| ABRAMS, FLOYD |
CAHILL GORDON & REINDEL | $250 |
12/06/2002 | |
FRIENDS OF MARY LANDRIEU INC - Democrat |
| ABRAMS, FLOYD |
CAHILL GORDON | $500 |
09/17/2002 | G |
STRICKLAND FOR COLORADO INC - Democrat |
| ABRAMS, FLOYD |
CAHILL GORDON & REINDEL | $500 |
05/20/2001 | P |
TORRICELLI FOR U S SENATE INC - Democrat |
| Adetimirin, Aziz Mr. |
Network Journal/Publisher | $500 |
09/10/2002 | P |
REV AL SHARPTON PRESIDENTIAL EXPLORATORY COMMITTEE - Democrat |
| ALLEN, RICHARD |
| $500 |
02/14/2002 | P |
YOUNG JEWISH LEADERSHIP POLITICAL ACTION COMMITTEE INC, THE |
| ALPERT, REED MR |
ALPINE DESIGN INC./PROGRAMMER | $250 |
04/05/2001 | P |
DOLLARS FOR DEMOCRATS |
| Aprilante, Anthony J. Mr. |
Aprilante & Bomba Inc./Stock Broker | $1,000 |
06/28/2002 | P |
COMMITTEE TO RE-ELECT VITO FOSSELLA - Republican |
| BALABAN, MARK |
SIGMUND BALABAN & CO LLP | $1,000 |
12/02/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| BATES, CHRISTOPHER |
BENJAMIN JACOBSON & SONS | $1,000 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| BATES, CHRISTOPHER A |
| $-125 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Beal, Bernard |
M.R. Beal & Co./Chairperson | $1,000 |
08/09/2002 | P |
RANGEL FOR CONGRESS - Democrat |
| Beal, Bernard |
M.R. Beal & Co./Chairperson | $1,000 |
08/09/2002 | G |
RANGEL FOR CONGRESS - Democrat |
| BEAL, BERNARD |
CMG ADVISORS | $1,000 |
01/24/2002 | P |
LINDSEY GRAHAM FOR SENATE - Republican |
| BEAL, BERNARD |
CMG ADVISORS | $1,000 |
01/24/2002 | G |
LINDSEY GRAHAM FOR SENATE - Republican |
| BEAL, BERNARD B |
MR BEAL CO | $500 |
06/27/2002 | G |
RON KIRK FOR U S SENATE - Democrat |
| Beal, Bernard Mr. |
MRBeal & Co/CEO | $1,000 |
08/02/2002 | P |
REV AL SHARPTON PRESIDENTIAL EXPLORATORY COMMITTEE - Democrat |
| Bernhart, Gregory Mr. |
Walter N. Frank & Company/Securitie | $1,000 |
05/31/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Bloom, Jeffrey |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| Bocklet Sr., J. Barry |
Bocklet & Company LLC | $1,100 |
05/11/2001 | P |
NATIONAL LEADERSHIP PAC |
| BOCKLET, BOYD L |
| $-111 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Bocklet, Charles |
Bocklet & Company LLC | $2,675 |
05/11/2001 | P |
NATIONAL LEADERSHIP PAC |
| Bocklet, Charles III |
Bocklet & Company LLC/Securities De | $240 |
05/10/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| BOCKLET, CHARLES J JR |
| $-178 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Bocklet, Charles Jr. |
Bocklet & Company LLC/Securities De | $2,140 |
05/10/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| BOCKLET, J BARRY SR |
| $-178 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Bocklet, J. Barry Sr. |
Bocklet & Company LLC/Securities De | $880 |
05/10/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| BOCKLET, JOSEPH P |
| $-111 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| BOCKLET, MICHAEL |
| $-111 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Bocklet, Michael |
Bocklet & Company LLC | $300 |
05/11/2001 | P |
NATIONAL LEADERSHIP PAC |
| Bocklet, Michael B. |
Bocklet & Company LLC/Securities De | $240 |
05/10/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Bocklett III, Charles |
Bocklet & Company LLC | $300 |
05/11/2001 | P |
NATIONAL LEADERSHIP PAC |
| BONANNO, MICHAEL |
FLEET SPECIALISTS INC | $1,000 |
06/19/2002 | P |
WAYNE ALLARD FOR UNITED STATES SENATE COMMITTEE - Republican |
| BORELLI, MICHAEL |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| BOYERS, SEYMOUR |
SEYMOUR BOYERS ATTNY AT LAW/ATTORNE | $300 |
10/29/2002 | G |
FINZ FOR CONGRESS - Democrat |
| Boyers, Seymour |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| Brand, Matthew |
Performance Specialists Group | $1,000 |
03/31/2002 | P |
GRUCCI FOR CONGRESS - Republican |
| Brand, Matthew |
Performance Specialists Group | $1,000 |
03/31/2002 | G |
GRUCCI FOR CONGRESS - Republican |
| Brennan, Joseph |
Walter N. Frank & Co. LLC | $1,000 |
06/13/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Broderick, Craig W. |
Goldman Sachs | $2,000 |
02/27/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| BROWER, MICHAEL S |
FLEET SPECIALIST/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| BROWN, PETER M |
COWEN & CO | $250 |
10/03/2002 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE |
| Bunson, Steven M. |
Goldman Sachs & Co. | $1,000 |
03/01/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| C. Douglas Fuge |
Goldman Sachs & Co./Investment Bank | $1,000 |
02/28/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Campanella, James |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Capetanakis, Charles Mr. |
Self-employed/Attorney | $500 |
06/17/2002 | P |
COMMITTEE TO RE-ELECT VITO FOSSELLA - Republican |
| CAPITAL LEASE FUNDING L P |
| $300 |
04/13/2001 | P |
NRCCC - NON FEDERAL #1 |
| Cariello, DennisM. Mr. |
Cahill Gordon & Reindel/Attorney | $750 |
01/31/2002 | P |
REPUBLICAN NATIONAL COMMITTEE |
| CASTEL, P KEVIN |
LAWYER | $1,000 |
05/28/2002 | P |
ALEXANDER FOR SENATE INC - Republican |
| Castel, P.Kevin Mr. |
Cahill Gordon & Reindel/Attorney | $1,000 |
08/30/2002 | P |
REPUBLICAN NATIONAL COMMITTEE |
| Castel, P.Kevin Mr. |
Cahill Gordon & Reindel/Attorney | $2,000 |
02/28/2002 | P |
REPUBLICAN NATIONAL COMMITTEE |
| Castel, Patricia |
attorney | $1,000 |
10/21/2002 | G |
FRIENDS OF MARILYN F OGRADY - Republican |
| CLARK, JAMES |
CAHILL GORDON & REINDEL | $500 |
06/29/2001 | P |
TORRICELLI FOR U S SENATE INC - Democrat |
| CLARK, JAMES J |
CAHILL GORDON | $1,000 |
09/17/2002 | G |
STRICKLAND FOR COLORADO INC - Democrat |
| Clark, JamesJ. Mr. |
Cahill Gordon & Reindel | $1,000 |
10/29/2002 | P |
RNC REPUBLICAN NATIONAL STATE ELECTIONS COMMITTEE |
| Clayton, J K. |
Finance | $500 |
11/13/2001 | P |
DNC SERVICES CORPORATION/DEMOCRATIC NATIONAL COMMITTEE |
| CLOSE, FORREST |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Close, Forrest |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Coffin, John Mr. |
ADM Investor Services/lawyer | $500 |
11/30/2002 | P |
500 CLUB |
| Coffin, John Mr. |
ADM Investor Services/lawyer | $500 |
01/22/2002 | P |
500 CLUB |
| Coffin, John Mr. |
ADM Investor Services/lawyer | $500 |
02/21/2001 | P |
500 CLUB |
| COLLINS, PATRICK |
NYSE | $1,000 |
02/12/2002 | G |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| COLLINS, PATRICK |
NYSE | $1,000 |
02/12/2002 | P |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| CONASON, ROBERT |
GAIR GAIR CONASON STEIGMAN & MA | $1,000 |
12/05/2002 | |
FRIENDS OF MARY LANDRIEU INC - Democrat |
| Conason, Robert |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| Conason, Robert Esq. |
Gair Gair Conason Steigman & Ma/Mem | $500 |
08/01/2002 | P |
IRA SHAPIRO FOR CONGRESS COMMITTEE - Democrat |
| Connorton, John V. |
Hawkins Delafield & Wood/Attorney | $1,000 |
07/30/2001 | P |
MARKEY FOR CONGRESS COMMITTEE - Democrat |
| CONROY, CHARLES J |
MILBANK TWEED | $500 |
09/28/2002 | G |
STRICKLAND FOR COLORADO INC - Democrat |
| Conway, JamesS. Mr. |
| $1,000 |
11/06/2002 | P |
REPUBLICAN NATIONAL COMMITTEE |
| COONEY, WILLIAM V |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Cooney, William V. Jr. |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| CORRON-HAGGERTY, COURTNEY T MS |
| $-4 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| CORROON, GEORGE A III |
| $-8 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| CORROON, GEORGE A JR |
| $-79 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| CORROON, GEORGE A SR |
| $-16 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| COUCH, JAMIR |
VICE PRESIDENT | $500 |
09/06/2002 | G |
RON KIRK FOR U S SENATE - Democrat |
| Craig W. Broderick |
Goldman Sachs/Investment Banker | $2,000 |
03/12/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| CRAMMER, RALPH |
| $1,000 |
05/03/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CRANMER, R. G. |
| $5,000 |
02/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CRANMER, RALPH |
CRANMER & CRANMER INCORPORATED/EQUI | $500 |
06/10/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CRANMER, RALPH |
CRANMER & CRANMER INCORPORATED/EQUI | $500 |
05/31/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CRANMER, RALPH |
CRANMER & CRANMER INCORPORATED/EQUI | $1,000 |
05/06/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CRANMER, RALPH |
CRANMER & CRANMER INC./EQUITY & OPT | $250 |
09/11/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CRANMER, RALPH G. |
CRANMER & CRANMER INCORPORATED/EQUI | $500 |
11/04/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CRANMER, RALPH G. |
CRANMER & CRANMER INCORPORATED/EQUI | $1,000 |
10/02/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CRANMER, RALPH G. |
CRANMER & CRANMER INCORPORATED/EQUI | $500 |
08/14/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CRANMER, RALPH MR. |
CRANMER & CRANMER INC./EQUITY & OPT | $500 |
01/09/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| CREEN, JOSEPH A JR |
RPM SPECIALIST CORPORATION | $500 |
11/30/2001 | P |
KERRY COMMITTEE - Democrat |
| Criscitello, Mark |
Hunter Partners LLC/Partner | $240 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| D H BLAIR INVESTMENT BANKING CORP |
| $10,000 |
04/18/2001 | P |
DSCC NON-FEDERAL CORPORATE |
| DATA INDUSTRIES LTD. |
INFO REQUESTED | $500 |
10/25/2002 | P |
NRCCC - NON FEDERAL #1 |
| Davis J. Morton |
DH Blair Investment Banking/Chairma | $3,333 |
07/05/2001 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - CONTRIBUTIONS |
| DAVIS, J MORTON |
DH BLAIR INVESTMENT BANKING | $1,000 |
02/04/2002 | P |
FRIENDS OF MAX BAUCUS - Democrat |
| DAVIS, J MORTON |
DH BLAIR INVESTMENT BANKING | $1,000 |
02/04/2002 | G |
FRIENDS OF MAX BAUCUS - Democrat |
| DAVIS, J MORTON |
DH BLAIR INVESTMENT BANKING | $500 |
08/10/2001 | P |
LINDSEY GRAHAM FOR SENATE - Republican |
| Davis, J. Morton |
DH Blair Investments/Director | $5,000 |
10/18/2002 | P |
HILLPAC |
| Davis, J. Morton |
D.H. Blair Inv. Banking/Chairman | $1,000 |
08/20/2002 | G |
HASTERT FOR CONGRESS COMMITTEE - Republican |
| Davis, J. Morton |
D.H. Blair Investment Banking/Chair | $1,000 |
05/21/2002 | P |
KATRINA SWETT FOR CONGRESS COMMITTEE - Democrat |
| Davis, J. Morton |
D.H. Blair Investment Banking/Chair | $1,000 |
05/21/2002 | G |
KATRINA SWETT FOR CONGRESS COMMITTEE - Democrat |
| Davis, J. Morton |
DH Blair Investment Banking/Chairma | $10,000 |
07/05/2001 | P |
DEMOCRATIC UNITY |
| Davis, J.Morton |
DH Blair & Co. Inc./investment bank | $2,000 |
10/09/2002 | P |
NEW YORK REPUBLICAN FEDERAL CAMPAIGN COMMITTEE |
| DAVIS, MORTON |
DH BLAIR INVESTMENT BANKING | $1,000 |
01/17/2002 | P |
PEOPLE FOR PETE DOMENICI - Republican |
| Davis, Morton J. |
D.H.Blair Investment Banking Corp./ | $1,000 |
06/20/2001 | P |
MALONEY FOR CONGRESS - Democrat |
| Davis, Morton J. |
D.H.Blair Investment Banking Corp./ | $1,000 |
06/20/2001 | G |
MALONEY FOR CONGRESS - Democrat |
| Deborah Kornblau |
Goldman Sachs/Investment Banker | $250 |
04/17/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Delaney, Frank |
Hunter Partners LLC/Partner | $450 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Dempsey, Thomas F. |
Goldman Sachs | $250 |
02/16/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Douglas, FugeC. |
Goldman Sachs & Co. | $1,000 |
04/17/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Dowling, Thomas M. |
Goldman Sachs | $1,000 |
02/15/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Downes, Sean |
Self Employed/Attorney | $250 |
12/12/2001 | P |
CROWLEY FOR CONGRESS - Democrat |
| Downes, Sean Esq. |
Self/Attorney | $500 |
09/10/2002 | P |
PETE KING FOR CONGRESS COMMITTEE - Republican |
| Duval, Charles |
Data Industries Inc./President | $250 |
03/14/2002 | P |
NATIONAL LEADERSHIP PAC |
| Ebersol, Dick |
NBC/Sports President | $1,000 |
06/22/2002 | P |
CITIZENS FOR MARK SHRIVER - Democrat |
| Eikenberry, Peter G. |
SELF/ATTORNEY | $350 |
07/13/2001 | P |
COMMITTEE TO RE ELECT ED TOWNS - Democrat |
| ELLIS, EARL E |
| $-125 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| ELLIS, EARL E |
BENJAMIN JACOBSON & SONS LLC | $1,000 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Escousse, Suzanne |
Goldman Sachs | $250 |
04/09/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Fee, Kevin |
Hunter Partners LLC/Partner | $390 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Feeley, Kevin |
Hunter Partners LLC/Partner | $220 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Feldsher, Elia |
| $5,000 |
06/08/2001 | P |
2001 PRESIDENT'S DINNER COMMITTEE |
| FINNERTY, DAVID |
FLEET SPECIALISTS INC | $1,000 |
05/30/2002 | P |
WAYNE ALLARD FOR UNITED STATES SENATE COMMITTEE - Republican |
| FINNERTY, DAVID A |
FLEET SPECIALISTS | $1,000 |
02/07/2002 | P |
KERRY COMMITTEE - Democrat |
| Flynn, Jay |
Hunter Partners LLC/Partner | $280 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Ford, David B. |
Goldman Sachs & Co. | $2,000 |
02/15/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| FORTIS INC |
| $800 |
10/21/2002 | P |
NRSC - NONFEDERAL |
| FORTIS INC |
| $25,800 |
09/16/2002 | P |
NRSC - NONFEDERAL |
| FORTIS INC |
| $25,000 |
12/31/2001 | P |
NRSC - NONFEDERAL |
| FOX, BARRY |
| $-500 |
12/31/2001 | G |
SCHUMER '98 - Democrat |
| Frank, Stephen |
Walter N. Frank & Co. LLC | $1,000 |
06/13/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| FRANK, STEPHEN H |
| $-250 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Frank, Steve |
Walter N. Frank & Co. LLC/Partner | $500 |
10/17/2001 | P |
MENENDEZ FOR CONGRESS - Democrat |
| FRANK, WALTER N |
WALTER FRANK & CO LLC | $1,000 |
06/30/2001 | P |
KERRY COMMITTEE - Democrat |
| FRIED, ALBERT |
ALBERT FRIED & COMPANY LLC | $2,000 |
06/11/2002 | P |
ALEXANDER FOR SENATE INC - Republican |
| Fried, Albert |
Albert Fried and Company | $500 |
08/01/2001 | P |
21ST CENTURY FREEDOM PAC FEDERAL (FKA ECONOMIC FREEDOM PAC) |
| FRIEDMAN, BART |
CAHILL GORDON & REINDEL | $500 |
05/20/2001 | P |
TORRICELLI FOR U S SENATE INC - Democrat |
| Gair Gair Conason Steigman & Macka |
N/A | $10,000 |
03/27/2002 | P |
DCCCC NON-FEDERAL ACCOUNT #3 |
| Gair, Anthony |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| GAIR, ANTHONY |
GAIR GAIR CUNISON | $2,000 |
03/29/2002 | P |
OKLAHOMA SENATE 2002 - Democrat |
| GAIR, ANTHONY H |
GAIR GAIR CONASON STEIGMAN | $1,000 |
05/08/2002 | P |
EDWARDS FOR SENATE - Democrat |
| GAIR, ANTHONY H |
GAIR GAIR CONASON STEIGMAN & | $750 |
06/08/2001 | G |
FRIENDS OF SCHUMER - Democrat |
| GALLAGHER, ROBERT C |
INTERNATIONAL MARINE | $230 |
12/13/2002 | P |
ONEBEACON POLITICAL ACTION COMMITTEE (FEDERAL) |
| GALLAGHER, ROBERT C |
INTL UNDERWRITERS ONE BEACON INS CO | $230 |
09/19/2002 | P |
ONEBEACON POLITICAL ACTION COMMITTEE (FEDERAL) |
| GARLINGE, JAMES E |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Gelfand, Neil Mr. |
Goldman Sachs & Co. | $350 |
02/28/2001 | P |
WOMEN'S CAMPAIGN FUND INC |
| GENOVA, JOSEPH ESQ |
MILBANK TWEED | $350 |
10/29/2002 | G |
ALEX SANDERS FOR THE US SENATE - Democrat |
| GILLESPIE, MYLES D |
FLEET SPECIALISTS INC | $1,000 |
02/07/2002 | P |
KERRY COMMITTEE - Democrat |
| GILMAN, CHARLES |
CAHILL GORDON & REINDEL | $500 |
05/20/2001 | P |
TORRICELLI FOR U S SENATE INC - Democrat |
| GILMAN, CHARLES A |
CAHILL GORDON | $500 |
09/17/2002 | G |
STRICKLAND FOR COLORADO INC - Democrat |
| Gilman, CharlesA. Mr. |
Cahill Gordon & Reindel | $1,000 |
10/29/2002 | P |
RNC REPUBLICAN NATIONAL STATE ELECTIONS COMMITTEE |
| Gilroy, James |
self/attorney | $500 |
10/28/2002 | G |
FRIENDS OF MARILYN F OGRADY - Republican |
| GORLICK, MICHAEL E. |
| $300 |
10/29/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Graber, Richard |
Hunter Partners LLC/Partner | $220 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| GRABOWSKI, ROBERT |
TORNWATER COMPANY LP | $1,000 |
05/17/2002 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE |
| GRABOWSKI, ROBERT |
THORNWATER COMPANY LP | $1,000 |
05/17/2002 | P |
OKLAHOMA SENATE 2002 - Democrat |
| Grabowski, Robert Mr. |
Thornwater/President | $1,000 |
12/10/2001 | P |
PRESSLER FOR CONGRESS - Republican |
| GRASSO, RICHARD A |
NEW YORK STOCK EXCHANGE | $1,000 |
06/14/2002 | P |
SHELBY FOR U S SENATE - Republican |
| Grasso, Richard A. Mr. |
NY Stock Exchange/Chairman | $1,000 |
06/29/2002 | P |
COMMITTEE TO RE-ELECT VITO FOSSELLA - Republican |
| Gray, Richard T. |
Goldman Sachs | $250 |
02/15/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| GREENHILL, THOMAS |
| $-7 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Griesel, Dian Ms |
The Investor Relations Group/Presid | $1,000 |
04/30/2002 | P |
COMMITTEE TO ELECT ARTUR DAVIS TO CONGRESS - Democrat |
| GUCCIARDO, CHARLIE |
THE GUCCIARDO LAW FIRM/ATTORNEY | $1,000 |
10/18/2002 | G |
FINZ FOR CONGRESS - Democrat |
| HALL, AARON JR |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| HALL, GEORGE |
INVESTMENT BANKER | $1,000 |
03/26/2002 | P |
WELLSTONE FOR SENATE - Democrat |
| HALL, GEORGE |
INVESTMENT BANKER | $1,000 |
03/26/2002 | G |
WELLSTONE FOR SENATE - Democrat |
| Hall, Richard |
Hunter Partners LLC/Partner | $560 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Hall, Richard |
Hunter Partners LLC | $220 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| HALL, RICHARD |
WAGNER STOTT MERCATOR | $500 |
04/19/2001 | P |
KERRY COMMITTEE - Democrat |
| HALL, RICHARD MR. |
HUNTER PARTNERS L.L.C./PARTNER | $220 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Hally, Raymond Mr. |
Walter N. Frank & Company/Securitie | $1,000 |
05/31/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| HARDY, ROBERT |
MJ MEEHAN & COMPANY | $500 |
06/19/2002 | P |
FRIENDS OF MAX CLELAND FOR THE US SENATE INC - Democrat |
| Hardy, Robert |
Fleet Specialists/Securities | $500 |
05/15/2002 | P |
WOFFORD FOR CONGRESS - Democrat |
| HARDY, ROBERT L |
FLEET SPECIALISTS INC | $1,000 |
06/19/2002 | P |
WAYNE ALLARD FOR UNITED STATES SENATE COMMITTEE - Republican |
| Harnik, Jerry Mr. CLU |
Guardian/General Agent | $500 |
08/08/2002 | P |
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS POLITICAL ACTION COMMITTEE |
| Harnik, Jerry Mr. CLU |
Guardian Life Insurance Co. of Amer | $500 |
06/14/2001 | P |
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS POLITICAL ACTION COMMITTEE |
| Harrington, Adam Mr. |
Sky Capital Holdings Ltd/Broker | $1,000 |
12/10/2001 | P |
PRESSLER FOR CONGRESS - Republican |
| HARRIS ROTHENBERG INTL |
| $300 |
02/01/2001 | P |
NRCCC - NON FEDERAL #1 |
| HAUGEN, JOHN C |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Hayes, Neil |
Hunter Partners LLC/Partner | $240 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| HAYWARD, ALFRED |
NEW YORK STOCK EXCHANGE | $1,000 |
06/19/2002 | P |
FRIENDS OF MAX CLELAND FOR THE US SENATE INC - Democrat |
| Heinze, Gregg |
Hunter Partners LLC/Partner | $200 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Herman, Gary |
Hunter Partners LLC/Partner | $220 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Hershenhorn, Howard |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| Hillenbrand, M. Roch |
Goldman Sachs & Co. | $2,000 |
02/15/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Hillerich, David E. Mr. III |
Sullivan & Cromwell/Attorney | $500 |
09/03/2001 | P |
NATIONAL COMMITTEE FOR AN EFFECTIVE CONGRESS |
| HILLIARD, LANDON III |
BROWN BROWN BROS HARRISON | $10,000 |
09/10/2002 | P |
NORTH CAROLINA VICTORY FUND - Democrat |
| Hilliard, Landon III |
Brown Brothers Harriman & Co./Partn | $250 |
06/05/2002 | P |
FRIENDS OF JOHN LAFALCE - Democrat |
| HILLIARD, LANDON III |
BROWN BROTHERS HARRIMAN & CO | $1,000 |
02/04/2002 | P |
DOLE 2002 COMMITTEE - Republican |
| HOBAN, VINCENT T. |
| $300 |
11/14/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Holloway, Mark W. |
Goldman Sachs | $250 |
03/21/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Hon, Charlie |
Hunter Partners LLC/Partner | $590 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Hon, Charlie |
Hunter Partners LLC/Securities Deal | $220 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| HON, CHARLIE MR. |
HUNTER PARTNERS L.L.C./PARTNER | $220 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| HOUSTON, EDWARD J |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Howard-Johnson, Mark |
Goldman Sachs | $500 |
02/16/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| HUDEC, DONALD |
| $500 |
11/15/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Hunter, Brian |
Hunter Partners LLC/Partner | $1,150 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Hunter, Brian |
Hunter Partners LLC/Securities Deal | $430 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| HUNTER, BRIAN MR. |
HUNTER PARTNERS L.L.C./PARTNER | $430 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Israel Snow |
Goldman Sachs/Investment Banker | $250 |
03/19/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| JACKSON, ARTHUR L JR |
| $-125 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| JACOBSON, ARTHUR L JR |
BENJAMIN JACOBSON & SONS | $1,000 |
11/18/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| JACOBSON, ARTHUR L JR |
BENJAMIN JACOBSON & SONS | $1,000 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| JACOBSON, BENJAMIN III |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| JACOBSON, JAMES A |
| $-1,000 |
12/16/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| JACOBSON, JAMES A |
BENJAMIN JACOBSON & SONS LLC | $1,000 |
11/18/2002 | G |
FRIENDS OF SCHUMER - Democrat |
| JACOBSON, JAMES A |
BENJAMIN JACOBSON & SONS LLC | $1,000 |
11/18/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| JACOBSON, JAMES A |
| $-125 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| JACOBSON, JAMES A |
BENJAMIN JACOBSON & SONS LLC | $1,000 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Jacobson, Perry |
Hunter Partners LLC/Partner | $220 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| JACOBSON, ROBERT J JR |
| $-125 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| JANKOVIC, GEORGE |
| $300 |
04/17/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Jeffrey S. Sharer |
Goldman Sachs/Investment Banker | $250 |
04/30/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Jensen, Lauritz |
Bocklet & Company LLC | $450 |
05/11/2001 | P |
NATIONAL LEADERSHIP PAC |
| Jensen, Lauritz C. |
Bocklet & Company LLC/Securities De | $360 |
05/10/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| JENSEN, LAURITZ MR |
| $-111 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Jill E. Lohrfink |
Goldman Sachs/Investment Banker | $1,000 |
03/21/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Jo Ann Duffy Mercurio |
Goldman Sachs/Investment Banker | $250 |
04/24/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Johnson, Frederick |
Performance Specialists Group | $1,000 |
03/31/2002 | P |
GRUCCI FOR CONGRESS - Republican |
| Johnson, Frederick |
Performance Specialists Group | $1,000 |
03/31/2002 | G |
GRUCCI FOR CONGRESS - Republican |
| JOHNSON, PETER JAMES |
LEAHY & JOHNSON | $2,500 |
06/25/2002 | P |
ROAD TO 51 COMMITTEE - Republican |
| JOHNSON, PETER JAMES SR |
LEAHEY & JOHNSON | $1,000 |
12/01/2002 | |
TERRELL FOR SENATE - Republican |
| JOHNSON, PETER JAMES SR |
LEAHEY & JOHNSON | $1,000 |
12/01/2002 | G |
TERRELL FOR SENATE - Republican |
| JOHNSON, ROBERT A JR |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| KARFUNKEL, MICHAEL |
AMERICAN STOCK TRANSFER & TRUST CO | $1,000 |
07/01/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| KARFUNKEL, MICHAEL |
AMERICAN STOCK TRANSFER & TRUST CO | $1,000 |
07/01/2002 | G |
FRIENDS OF SCHUMER - Democrat |
| Katz, Jerome |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| Kavaler, Thomas |
Cahill Gordon & Reindel/Attorney | $250 |
03/27/2002 | P |
REPUBLICAN PARTY OF FLORIDA FEDERAL CAMPAIGN ACCOUNT |
| KAVALER, THOMAS |
| $1,000 |
09/19/2001 | P |
RNC REPUBLICAN NATIONAL STATE ELECTIONS COMMITTEE |
| KAVALER, THOMAS |
CAHILL GORDON & REINDEL | $500 |
05/20/2001 | P |
TORRICELLI FOR U S SENATE INC - Democrat |
| Kavaler, Thomas |
Cahill Gordon & Reindel/Attorney | $1,000 |
03/30/2001 | G |
SUE KELLY FOR CONGRESS - Republican |
| Kavaler, Thomas |
Cahill Gordon & Reindel/Attorney | $1,000 |
03/30/2001 | P |
SUE KELLY FOR CONGRESS - Republican |
| KAVALER, THOMAS J |
CAHILL GORDON | $500 |
09/17/2002 | G |
STRICKLAND FOR COLORADO INC - Democrat |
| KAVALER, THOMAS J. MR. |
CAHILL GORDON & REINDEL/ATTORNEY | $2,000 |
09/24/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Kavaler, ThomasJ. Mr. |
Cahill Gordon & Reindel | $1,000 |
10/18/2002 | P |
RNC REPUBLICAN NATIONAL STATE ELECTIONS COMMITTEE |
| KAWAS, GAIL |
| $1,000 |
04/03/2002 | P |
FRIENDS OF HILLARY - Democrat |
| KAWAS, RICHARD |
DANCKER SELLEW & DOUGLAS | $1,000 |
04/03/2002 | P |
FRIENDS OF HILLARY - Democrat |
| Keefe, Diane |
Paxworld Management Corp/Portfolio | $250 |
01/31/2001 | P |
SCHAKOWSKY FOR CONGRESS - Democrat |
| Keefe, Diane |
Paxworld Management Corp/Portfolio | $250 |
01/22/2001 | P |
SCHAKOWSKY FOR CONGRESS - Democrat |
| KELLOGG, CHARLES K |
PERFORMANCE SPECIALIST GROUP | $1,000 |
01/21/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Kellogg, Charles K. |
Performance Specialists Group | $1,000 |
03/31/2002 | P |
GRUCCI FOR CONGRESS - Republican |
| Kellogg, Charles K. |
Performance Specialists Group | $1,000 |
03/31/2002 | G |
GRUCCI FOR CONGRESS - Republican |
| Kellogg, Kirk |
Performance Capital Group LLC/Partn | $250 |
09/23/2002 | G |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Kellogg, Lee |
Performance Capital Group LLC/Partn | $250 |
09/23/2002 | G |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Kellogg, Lee |
Performance Specialists Group | $1,000 |
03/31/2002 | G |
GRUCCI FOR CONGRESS - Republican |
| Kellogg, Lee |
Performance Specialists Group | $1,000 |
03/31/2002 | P |
GRUCCI FOR CONGRESS - Republican |
| Kellogg, Megan |
Performance Specialists Group | $1,000 |
03/31/2002 | P |
GRUCCI FOR CONGRESS - Republican |
| Kellogg, Megan |
Performance Specialists Group | $1,000 |
03/31/2002 | G |
GRUCCI FOR CONGRESS - Republican |
| KELLY, MICHAEL J |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Kennelly, James P. |
| $1,000 |
09/05/2002 | P |
JOE FINLEY FOR CONGRESS - Republican |
| Kerr, Anita K. |
Goldman Sachs | $200 |
02/16/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Ketterer, John |
Walter N. Frank & Co. LLC/Partner | $500 |
10/17/2001 | P |
MENENDEZ FOR CONGRESS - Democrat |
| KETTERER, JOHN G |
| $-250 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Ketterer, John Mr. |
Walter N. Frank & Company/Securitie | $1,000 |
05/31/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| KILLACKEY, ERIC K |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| KNUTZEN, LISA L |
| $-4 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| KOHN, IMMANUEL |
CAHILL GORDON | $500 |
09/17/2002 | G |
STRICKLAND FOR COLORADO INC - Democrat |
| KOHN, IMMANUEL |
CAHILL GORDON & REINDEL | $200 |
02/12/2002 | P |
JOHN CORNYN FOR SENATE INC - Republican |
| KOHN, IMMANUEL |
CAHILL GORDON & REINDEL | $500 |
05/20/2001 | P |
TORRICELLI FOR U S SENATE INC - Democrat |
| Kohn, Immanuel Mr. |
Cahill Gordon & Reindel | $1,000 |
10/29/2002 | P |
RNC REPUBLICAN NATIONAL STATE ELECTIONS COMMITTEE |
| KOLTUN, MICHAEL A. MR. |
SELF EMPLOYED | $2,500 |
10/31/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| KOLTUN, MICHAEL A. MR. |
SELF EMPLOYED | $2,500 |
10/01/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| KOLTUN, MICHAEL A. MR. |
SELF EMPLOYED | $1,000 |
06/06/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| KOLTUN, MICHAEL A. MR. |
SELF EMPLOYED | $5,250 |
02/26/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| KOLTUN, MICHAEL A. MR. |
SELF EMPLOYED | $1,000 |
09/17/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| KOLTUN, MICHAEL MR. |
SELF EMPLOYED | $300 |
04/30/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Kornblau, Deborah |
Goldman Sachs | $250 |
05/02/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Kuhnle, Paul |
Hunter Partners LLC/Partner | $210 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| LACEY, PETER E |
FLEET SPECIALISTS | $1,000 |
02/07/2002 | P |
KERRY COMMITTEE - Democrat |
| LAW, JOHN R |
FLEET SPECIALIST/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| LICHTENSTEIN, CRAIG T |
| $-4 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| LICHTENSTEIN, ROBERT R |
| $-79 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Liguori, Michael Mr. |
Walter N. Frank & Company/Securitie | $1,000 |
05/31/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Litterman, Robert B. |
Goldman Sachs & Co. | $2,000 |
03/21/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Lohrfink, Jill E. |
Goldman Sachs | $250 |
03/07/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Lugo, Betty |
SELF/CONSULTANT | $700 |
08/05/2002 | P |
COMMITTEE TO RE ELECT ED TOWNS - Democrat |
| Luscko, Stephen |
Dominick & Dominick LLC/Partner/Vic | $1,000 |
07/29/2002 | P |
NEW JERSEY DEMOCRATIC STATE COMMITTEE |
| M R BEAL & COMPANY |
| $5,000 |
08/21/2001 | P |
RNC-REPUBLICAN GOVERNORS ASSOCIATION CONFERENCE |
| M. Roch Hillenbrand |
Goldman Sachs & Co./Investment Bank | $2,000 |
03/01/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Macgilvray, Robert D. |
Self-employed/RDM Securities Inc. | $500 |
06/21/2002 | P |
FRIENDS OF PATRICK J KENNEDY INC - Democrat |
| Mackauf, Stephen |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| Mahoney, Joseph |
Hunter Partners LLC/Partner | $350 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| MAHONEY, JOSEPH A |
WAGNER STOTT MERCATOR LLC | $1,000 |
10/31/2002 | G |
FRIENDS OF SCHUMER - Democrat |
| MAHONEY, JOSEPH A |
WAGNER STOTT MERCATOR LLC | $1,000 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Makowsky, Russell F. |
Goldman Sachs | $1,000 |
02/16/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| MARINO, JOHN A |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Mark W. Holloway |
Goldman Sachs/Investment Banker | $250 |
03/04/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Martinez, Juan |
Progress Inc./President | $250 |
05/24/2002 | P |
HILLIARD FOR CONGRESS CAMPAIGN - Democrat |
| Mass, Cesar Mr. |
Walter N. Frank & Company/Securitie | $1,000 |
05/31/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| MATIS, KELLY A |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Mazza, Peter |
Hunter Partners LLC/Partner | $270 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| MCCABE, JOHN |
| $-7 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| MCCABE, JOHN |
STERN & KENNEDY | $250 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| MCCABE, JOHN |
STERN & KENNEDY | $250 |
01/12/2001 | G |
FRIENDS OF SCHUMER - Democrat |
| McKenna, Mark |
Walter N. Frank & Co. LLC | $1,000 |
06/13/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| MEEHAN, TERENCE S |
MJ MEEHAN & CO | $1,000 |
02/07/2002 | P |
KERRY COMMITTEE - Democrat |
| Meltzer, Roger Mr. |
Cahill Gordon & Reindel | $1,000 |
10/29/2002 | P |
RNC REPUBLICAN NATIONAL STATE ELECTIONS COMMITTEE |
| Mercurio, Jo Ann Duffy |
Goldman Sachs | $250 |
04/25/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| MICHAEL KOLTUN & ASSO. LIMITED |
INFO REQUESTED | $500 |
07/11/2002 | P |
NRCCC - NON FEDERAL #1 |
| MICHAEL KOLTUN & ASSOCIATES |
INFO REQUESTED | $500 |
12/24/2001 | P |
NRCCC - NON FEDERAL #1 |
| Miller, Andrea |
| $500 |
06/20/2001 | P |
VOTERS FOR CHOICE/FRIENDS OF FAMILY PLANNING |
| Miller, David |
Hunter Partners LLC/Partner | $230 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Miller, David |
Hunter Partners LLC | $270 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| MILLER, DAVID |
WAGNER STOTT MERCATOR | $500 |
04/19/2001 | P |
KERRY COMMITTEE - Democrat |
| MILLER, DAVID MR. |
HUNTER PARTNERS L.L.C./PARTNER | $270 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| MONE, MATHIAS |
CAHILL GORDON AND REINDEL | $500 |
03/27/2002 | P |
CITIZENS FOR BUNNING - Republican |
| MOOR, KRISTIAN P |
| $1,000 |
12/31/2001 | P |
FRIENDS OF MAX BAUCUS - Democrat |
| MOOR, KRISTIAN P |
| $1,000 |
12/31/2001 | G |
FRIENDS OF MAX BAUCUS - Democrat |
| MOOR, KRISTIAN P |
AMERICAN INTERNATIONAL GROUP | $1,000 |
07/26/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| MOORE, BARRY |
STERN & KENNEDY | $250 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| MOORE, BARRY |
STERN & KENNEDY | $250 |
01/12/2001 | G |
FRIENDS OF SCHUMER - Democrat |
| MR BEAL & COMPANY |
| $5,000 |
08/14/2002 | P |
RNC-REPUBLICAN GOVERNORS ASSOCIATION CONFERENCE |
| Mulheren, John A. Jr. |
Hunter Partners LLC/Partner | $760 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Mulheren, Nancy |
| $-1,000 |
09/13/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Mulheren, Nancy |
Hunter Partners LLC/Partner | $2,000 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Mulheren, Nancy |
Hunter Partners LLC/Securities Deal | $3,230 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| MULHEREN, NANCY MS. |
HUNTER PARTNERS L.L.C./PARTNER | $3,050 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Muller, Frank Mr. |
Metro Mediation Services Ltd./Attor | $300 |
10/24/2001 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - CONTRIBUTIONS |
| Muller, Louise D. |
Butte County/Supervisor | $300 |
10/24/2001 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - CONTRIBUTIONS |
| Mulroy, Michael |
Hunter Partners LLC/Partner | $600 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Murphy, Donald |
Brown Bros/Inv Banker | $1,000 |
08/15/2002 | P |
FRIENDS OF JIM FARRIN - Republican |
| Murphy, Donald |
Brown Brothers Harriman & Co./banke | $300 |
11/19/2001 | P |
FRIENDS OF KATHERINE HARRIS - Republican |
| Murphy, Peter |
| $-590 |
09/13/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Murphy, Peter |
Hunter Partners LLC/Partner | $1,590 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| MURPHY, PETER |
| $-1,000 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Murphy, Peter J. |
Hunter Partners LLC/Securities Deal | $590 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| MURPHY, PETER MR. |
HUNTER PARTNERS L.L.C./PARTNER | $590 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Nancy D. Browne |
Goldman Sachs/Investment Banker | $250 |
03/06/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| NAPOLI, ANTHONY |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Napoli, Anthony |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Neiman, Richard |
TD Waterhouse Group Inc/Attorney | $4,700 |
03/12/2002 | P |
NEW YORK STATE DEMOCRATIC COMMITTEE |
| Neiman, Richard |
TD Waterhouse Group Inc/Attorney | $300 |
01/08/2002 | P |
NEW YORK STATE DEMOCRATIC COMMITTEE |
| Neiman, Richard |
TD Waterhouse Group Inc/EVP & Gener | $5,000 |
01/29/2001 | P |
NEW YORK STATE DEMOCRATIC COMMITTEE |
| Nelson, William |
Hunter Partners LLC/Partner | $370 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Neustein Robin |
Goldman Sachs and Co./Managing Dire | $6,666 |
06/29/2001 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - CONTRIBUTIONS |
| Neustein, Robin |
Goldman Sachs/Managing Director | $20,000 |
06/29/2001 | P |
DEMOCRATIC UNITY |
| Neustein, Robin |
Goldman Sachs & Co./Managing Direct | $1,000 |
06/02/2001 | P |
FRIENDS OF PATRICK J KENNEDY INC - Democrat |
| Neustein, Robin Ms. |
Goldman Sachs & Company/Managing Di | $500 |
11/29/2001 | P |
WOMEN'S CAMPAIGN FUND INC |
| Neustein, Robin Ms. |
Goldman Sachs & Company/Managing Di | $-1,500 |
11/29/2001 | P |
WOMEN'S CAMPAIGN FUND INC |
| Neustein, Robin Ms. |
Goldman Sachs & Company | $1,500 |
03/16/2001 | P |
WOMEN'S CAMPAIGN FUND INC |
| Neustein, Robin Ms. |
Goldman Sachs & Company | $1,500 |
02/16/2001 | P |
WOMEN'S CAMPAIGN FUND INC |
| Nielsen, John A. Mr. |
| $1,000 |
05/30/2002 | P |
2002 PRESIDENT'S DINNER COMMITTEE; THE |
| O'BRIEN, SEAN T. |
FLEET SPEICALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| Parise, Janice |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Parolisi, James Mr. |
Walter N. Frank & Company/Securitie | $1,000 |
05/31/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| PATRICK, JOSEPH A |
| $500 |
05/28/2002 | P |
NATIONAL REPUBLICAN SENATORIAL COMMITTEE |
| PATRICK, JOSEPH A |
BAIRD, PATRICK AND CO INC | $500 |
08/06/2001 | P |
NATIONAL REPUBLICAN SENATORIAL COMMITTEE |
| PATRICK, JOSEPH A. MR. |
| $500 |
08/02/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| PAYLOR, WILLIAM |
Capital Lease Funding Corp./Banker | $500 |
01/04/2001 | P |
MORTGAGE BANKERS ASSOCIATION OF AMERICA POLITICAL ACTION COMMITTEE |
| PERDIUE, MARK M |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| PETRIZZO, ANDREW G |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| PICKERING, STEVEN M |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| PISCITELLI, RALPH |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| POLLERT, WILLIAM R |
CAPITAL LEASE FUNDING | $1,000 |
12/03/2002 | G |
FRIENDS OF SCHUMER - Democrat |
| POLLERT, WILLIAM R |
| $-1,000 |
10/29/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| POLLERT, WILLIAM R |
CAPITAL LEASE FUNDING | $2,000 |
08/30/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| Prager, William |
Hunter Partners LLC/Partner | $300 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Preite, Ralph Mr. |
Capetanakis & Preite/Councellor at | $500 |
06/17/2002 | P |
COMMITTEE TO RE-ELECT VITO FOSSELLA - Republican |
| PYNE COMPANIES |
| $350 |
04/03/2001 | P |
NRCCC - NON FEDERAL #1 |
| Relscher, Solomon |
Hunter Partners LLC/Partner | $220 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| REXING, GEORGE E. |
INFO REQUESTED | $500 |
09/04/2001 | P |
NRCCC - NON FEDERAL #2 |
| Robert B. Litterman |
Goldman Sachs & Co./Investment Bank | $2,000 |
04/08/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| ROBERTS, JONATHAN E |
TALKIN MUCCIGROSSO & ROBERTS | $350 |
06/07/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Rosbruch, Ronald |
| $1,000 |
04/11/2001 | P |
RANGEL FOR CONGRESS - Democrat |
| Rosbruch, Ronald S. Mr. CLU ChFC |
Guardian/General Agent | $500 |
04/26/2002 | P |
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS POLITICAL ACTION COMMITTEE |
| Rosbruch, Ronald S. Mr. CLU ChFC |
Strategies for Wealth Creation & Pr | $500 |
01/03/2001 | P |
NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS POLITICAL ACTION COMMITTEE |
| ROSENBERG, JAMES L |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| Rosenthal, Thorn Mr. |
Cahill. Gordon & Reindel | $1,000 |
10/29/2002 | P |
RNC REPUBLICAN NATIONAL STATE ELECTIONS COMMITTEE |
| RUBIN, HERBERT |
HERZFEDL & RUBIN P.C./ATTORNEY | $500 |
09/06/2002 | P |
FINZ FOR CONGRESS - Democrat |
| Rubin, Herbert |
Herzfeld & Rubin/Attorney | $5,000 |
05/03/2001 | P |
LIBERAL PARTY OF NEW YORK STATE |
| Rubinowitz, Ben B. |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| RUSSO, GLENN A |
| $-25 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| SCAVONE, EDWARD |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Scavone, Edward |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| SCAVONE, GWEN L |
| $-4 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| SCAVONE, MCKENNA CLOUD |
PARTNERSHIP ALLOCATION | $1,000 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| SCAVONE, ROBERT A JR |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| SCAVONE, ROBERT A JR |
SCAVONE MCKENNA CLOUD | $1,000 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Scavone, Robert A. Jr. |
Scavone McKenna Cloud & Co./Securit | $500 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| SCAVONE, STEPHEN |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Scavone, Stephen M. |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| SCAVONE, THOMAS |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Scavone, Thomas |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Schneiderman, Irwin |
Retired | $2,000 |
09/26/2002 | P |
JERRYS POLITICAL ACTION COMMITTEE (JERRYS PAC) - Democrat |
| Schneiderman, Irwin |
Retired | $2,500 |
03/29/2001 | P |
JERRYS POLITICAL ACTION COMMITTEE (JERRYS PAC) - Democrat |
| Schneiderman, Irwin |
Cahill Gordon & Randel/Lawyer | $1,000 |
03/06/2001 | P |
NEW YORK STATE DEMOCRATIC COMMITTEE |
| Schreiber, Avram H. Mr. |
Avram H. Schreiber Esq./Attorney | $500 |
06/18/2002 | |
COMMITTEE TO ELECT ARTUR DAVIS TO CONGRESS - Democrat |
| Schreiber, Avram H. Mr. |
Avram H. Schreiber Esq./Attorney | $1,000 |
04/30/2002 | P |
COMMITTEE TO ELECT ARTUR DAVIS TO CONGRESS - Democrat |
| Schulman, David |
Hunter Partners LLC/Partner | $1,110 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Schulman, David |
Hunter Partners LLC/Securities Deal | $410 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| SCHULMAN, DAVID MR. |
HUNTER PARTNERS L.L.C./PARTNER | $410 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| SCHWEIDERMAN, IRWIN |
CAHILL GORDON | $500 |
09/27/2002 | G |
JEAN CARNAHAN FOR MISSOURI COMMITTEE - Democrat |
| Schwertz, Herman |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| Seijas, Robert Mr. |
Walter N. Frank & Company/Securitie | $1,000 |
05/31/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| SEINTHAL, STEPHEN |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| SETIAN, JULIAN M. |
| $500 |
02/14/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Sexton, William |
Hunter Partners LLC/Partner | $260 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Sharer, Jeffrey S. |
Goldman Sachs | $250 |
03/14/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Shaughnessy, Kevin |
Hunter Partners LLC/Partner | $220 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| SHIELDS, JOSEPH |
SHIELDS & CO | $1,000 |
11/04/2002 | G |
CHAMBLISS FOR SENATE - Republican |
| SHIELDS, JOSEPH |
SHIELDS & CO | $1,000 |
12/21/2001 | P |
CHAMBLISS FOR SENATE - Republican |
| SHIELDS, MAURY |
RETIRED | $1,000 |
11/04/2002 | G |
CHAMBLISS FOR SENATE - Republican |
| SHIELDS, MAURY |
RETIRED | $1,000 |
12/21/2001 | P |
CHAMBLISS FOR SENATE - Republican |
| SIKORSKI, JOHN E |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| SIKORSKI, JOHN E |
FLEET SPECIALISTS | $1,000 |
02/07/2002 | P |
KERRY COMMITTEE - Democrat |
| SILETTI, RICHARD D |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| Smith IV, Alfred E. |
Bear Hunter SPCC/Stock Broker | $500 |
06/24/2002 | P |
CROWLEY FOR CONGRESS - Democrat |
| Smith IV, Alfred |
Bear Sterns and Co. | $1,000 |
05/11/2001 | P |
NATIONAL LEADERSHIP PAC |
| Smith, Al |
Hunter Partners LLC/Partner | $280 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| SMITH, ALFRED |
BEAR/HUNTER | $500 |
02/04/2002 | G |
TIM JOHNSON FOR SOUTH DAKOTA INC - Democrat |
| SMITH, ALFRED E E IV |
BEAR STERNS | $500 |
02/04/2002 | P |
FRIENDS OF MAX BAUCUS - Democrat |
| SMITH, ALFRED E E IV |
BEAR STERNS | $500 |
02/04/2002 | G |
FRIENDS OF MAX BAUCUS - Democrat |
| SMITH, ALFRED E IV |
BEAR HUNTER SPECIALISTS | $1,000 |
10/31/2002 | G |
FRIENDS OF SCHUMER - Democrat |
| SMITH, ALFRED E IV |
BEAR HUNTER SPECIALISTS | $1,000 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| Smith, Alfred E. IV |
Wagner Stott Bear Specialists LLC/P | $1,000 |
05/17/2002 | G |
FRIENDS OF PATRICK J KENNEDY INC - Democrat |
| Smith, Alfred E. IV |
Bear Wagner Specialists/Securities | $500 |
05/15/2002 | P |
WOFFORD FOR CONGRESS - Democrat |
| Smith, Alfred E. IV |
Wagner Stott Bear Specialists LLC/P | $1,000 |
06/02/2001 | P |
FRIENDS OF PATRICK J KENNEDY INC - Democrat |
| Smith, Alfred V |
Hunter Specialists/Investor | $1,000 |
05/17/2002 | P |
FRIENDS OF PATRICK J KENNEDY INC - Democrat |
| SMITH, CHRISTOPHER |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Smith, Christopher |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| SMITH, TIMOTHY |
| $-7 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| SMITH, TIMOTHY |
STERN & KENNEDY | $250 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| SMITH, TIMOTHY |
STERN & KENNEDY | $250 |
01/12/2001 | G |
FRIENDS OF SCHUMER - Democrat |
| Snow, Israel |
Goldman Sachs | $250 |
03/07/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| Snyder, Scott R. |
Goldman Sachs | $250 |
02/23/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| SOBEL, JONATHAN |
GOLDMAN SACHS | $1,000 |
12/31/2002 | P |
CITIZENS FOR ARLEN SPECTER - Republican |
| SOFFERMAN, RANDY |
| $500 |
12/12/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| SOLLITTO, MICHAEL J |
FLEET SPECIALIST/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| SONNER, DAVID J |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| SORRENTINO, CHRIS |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Sorrentino, Chris |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| SPINA, LOUIS J |
| $-50 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Spina, Louis J. |
Scavone McKenna Cloud & Co./Securit | $375 |
05/01/2001 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| Spring Robert |
MilbankTweed Hadley & Associates/at | $1,000 |
07/01/2002 | P |
TOM FEENEY FOR CONGRESS - Republican |
| Spring, Robert |
Milbank Tweed Hadley & McClo/Lawyer | $1,000 |
10/16/2002 | G |
JOHN SWALLOW FOR CONGRESS INC. - Republican |
| Spring, Robert |
Milbank Tweed Hadley & McClo/Attorn | $1,000 |
06/28/2002 | P |
SYDNEY HAY FOR CONGRESS - Republican |
| Spring, Robert |
Milbank Tweed Hadley & McClo/Lawyer | $500 |
06/18/2002 | |
KING FOR CONGRESS - Republican |
| SPRING, ROBERT |
MILBANK TWEED MADLEY | $1,000 |
05/16/2002 | G |
WAYNE ALLARD FOR UNITED STATES SENATE COMMITTEE - Republican |
| SPRING, ROBERT |
MILBANK TWEED MADLEY | $1,000 |
05/16/2002 | P |
WAYNE ALLARD FOR UNITED STATES SENATE COMMITTEE - Republican |
| Spring, Robert |
Milbank Tweed Hadley & McCloy | $1,000 |
02/01/2002 | P |
JIM PATTERSON FOR CONGRESS - Republican |
| STANKO, CHRISTI |
| $-7 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| STARSIA, RICHARD |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| Steigman, Ernest |
GairGairConasonSteigman et/Attorney | $500 |
05/29/2002 | P |
NEW AMERICAN OPTIMISTS |
| STEMPAL, ERNEST E |
AMERICAN INTERNATIONAL GROUP | $1,000 |
12/20/2001 | P |
KERRY COMMITTEE - Democrat |
| Steven M. Bunson |
Goldman Sachs & Co./Investment Bank | $1,000 |
03/05/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| STONE, MICHAEL H |
| $-1,000 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| STOTT, DONALD |
WAGNER STOTT MERCATOR LLC | $1,000 |
06/19/2001 | P |
MISSOURIANS FOR KIT BOND - Republican |
| STOTT, DONALD |
WAGNER STOTT MERCATOR LLC | $1,000 |
06/19/2001 | G |
MISSOURIANS FOR KIT BOND - Republican |
| STOTT, DONALD |
WAGNER STOTT & CO | $1,000 |
03/19/2001 | G |
ASHCROFT 2000 - Republican |
| Stott, Donald B. Mr. |
Wagner Stott Mercator L.L.C./Securi | $1,000 |
03/28/2001 | G |
MALONEY FOR CONGRESS - Democrat |
| Stott, Donald B. Mr. |
Wagner Stott Mercator L.L.C./Securi | $1,000 |
03/01/2001 | P |
MALONEY FOR CONGRESS - Democrat |
| Straus, Melville |
Straus Asset Managements/investment | $500 |
06/05/2002 | P |
500 CLUB |
| Straus, Melville |
Straus Asset Managements/investment | $500 |
03/13/2001 | P |
500 CLUB |
| SULLIVAN, JOHN T |
FIRST INVESTORS CORP | $1,000 |
02/21/2002 | P |
FRIENDS OF SCHUMER - Democrat |
| TALENTO, JOSEPH |
STERN & KENNEDY | $250 |
01/12/2001 | P |
FRIENDS OF SCHUMER - Democrat |
| TALENTO, JOSEPH |
STERN & KENNEDY | $250 |
01/12/2001 | G |
FRIENDS OF SCHUMER - Democrat |
| TALENTO, JOSEPH V |
| $-7 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| TAMALLANCA, PHILIP P |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| TD WATERHOUSE HOLDING INC |
| $10,000 |
06/29/2001 | P |
DCCCC NON-FEDERAL ACCOUNT #1 |
| TESTA, SALVATORE |
| $-7 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| Thomas M. Dowling |
Goldman Sachs/Investment Banker | $1,000 |
03/15/2002 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| TOLENTO, JOSEPH A |
| $-7 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| TORGAN & COOPER PC |
| $2,000 |
10/24/2002 | P |
DSCC NON-FEDERAL CORPORATE |
| TORGAN, EVAN |
| $500 |
03/13/2002 | P |
SHAHEEN FOR SENATE COMMITTEE - Democrat |
| TORGAN, EVAN |
ATTORNEY | $500 |
03/07/2002 | P |
JEAN CARNAHAN FOR MISSOURI COMMITTEE - Democrat |
| Trakimas, Ann E. |
Goldman Sachs | $250 |
02/21/2001 | P |
GOLDMAN SACHS GROUP INC POLITICAL ACTION COMMITTEE |
| TRAVERS, JOHN M |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| Tucker, Larry |
WorldCom/Board of Directors | $5,000 |
07/02/2002 | P |
WORLDCOM INC. POLITICAL ACTION COMMITTEE |
| TUCKER, LAWRENCE |
BROWN BROTHERS HARRIMAN | $1,000 |
11/05/2002 | P |
FRIENDS OF CHRIS DODD 2004 - Democrat |
| Tucker, Lawrence C. |
Z-Tel Technologies/Director | $1,000 |
03/20/2002 | P |
RIVERS FOR CONGRESS - Democrat |
| VENTIMIGLIA, FRANK J |
| $-2 |
10/01/2001 | P |
FRIENDS OF PHIL GRAMM - Republican |
| VIOLA, ARTHUR D. MR. |
DANIELCORPORATE ADVISORY CO./INVEST | $300 |
02/14/2001 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| VITALE, VINCENT Sr. |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| WALKER, GEORGE H |
GOLDMAN SACHS | $1,000 |
12/26/2002 | P |
CITIZENS FOR ARLEN SPECTER - Republican |
| WALKER, GEORGE H |
GOLDMAN SACHS | $1,000 |
12/26/2002 | G |
CITIZENS FOR ARLEN SPECTER - Republican |
| WANG, JOHN |
ASIAN AMERICAN BUSINESS DEVLOPMENT | $1,000 |
05/28/2002 | P |
FRIENDS OF HILLARY - Democrat |
| Waterhouse Investor Services Inc. |
N/A | $10,000 |
04/02/2002 | P |
DCCCC NON-FEDERAL ACCOUNT #1 |
| WIGHT, RICHARD J |
MILBANK TWEED | $1,000 |
03/20/2002 | P |
STRICKLAND FOR COLORADO INC - Democrat |
| Wilson, Marie |
MS Foundation/Director | $250 |
03/19/2002 | P |
SCHAKOWSKY FOR CONGRESS - Democrat |
| WILSON, MARIE |
MS FOUNDATION | $300 |
12/31/2001 | P |
CHELLIE PINGREE FOR US SENATE - Democrat |
| Wilson, Marie |
MS Foundation/Director | $250 |
02/11/2001 | P |
SCHAKOWSKY FOR CONGRESS - Democrat |
| Winchell, Donna |
Hunter Partners LLC/Partner | $640 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Winchell, Donna |
Hunter Partners LLC/Securities Deal | $240 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| WINCHELL, DONNA MS. |
HUNTER PARTNERS L.L.C./PARTNER | $240 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| Winchell, Michael |
Hunter Partners LLC/Partner | $640 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Winchell, Michael |
Hunter Partners LLC/Securities Deal | $240 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| WINCHELL, MICHAEL MR. |
HUNTER PARTNERS L.L.C./PARTNER | $240 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| WITMER, RICHARD |
BROWN BROTHERS HARRIMAN | $1,000 |
11/05/2002 | P |
FRIENDS OF CHRIS DODD 2004 - Democrat |
| Witmeyer, JohnJ. Mr. III |
| $500 |
12/02/2002 | P |
REPUBLICAN NATIONAL COMMITTEE |
| Witmeyer, JohnJ. Mr. III |
| $500 |
10/01/2001 | P |
REPUBLICAN NATIONAL COMMITTEE |
| Wu, Wayne |
Hunter Partners LLC/Partner | $590 |
06/18/2002 | P |
JOHN D. DINGELL FOR CONGRESS COMMITTEE - Democrat |
| Wu, Wayne |
Hunter Partners LLC/Securities Deal | $220 |
01/29/2002 | P |
NEW YORK STOCK EXCHANGE INC POLITICAL ACTION COMMITTEE (NYSE PAC) |
| WU, WAYNE MR. |
HUNTER PARTNERS L.L.C./PARTNER | $220 |
04/25/2002 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE CONTRIBUTIONS |
| ZANFARDINO, JOHN Jr. |
FLEET SPECIALISTS/BANKING | $1,000 |
08/05/2002 | G |
BOB NEY FOR CONGRESS - Republican |
| ZREBIEC, JAMES A |
INTERNATIONAL MARINE UNDERWRITERS | $1,000 |
06/27/2002 | P |
ONEBEACON POLITICAL ACTION COMMITTEE (FEDERAL) |