Hayes, Gerard T. |
Van Der Moolen/Attorney | $437 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| Hayward, Michael |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Hayward, Michael |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| HAYWARD, MICHAEL |
VAN DER MOOLEN | $200 |
03/11/2002 | P |
HUTCHINSON FOR SENATE - Republican |
| HAYWARD, MICHAEL |
VAN DER MOOLEN | $200 |
03/11/2002 | G |
HUTCHINSON FOR SENATE - Republican |
| HAYWARD, MICHAEL |
VAN DER MOOLEN SPECIALISTS | $509 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Hayward, Michael |
Van der Moolen Specialists USA LLC/ | $516 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| HAYWARD, MICHAEL J |
VAN DER MOOLEN SPECIALISTS | $895 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Hayward, Michael J. |
Van Der Moolen/Attorney | $480 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| Henderson, Luke T. |
LaBranche & Co./Manging Director | $300 |
06/14/2002 | P |
CROWLEY FOR CONGRESS - Democrat |
| HENITS, ANNE |
| $1,000 |
12/18/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| HILLEY, JOHN L |
NASDAQ | $500 |
03/05/2002 | P |
KEN BENTSEN FOR US SENATE COMMITTEE - Democrat |
| Hoogkamp, Gregory T. |
Goldman Sachs & Co. | $1,000 |
03/09/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| HOUSER, HERB |
| $500 |
11/26/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Hyland, Thomas |
La Branche & Co./Securities Dealer | $250 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Hyland, Thomas P. |
La Branche & Co./Stockbroker | $250 |
10/17/2002 | G |
PENNSYLVANIANS FOR KANJORSKI - Democrat |
| JACOBSON, ROBERT J JR |
BENJAMIN JACOBSON & SONS LLC | $1,000 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Jensen, Lauritz C. |
LaBranche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| JONES, PAUL T |
TUDOR INVESTMENT COMPANY | $1,000 |
11/30/2001 | P |
KERRY COMMITTEE - Democrat |
| JONES, PAUL T |
TUDOR INVESTMENT COMPANY | $1,000 |
11/30/2001 | G |
KERRY COMMITTEE - Democrat |
| JOUKOWSKY, ARTEMIS W |
THE JOUKOWSKY FOUNDATION | $1,000 |
10/29/2002 | P |
REED COMMITTEE - Democrat |
| JOUKOWSKY, ARTEMIS W |
THE JOUKOWSKY FOUNDATION | $1,000 |
12/03/2001 | G |
REED COMMITTEE - Democrat |
| JOUKOWSKY, ARTEMIS W |
THE JOUKOWSKY FOUNDATION | $1,000 |
05/08/2001 | P |
REED COMMITTEE - Democrat |
| KATZ, GILBERT |
ATTORNEY | $1,000 |
10/24/2002 | G |
LAUTENBERG FOR SENATE - Democrat |
| KATZ, GILBERT |
ATTORNEY | $500 |
03/13/2002 | P |
FRIENDS OF SENATOR CARL LEVIN - Democrat |
| KATZ, LEON A |
LINCOLN REALTY LLC | $500 |
11/25/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| Kaye, Allen E. |
Law Offices of Allen Kaye P.C./Atto | $250 |
07/26/2002 | G |
CANNON FOR CONGRESS - Republican |
| Kaye, Allen E. |
Law Offices of Allen Kaye P.C./Atto | $250 |
06/24/2002 | |
CANNON FOR CONGRESS - Republican |
| Kempner Thomas |
Loeb Partners Corp./investment bank | $500 |
10/30/2002 | G |
TOM FEENEY FOR CONGRESS - Republican |
| Kempner Thomas |
Loeb Partners Corp./investment bank | $500 |
07/16/2002 | P |
TOM FEENEY FOR CONGRESS - Republican |
| Kempner Thomas L. |
Loeb Partners Corp./investment bank | $250 |
10/30/2002 | G |
FRIENDS OF KATHERINE HARRIS - Republican |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/31/2002 | G |
MIKE PENCE COMMITTEE - Republican |
| Kempner, Thomas |
Leob Partners Corp/Investment Banke | $250 |
10/31/2002 | G |
JUDGE JOHN CARTER FOR CONGRESS COMMITTEE - Republican |
| Kempner, Thomas |
Loeb Partners/investment banker | $250 |
10/30/2002 | G |
MUSGRAVE FOR CONGRESS - Republican |
| Kempner, Thomas |
| $400 |
10/30/2002 | G |
PAT TOOMEY FOR CONGRESS COMMITTEE - Republican |
| Kempner, Thomas |
Loeb Partners Corp/BANKER | $250 |
10/30/2002 | G |
COMMITTEE TO ELECT TRENT FRANKS TO CONGRESS - Republican |
| Kempner, Thomas |
Loeb Partners/Banker | $400 |
10/30/2002 | G |
CHRIS CHOCOLA FOR CONGRESS INC - Republican |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $400 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $500 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $200 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $500 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $400 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $300 |
10/28/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
09/03/2002 | P |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
09/03/2002 | P |
FISCHER FOR CONGRESS - Republican |
| Kempner, Thomas |
| $250 |
09/03/2002 | P |
SYDNEY HAY FOR CONGRESS - Republican |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
08/30/2002 | P |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners/Banker | $250 |
08/02/2002 | G |
CHRIS CHOCOLA FOR CONGRESS INC - Republican |
| Kempner, Thomas |
| $250 |
07/30/2002 | G |
PAT TOOMEY FOR CONGRESS COMMITTEE - Republican |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
07/16/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
07/16/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $250 |
07/16/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $500 |
07/15/2002 | P |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $500 |
07/15/2002 | P |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
Loeb Partners Corp./Investment Bank | $500 |
07/15/2002 | G |
CLUB FOR GROWTH INC PAC |
| Kempner, Thomas |
| $500 |
07/15/2002 | P |
SYDNEY HAY FOR CONGRESS - Republican |
| KEMPNER, THOMAS L |
| $500 |
11/22/2002 | |
TERRELL FOR SENATE - Republican |
| KEMPNER, THOMAS L |
| $250 |
10/28/2002 | G |
JOHN THUNE FOR SOUTH DAKOTA - Republican |
| KEMPNER, THOMAS L |
LOEB PARTNERS CORP | $500 |
10/25/2002 | G |
TEAM SUNUNU - Republican |
| KEMPNER, THOMAS L |
LOEB PARTNERS CORP | $1,000 |
06/20/2002 | P |
ROAD TO 51 COMMITTEE - Republican |
| KEMPNER, THOMAS L |
LOEH PARTNERS | $1,000 |
05/21/2002 | P |
HUTCHINSON FOR SENATE - Republican |
| Kempner, Thomas L. |
Loeb Partners Corp./Investment Bank | $250 |
10/31/2002 | G |
MARIO DIAZ-BALART FOR CONGRESS - Republican |
| Kempner, Thomas L. |
| $200 |
10/30/2002 | G |
GARRETT FOR CONGRESS 2002 - Republican |
| Kempner, Thomas L. |
Loeb Partners Corporation/Investmen | $250 |
10/30/2002 | G |
JOHN SWALLOW FOR CONGRESS INC. - Republican |
| Kempner, Thomas L. |
Loeb Partners Corp./Investment Bank | $250 |
10/25/2002 | G |
PEARCE FOR CONGRESS - Republican |
| Kempner, Thomas L. |
Loeb Partners Corp./Investment Bank | $250 |
09/13/2002 | P |
KEEP OUR MAJORITY PAC |
| Kempner, Thomas L. |
| $250 |
07/26/2002 | G |
GARRETT FOR CONGRESS 2002 - Republican |
| Kempner, Thomas Mr. |
Loeb Partners Corp./Investment Bank | $300 |
10/30/2002 | G |
FRIENDS OF JEB HENSARLING - Republican |
| Kempner, Thomas Mr. |
Loeb Partners Corp./Investment Bank | $500 |
07/12/2002 | G |
FRIENDS OF JEB HENSARLING - Republican |
| Kerner, Michael Mr. |
Zurich U.S./Chief Operations Office | $500 |
05/25/2002 | P |
ZURICH HOLDING CO OF AMERICA INC COMMITTEE FOR GOOD GOVERNMENT ("ZURICH-KEMPER PAC") |
| Kerner, Michael Mr. |
Zurich U.S./Chief Operations Office | $350 |
07/10/2001 | P |
ZURICH HOLDING CO OF AMERICA INC COMMITTEE FOR GOOD GOVERNMENT ("ZURICH-KEMPER PAC") |
| KOREK, JEFF S |
ATTORNEY | $1,000 |
11/22/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| LABRANCH, G M |
LABRANCHE & CO INC | $1,000 |
01/24/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| LABRANCHE & CO LLC |
| $10,000 |
03/30/2001 | P |
NRCCC - NON FEDERAL #1 |
| Labranche G. M. |
LaBranche & Co. Inc./Stock Broker | $300 |
04/12/2002 | P |
OXLEY FOR CONGRESS - Republican |
| LABRANCHE, G M |
LABRANCHE & CO | $1,000 |
10/31/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| LaBranche, G. M. |
LaBranche & Co./CEO | $1,000 |
10/17/2002 | G |
PENNSYLVANIANS FOR KANJORSKI - Democrat |
| LaBranche, Michael |
LaBranche & Co./CEO | $1,000 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| LABRANCHE, TRINKA |
LaBranche & Co. | $1,080 |
06/15/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Langford, Guy |
Deloitte & Touche/PRINCIPAL | $300 |
03/07/2002 | P |
DELOITTE & TOUCHE FEDERAL POLITICAL ACTION COMMITTEE |
| Lasher, Howard Mr. |
The Lasher Group Inc./Member Americ | $350 |
02/21/2002 | P |
WOMEN'S CAMPAIGN FUND INC |
| Ledgister Kingsley |
LaBranche and Company/Broker | $300 |
04/12/2002 | P |
OXLEY FOR CONGRESS - Republican |
| Lee, Harvey S. |
Thomson Wealth Management/Sales rep | $1,000 |
05/08/2002 | P |
COLUMBUS FOR CONGRESS - Democrat |
| Lee, Harvey S. |
Thomson Wealth Management/Sales rep | $1,000 |
05/08/2002 | G |
COLUMBUS FOR CONGRESS - Democrat |
| Leggio, Richard F. |
La Branche & Co./Stockbroker | $250 |
10/17/2002 | G |
PENNSYLVANIANS FOR KANJORSKI - Democrat |
| Leggio, Richard F. |
Labranche & Co/stockbroker | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| LOEB HOLDING CORPORATION |
| $7,500 |
04/11/2001 | P |
2001 PRESIDENT'S DINNER - NON-FEDERAL TRUST |
| LORING, ANNE |
| $1,000 |
11/02/2001 | P |
FRIENDS OF MAX BAUCUS - Democrat |
| Maguire, Michael |
La Branche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Malnati, Aimee Ms. |
Goldman Sachs/Executive Administrat | $250 |
09/27/2002 | P |
LEADERSHIP '02 |
| Marangoudakis, Charles Mr. |
Marangos Construction/President | $1,000 |
03/25/2002 | G |
MALONEY FOR CONGRESS - Democrat |
| Marangoudakis, Charles Mr. |
Marangos Construction/President | $1,000 |
12/31/2001 | P |
MALONEY FOR CONGRESS - Democrat |
| Marinakis, Markos |
Marinakis Chartering/Pres. | $300 |
11/01/2002 | G |
PALLONE FOR CONGRESS - Democrat |
| MARINAKIS, MARKOS |
MARINAKIS CHARTERING | $1,000 |
01/30/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Marinakis, Markos |
Marinakis Chartering Inc./President | $250 |
12/04/2001 | P |
VAN HOLLEN FOR CONGRESS - Democrat |
| Marinakis, Markos Mr. |
Marinakis Chartering Inc./President | $500 |
03/25/2002 | P |
MALONEY FOR CONGRESS - Democrat |
| Marinakis, Markos Mr. |
Marinakis Chartering Inc./President | $500 |
12/31/2001 | P |
MALONEY FOR CONGRESS - Democrat |
| Marinakis, Markos Mr. |
MARINAKIS CHARTERING INC/President | $300 |
11/13/2001 | P |
STEVE ISRAEL FOR CONGRESS COMMITTEE - Democrat |
| MASELLA, JAMES V III |
SULLIVAN & CROMWELL | $250 |
12/17/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Massik, Andrew |
| $250 |
06/04/2002 | P |
CROWLEY FOR CONGRESS - Democrat |
| Mazzella, Mark |
Van Der Moolen/Attorney | $235 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| MAZZELLA, MARK |
VAN DER MOOLEN SPECIALISTS | $249 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Mazzella, Mark |
Van der Moolen Specialists USA LLC/ | $252 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| MAZZELLA, MARK J |
VAN DER MOOLEN SPECIALISTS | $437 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| McCOOEY, ROBERT H Jr. |
GRISWOLD CO/BANKING | $500 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| McCooey, Sean M. |
LaBranche & Co./Securities Dealer | $250 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| MCGAGH, PATRICK |
VAN DER MOOLEN SPECIALISTS | $816 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| McGagh, Patrick |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| McGagh, Patrick |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| MCGAGH, PATRICK |
VAN DER MOOLEN SPECIALISTS | $465 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| McGagh, Patrick Jr. |
Van Der Moolen/Attorney | $438 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| McGagh, Patrick Jr. |
Van der Moolen Specialists USA LLC/ | $428 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| McGowan, John |
Cohen Duffy & McGowan Inc./Partner | $1,000 |
05/28/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| McGraner, John |
LaBranche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| McGuire, James |
La Branche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| McMahon, Kevin R. |
LaBranche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| McMahon, Kevin R. |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| McMahon, Kevin R. |
LaBranche & Co./Stockbroker | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| McWilliams, John |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| MEEHAN, EMILY SOUVAINE |
HOMEMAKER | $1,000 |
10/16/2002 | G |
ALEX SANDERS FOR THE US SENATE - Democrat |
| MEEHAN, EMILY SOUVAINE |
SOUVAINE MEEHAN ASSOCIATES | $1,000 |
04/09/2001 | P |
KERRY COMMITTEE - Democrat |
| MEEHAN, MICHAEL |
| $-167 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| MEEHAN, TERANCE |
M J MEEHAN & COMPANY | $1,000 |
04/30/2001 | P |
FRIENDS OF MAX CLELAND FOR THE US SENATE INC - Democrat |
| MEEHAN, TERANCE |
M J MEEHAN & COMPANY | $1,000 |
04/30/2001 | P |
FRIENDS OF MAX CLELAND FOR THE US SENATE INC - Democrat |
| MEEHAN, TERENCE |
FLEET MEEHAN | $1,000 |
08/12/2002 | G |
ALEX SANDERS FOR THE US SENATE - Democrat |
| MEEHAN, TERENCE |
M J MEEHAN & COMPANY | $1,000 |
06/21/2002 | P |
WYDEN FOR SENATE - Democrat |
| MEEHAN, TERENCE S |
T S MEEHAN & ASSOCIATES LLC | $1,000 |
11/25/2002 | G |
FRIENDS OF SCHUMER - Democrat |
| MEEHAN, TERENCE S |
T S MEEHAN & ASSOCIATES LLC | $1,000 |
11/25/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| MEEHAN, TERENCE S |
INVESTMENTS | $1,000 |
10/08/2002 | G |
STRICKLAND FOR COLORADO INC - Democrat |
| MEEHAN, TERENCE S |
| $-1,000 |
03/31/2002 | P |
KERRY COMMITTEE - Democrat |
| MEEHAN, TERENCE S |
MJ MEEHAN & CO | $1,000 |
04/09/2001 | P |
KERRY COMMITTEE - Democrat |
| Meehan, Terence S. |
MJ Meehan & Co./Chairman | $1,000 |
06/02/2001 | P |
FRIENDS OF PATRICK J KENNEDY INC - Democrat |
| Meyer, Bruce |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Meyer, Richard |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Moulton, Bruce |
La Branche & Co./Stockbroker | $250 |
10/23/2002 | G |
PENNSYLVANIANS FOR KANJORSKI - Democrat |
| Murphy, Robert |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| MURRAY, DANIEL F |
| $-167 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| NANAVATI, SAMIR |
IBG | $250 |
10/18/2002 | G |
CHELLIE PINGREE FOR US SENATE - Democrat |
| NELSON, HOWARD |
NATHAN BERKMANS & CO./REAL ESTATE A | $1,000 |
07/30/2002 | P |
CITIZENS FOR SCOTT VANDERHOEF - Republican |
| NELSON, HOWARD |
NATHAN BERKMANS & CO./REAL ESTATE A | $1,000 |
07/30/2002 | G |
CITIZENS FOR SCOTT VANDERHOEF - Republican |
| NELSON, HOWARD |
NATHAN BERKMAN & CO | $1,000 |
07/02/2001 | P |
STEVENS FOR SENATE COMMITTEE - Republican |
| NEWMAN, FRANK |
BANKERS TRUST CO | $1,000 |
03/06/2001 | G |
SCHUMER '98 - Democrat |
| Nichols, Michael |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Nyprocoa Inc. |
N/A | $5,000 |
10/15/2002 | P |
DCCCC NON-FEDERAL ACCOUNT #1 |
| ODYSSEY GROUP |
| $500 |
02/27/2001 | P |
NRCCC - NON FEDERAL #1 |
| Oliphant, James |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| OROL, ELLIOTS |
COZEN O'CONNOR | $1,000 |
07/09/2001 | P |
COZEN O'CONNOR POLITICAL ACTION COMMITTEE |
| OSCHER, RICK |
VAN DER MOOLEN SPECIALISTS | $210 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Patterson, L. Thomas Jr. |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Picerni, Anthony |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Pickett III, John O. |
Labranche & Co./Stockbroker | $500 |
06/14/2002 | G |
CROWLEY FOR CONGRESS - Democrat |
| Pickett III, John O. |
Labranche & Co./Stockbroker | $1,000 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| Pickett John |
| $300 |
04/12/2002 | P |
OXLEY FOR CONGRESS - Republican |
| PIERCE, CHRISTOPHER A. JR |
SALOMON SMITH BARNEY INC./INVESTMEN | $300 |
06/06/2002 | P |
WOODCOCK FOR CONGRESS - Republican |
| PIERCE, CHRISTOPHER A. JR |
SALOMON SMITH BARNEY INC./INVESTMEN | $350 |
10/26/2001 | P |
WOODCOCK FOR CONGRESS - Republican |
| PLUM, RICHARD |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Plum, Richard R. |
La Branche & Co./Stock Broker | $500 |
06/14/2002 | P |
CROWLEY FOR CONGRESS - Democrat |
| Plum, Richard R. |
La Branche & Co./Stock Broker | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| Ponder, Anna |
Robin Hood Foundation/Manager | $250 |
08/19/2002 | G |
RE-ELECT HAROLD FORD JR - Democrat |
| Quigley, Vincent |
LaBranche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Quigley, Vincent |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Quinn, Brian |
La Branche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Redfearn, Brett W. |
American Stock Exchange/Trader | $600 |
10/15/2002 | P |
SECURITY TRADERS ASSOCIATION INC POLITICAL ACTION COMMITTEE |
| Riker, Richard |
LaBranche & Co./Securities Dealer | $500 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Riker, Richard |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Sabin, Kari Lyn |
| $5,000 |
08/21/2001 | P |
21ST CENTURY FREEDOM PAC FEDERAL (FKA ECONOMIC FREEDOM PAC) |
| Scavone, James J. |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| SCAVONE, ROBERT |
VAN DER MOOLEN SPECIALISTS | $273 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| SCAVONE, ROBERT A |
VAN DER MOOLEN SPECIALISTS | $478 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Scavone, Robert A. |
Van der Moolen Specialists USA LLC/ | $276 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Scavone, Robert Jr. |
Van Der Moolen/Attorney | $257 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| Schron, Avi |
Somerset Development LLC/Partner | $300 |
07/26/2002 | P |
NEW JERSEY UNITED FEDERAL PAC INC. |
| SCHRON, MARTA |
HOMEMAKER | $1,000 |
04/17/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| SCHRON, MARTA |
HOMEMAKER | $1,000 |
04/17/2001 | G |
FRIENDS OF SCHUMER - Democrat |
| Schron, Rubin |
Somerset Development LLC/Partner | $300 |
07/26/2002 | P |
NEW JERSEY UNITED FEDERAL PAC INC. |
| SCHRON, RUBIN |
CAMMEBY'S MANAGEMENT CO | $1,000 |
04/20/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| SCHRON, RUBIN |
CAMMEBY'S MANAGEMENT CO | $1,000 |
04/20/2001 | G |
FRIENDS OF SCHUMER - Democrat |
| Scullion, Jennifer |
Jennifer Scullion/Attorney | $250 |
03/01/2002 | P |
COMMITTEE TO ELECT LINDA SANCHEZ - Democrat |
| Seip, John N. Mr. |
John N. Seip & Co. Inc./Stock Broke | $1,000 |
06/28/2002 | P |
COMMITTEE TO RE-ELECT VITO FOSSELLA - Republican |
| SEITELMAN, MARK |
| $400 |
11/04/2002 | G |
MONDALE FOR SENATE - Democrat |
| Shanley, Thomas |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Sherman Michael |
| $300 |
04/12/2002 | P |
OXLEY FOR CONGRESS - Republican |
| Sherman, Anthony |
La Branche & Co./Stockbroker | $250 |
10/17/2002 | G |
PENNSYLVANIANS FOR KANJORSKI - Democrat |
| Sherman, Michael |
Labranche & Co./Stockbroker | $500 |
06/14/2002 | P |
CROWLEY FOR CONGRESS - Democrat |
| SHERMAN, MICHAEL |
LEBRANCHE & COMPANY | $300 |
02/12/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Sherman, Michael |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Sherman, Michael |
Labranche & Co./Stockbroker | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| SHIELDS, JOSEPH V JR |
| $2,500 |
11/05/2002 | P |
NRSC - NONFEDERAL |
| SILVER, WILLIAM |
WEISKOPF SILVER & CO LLC | $500 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| SIMMONS, HARDWICK MR. |
NASDAQ | $1,000 |
04/26/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Smith, Christopher M. |
LaBracnhe & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Solie, Samuel E. Mr. |
| $250 |
08/08/2002 | P |
COMMITTEE TO ELECT BARBARA BRUNNER PEREIRA - Republican |
| Solomon, Evan |
LaBranche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Solomon, Evan |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Soltz, Mark |
LaBranche & Co./Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Soltz, Mark |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Stern, Michael |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Stern, Michael |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Stern, Michael |
Van Der Moolen/Attorney | $540 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| STERN, MICHAEL |
VAN DER MOOLEN | $200 |
03/11/2002 | P |
HUTCHINSON FOR SENATE - Republican |
| STERN, MICHAEL |
VAN DER MOOLEN | $200 |
03/11/2002 | G |
HUTCHINSON FOR SENATE - Republican |
| STERN, MICHAEL |
VAN DER MOOLEN SPECIALISTS | $573 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Stern, Michael |
Van der Moolen Specialists USA LLC/ | $580 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| STERN, MICHAEL F |
VAN DER MOOLEN SPECIALISTS | $1,000 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Stockton, William |
Deutsche Bank NA/IT Manager | $200 |
11/01/2002 | P |
MOVEON.ORG |
| Suarez, John |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Surico, Philip |
La Branche & Co./Securities Dealer | $250 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Tandy, Daniel W. Mr. |
Daniel W. Tandy & Nina Brill/Stock | $1,000 |
06/28/2002 | P |
COMMITTEE TO RE-ELECT VITO FOSSELLA - Republican |
| Tonio Burgos and Associates Inc. |
N/A | $5,000 |
10/23/2002 | P |
DCCCC NON-FEDERAL ACCOUNT #1 |
| Tortora, Leslie C. |
Goldman Sachs & Co. | $2,000 |
02/20/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| TRADINGEAR.COM INC. |
INFO REQUESTED | $500 |
10/15/2002 | P |
NRCCC - NON FEDERAL #1 |
| Traison, Harvey S. |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Traison, Harvey S. |
LaBranche and Company/Chief Financi | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| TSUNG, THEODORE |
| $1,000 |
06/06/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| TSUNG, THEODORE |
| $5,250 |
05/02/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| TSUNG, THEODORE |
| $700 |
05/23/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| TSUNG, THEODORE |
| $500 |
02/15/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| TURK, WARREN |
VAN DER MOOLEN SPECIALISTS | $786 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Turk, Warren |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Turk, Warren |
Van Der Moolen Specialists LL/Execu | $250 |
04/29/2002 | P |
TOM YOUNG FOR CONGRESS - Republican |
| Turk, Warren |
Van Der Moolen/Attorney | $422 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| TURK, WARREN |
VAN DER MOOLEN SPECIALISTS | $448 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Turk, Warren |
Van der Moolen Specialists USA LLC/ | $410 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Vaughan, William N. |
La Branche & Co./Stockbroker | $250 |
10/17/2002 | G |
PENNSYLVANIANS FOR KANJORSKI - Democrat |
| Vaughan, William N. |
LaBranche & Co./Stock Broker | $300 |
06/24/2002 | P |
CROWLEY FOR CONGRESS - Democrat |
| Vaughan, William N. |
LaBranche & Co./Stock Broker | $200 |
06/24/2002 | G |
CROWLEY FOR CONGRESS - Democrat |
| Vaughan, William N. |
LaBranche & Co./Stock Broker | $200 |
01/08/2002 | P |
CROWLEY FOR CONGRESS - Democrat |
| Vaughan, William N. |
LaBranche & Co./Stock Broker | $500 |
05/23/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| Visintin, George |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| VOLPE, RICHARD |
VAN DER MOOLEN SPECIALISTS | $696 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Volpe, Richard |
Van Der Moolen/Attorney | $375 |
04/16/2002 | P |
ENGEL FOR CONGRESS - Democrat |
| VOLPE, RICHARD |
VAN DER MOOLEN SPECIALISTS | $397 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Volpe, Richard |
Van der Moolen Specialists USA LLC/ | $359 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Walsh, Edward |
Self-Employed/Commodities Trader | $350 |
02/06/2001 | P |
NEW YORK MERCANTILE EXCHANGE POLITICAL ACTION COMMITTEE INC. |
| Walsh, Thomas C. Jr |
Hilliard Farber/gov't securities br | $250 |
07/24/2001 | P |
MARKEY FOR CONGRESS COMMITTEE - Democrat |
| Warren, David P. |
Nasdaq/Senior VP and Chief Admin Of | $4,000 |
12/31/2001 | P |
NASDAQ STOCK MARKET INC PAC |
| Weise, Donald |
LaBranche & Co. | $1,080 |
06/12/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| WEISKOPF, DANIEL K II |
WEISKOPF SILVER & CO INC | $500 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Weissman, Herbert |
Van der Moolen Specialists USA LLC/ | $267 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| WOOD, PAUL G |
BLEAKLEY PLATT REMSEN | $800 |
11/27/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| WOOD, PAUL G |
BLEAKLEY PLATT REMSEN | $200 |
11/27/2001 | G |
FRIENDS OF SCHUMER - Democrat |
| YOSCO, HAROLD |
VAN DER MOOLEN SPECIALISTS | $210 |
02/13/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| Yosco, Harold |
Van der Moolen Specialists USA LLC/ | $252 |
12/28/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Young, Robert |
La Branche/Securities Dealer | $300 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Zakheim, Morris |
Zakheim Roth Co/Owner | $250 |
11/04/2002 | G |
FRIENDS OF WEINER - Democrat |
| Zakheim, Morris |
Zakheim Roth Co/Owner | $250 |
05/15/2001 | P |
FRIENDS OF WEINER - Democrat |
| ZARB, FRANK G |
| $-1,000 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Zimmerman, Keith |
LaBranche & Co./Securities Dealer | $250 |
01/09/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Zoullas, Nicholas S. |
Norland Shipping & Trading Cor/Pres | $200 |
08/14/2002 | P |
GRUCCI FOR CONGRESS - Republican |
| ZUCCOTTI, SUSAN |
HOMEMAKER | $1,000 |
10/17/2002 | P |
FRIENDS OF HILLARY - Democrat |