| Alatzas, John |
Spear Leeds & Kellogg/Securities Tr | $500 |
04/14/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Aquila, Albert B |
Sullivan Papain Block McGrath & Can | $250 |
05/01/2006 | G |
UNITE OUR STATES |
| AQUILA, ALBERT B |
SULLIVAN PAPAIN | $250 |
03/31/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Asmar, Paul |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Barry, Steven |
Spear Leeds & Kellogg/Securities De | $500 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Becker, Karin |
Spear Leeds & Kellogg/Securities De | $500 |
09/23/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Becker, Karin |
Spear Leeds & Kellogg/Securities De | $500 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| BENSON, DANIEL |
KASOWITZ AND BENSON | $1,000 |
06/30/2005 | P |
TALENT FOR SENATE COMMITTEE - Republican |
| Berger, Jeffrey |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Bernstein, William Mr. |
Alliance for Downtown NY Inc/Sr. VP | $200 |
03/22/2006 | P |
DAVID YASSKY FOR CONGRESS - Democrat |
| Campagna, Anthony |
Spear Leeds & Kellogg/Securities De | $500 |
11/09/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Campagna, Anthony |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Capon, Adam |
Spear Leeds & Kellogg/Securities De | $300 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Carboy, Andrew J |
Sullivan Papain Block McGrath & Can | $250 |
05/01/2006 | G |
UNITE OUR STATES |
| CARBOY, ANDREW J |
SULLIVAN PAPAIN | $250 |
03/31/2005 | P |
FRIENDS OF HILLARY - Democrat |
| COFFINAS, ELENI |
SULLIVAN PAPAIN/PARTNER | $500 |
09/08/2005 | P |
FRIENDS OF HILLARY - Democrat |
| COFFINAS, ELENI |
SULLIVAN PAPAIN | $250 |
03/31/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Cosimano, Michael |
Spear Leeds & Kellogg/Securities De | $500 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Davis, Michael |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Demirjian, Edward |
Spear Leeds & Kellogg/Securities De | $250 |
05/31/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Demirjian, Edward |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| DiGregorio, John |
Spear Leeds & Kellogg/Securities De | $300 |
05/31/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Digregorio, John |
Spear Leeds & Kellogg/Securities De | $500 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Doscas, John C Mr. |
Hudson Bay Capital/Investor | $25,000 |
05/12/2006 | P |
REPUBLICAN NATIONAL COMMITTEE - Republican |
| Duffy, Brian J |
Spear Leeds & Kellogg/Securities Tr | $1,000 |
09/23/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Duffy, Brian J |
Spear Leeds & Kellogg/Securities Tr | $1,000 |
04/08/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Duffy, Brian J |
Spear Leeds & Kellogg/Securities De | $1,200 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Duggan, Brian F |
Goldman Sachs/Investment Banker | $1,000 |
04/12/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Floriai, Frank V |
Sullivan Papain Block McGrath & Can | $250 |
05/01/2006 | G |
UNITE OUR STATES |
| FLORIANI, FRANK V |
SULLIVAN PAPAIN BLOCK MCGRATH | $250 |
03/31/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Frank, Stephen H |
Spear Leeds & Kellogg/Securities De | $1,200 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Gerber, Sander |
Gerber Investments/Partner | $500 |
11/03/2006 | G |
BACHMANN FOR CONGRESS - Republican |
| GERBER, SANDER |
HUDSON BAY CAPITAL MANAGEMENT/CEO | $1,000 |
01/23/2006 | P |
JON KYL FOR U S SENATE - Republican |
| GERBER, SANDER R MR |
HUDSON BAY CAPITAL/CHAIRMAN & C.E.O | $3,000 |
06/20/2006 | P |
STEELE FOR MARYLAND INC - Republican |
| GERBER, SANDER R MR |
HUDSON BAY CAPITAL/CHAIRMAN & C.E.O | $-900 |
06/20/2006 | P |
STEELE FOR MARYLAND INC - Republican |
| GERBER, SANDER R MR |
HUDSON BAY CAPITAL/CHAIRMAN & C.E.O | $900 |
06/20/2006 | G |
STEELE FOR MARYLAND INC - Republican |
| Gerber, Sander R. |
Gerber Capital/Investor | $5,000 |
06/26/2006 | P |
SOLUTIONS AMERICA PAC |
| Himpele, Donald Jr. |
Spear Leeds & Kellogg/Securities De | $1,000 |
01/20/2006 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Himpele, Donald Jr. |
Spear Leeds & Kellogg/Securities De | $1,200 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Ingenito, Ronald |
Spear Leeds & Kellogg/Securities De | $300 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Jacobson, James A |
Goldman Sachs/Investment Banker | $1,000 |
06/13/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Jacobson, James A |
Spear Leeds & Kellogg/Securities De | $1,000 |
01/20/2006 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Jacobson, James A |
Spear Leeds & Kellogg/Securities De | $1,200 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Jordan, Mary |
Spear Leeds & Kellogg/Securities De | $600 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Ketterer, John |
Spear Leeds & Kellogg/Securities De | $1,200 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Kragh, Daniel |
Spear Leeds & Kellogg/Securities De | $500 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Lauto, John J |
Spear Leeds & Kellogg/Securities De | $1,000 |
01/20/2006 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Lauto, John J |
Goldman Sachs/Investment Banker | $2,500 |
12/31/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Lauto, John J |
Spear Leeds & Kellogg/Securities De | $1,200 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Leav, Daniel T |
Self Employed/Attorney | $300 |
02/09/2006 | P |
AMERICAN ASSOCIATION FOR JUSTICE POLITICAL ACTION COMMITTEE (AAJ PAC) - Unknown |
| Lebenthal, Alexandra |
Lebenthal & Co/President | $1,000 |
06/30/2006 | P |
FRIENDS OF WEINER - Democrat |
| Lee, Michael H Mr. |
Tower Group Inc./Ceo | $500 |
02/01/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Magarro, Christopher |
Spear Leeds & Kellogg/Securities De | $1,000 |
01/20/2006 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Magarro, Christopher |
Spear Leeds & Kellogg/Securities De | $1,200 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Marino, John A. |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| MCDONAGH, MICHAEL |
LESTER SCHWAB KATZ & DWYER LLP | $1,000 |
01/19/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Messina, John |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Messina, John J |
Spear Leeds & Kellogg/Securities De | $250 |
05/31/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Miller, Robert |
Miller-Pomerantz/CLU | $500 |
06/29/2006 | P |
RANGEL FOR CONGRESS - Democrat |
| MILLER, ROBERT |
MILLER & ASSOCIATES/BUSINESSMAN | $500 |
05/30/2006 | P |
FRIENDS OF CRAIG THOMAS - Republican |
| Miller, Robert |
Miller Pomerantz/financial consulta | $1,000 |
04/06/2006 | P |
SEARCHLIGHT LEADERSHIP FUND |
| MILLER, ROBERT |
MILLER & ASSOCIATES/INSURANCE | $1,000 |
03/31/2006 | P |
CANTWELL 2012 - Democrat |
| MILLER, ROBERT |
MILLER-POMERANTZ/CLU | $1,000 |
03/31/2006 | P |
WYDEN FOR SENATE - Democrat |
| MILLER, ROBERT A |
MILLER POMERANTZ/LIFE UNDERWRITER | $1,000 |
04/20/2006 | P |
FRIENDS OF DICK DURBIN COMMITTEE - Democrat |
| MILLER, ROBERT A |
MILLER AND ASSOCIATES/INSURANCE AGE | $2,100 |
08/19/2005 | P |
FRIENDS OF HILLARY - Democrat |
| MILLER, ROBERT A |
MILLER AND ASSOCIATES/INSURANCE AGE | $2,100 |
08/19/2005 | G |
FRIENDS OF HILLARY - Democrat |
| MILLER, ROBERT A |
MILLER & ASSOCIATES | $1,900 |
01/31/2005 | G |
COLLINS FOR SENATOR - Republican |
| MILLER, ROBERT A |
MILLER & ASSOCIATES | $2,100 |
01/31/2005 | P |
COLLINS FOR SENATOR - Republican |
| Niederauer, Duncan L |
Goldman Sachs/Investment Banker | $3,000 |
05/18/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Niederauer, Duncan L |
Goldman Sachs/Investment Banker | $2,500 |
04/05/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Paccagnini, Gary |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| PAPAIN, NICHOLAS |
SULLIVAN PAPAIN/ATTORNEY | $1,350 |
06/30/2006 | P |
FRIENDS OF HILLARY - Democrat |
| Papain, Nicholas |
Sullivan Papain Block McGrath & Can | $250 |
05/01/2006 | G |
UNITE OUR STATES |
| PAPAIN, NICHOLAS |
SULLIVAN PAPAIN/ATTORNEY | $500 |
09/08/2005 | P |
FRIENDS OF HILLARY - Democrat |
| PAPAIN, NICHOLAS |
SULLIVAN PAPAIN BLOCK ET AL | $450 |
05/13/2005 | P |
STABENOW FOR US SENATE - Democrat |
| PAPAIN, NICHOLAS |
SULLIVAN PAPAIN | $250 |
03/31/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Pape, Joseph M |
Goldman Sachs/Investment Banker | $250 |
04/01/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Raskin, Robert Alan |
SB Capitol Group | $1,000 |
08/23/2006 | G |
REHBERG FOR CONGRESS - Republican |
| ROGOZINSKI, KENNETH |
GREYSTONE AND CO | $2,000 |
06/30/2005 | P |
TALENT FOR SENATE COMMITTEE - Republican |
| SHAPIRO, JOEL |
BARTON SHAPIRO & ASSOCIATES/PARTNER | $200 |
07/23/2005 | P |
SNOWE FOR SENATE - Republican |
| Solomon, Stanley P |
Goldman Sachs/Investment Banker | $201 |
04/12/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Spilker, Marc A |
Goldman Sachs/Investment Banker | $2,500 |
04/05/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Spitzer, Eliot L |
State of New York/Attorney General | $500 |
10/05/2006 | P |
OHIO DEMOCRATIC PARTY - Democrat |
| Spitzer, Eliot L |
State of New York/Attorney General | $500 |
10/05/2006 | P |
OHIO DEMOCRATIC PARTY - Democrat |
| Swan, Kenneth R |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Trimble, Robert S |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Urizzo, Michael |
Spear Leeds & Kellogg/Securities De | $500 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Valentino, Damian |
Spear Leeds & Kellogg/Securities De | $1,000 |
01/20/2006 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Valentino, Damian |
Spear Leeds & Kellogg/Securities De | $750 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| VASQUEZ, FRANK MR. |
POPULAR SECURITIES/BANKER | $2,100 |
12/29/2006 | P |
RUDY GIULIANI PRESIDENTIAL EXPLORATORY COMMITTEE INC - Republican |
| Viscardi, Christopher J |
Goldman Sachs/Investment Banker | $250 |
04/07/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Whiteley, Darrell |
Lester Schwab Katz & Dwyer LLP/Atto | $1,000 |
03/09/2006 | P |
RANGEL FOR CONGRESS - Democrat |
| Wolf, Steven A |
Goldman Sachs/Investment Banker | $250 |
03/30/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Zenna, Gregory |
Spear Leeds & Kellogg/Securities De | $1,000 |
01/20/2006 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Zenna, Gregory |
Spear Leeds & Kellogg/Securities De | $1,200 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Ziegler, Ann-Marie |
Spear Leeds & Kellogg/Securities De | $250 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |