| ABOAF, ERIC |
CITIGROUP CORP/CFO | $1,000 |
12/15/2006 | P |
FRIENDS OF CHRIS DODD - Democrat |
| Abrams, Floyd |
Cahill & Reiner/Lawyer | $250 |
10/24/2006 | G |
MALONEY FOR CONGRESS - Democrat |
| ABRAMS, FLOYD |
CAIHOC GORDON AND REOVDEL LLP/LAWYE | $400 |
10/20/2006 | P |
EVAN BAYH COMMITTEE - Democrat |
| Abrams, Floyd |
Cahill Gordon & Reindel/Attorney | $2,500 |
10/13/2006 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - Democrat |
| ABRAMS, FLOYD |
CAHILL GORDON & REINDEL/ATTORNEY | $500 |
05/05/2006 | P |
MATT BROWN FOR US SENATE - Democrat |
| Abrams, Floyd |
Cahill & Reiner/Lawyer | $1,000 |
03/31/2006 | P |
MALONEY FOR CONGRESS - Democrat |
| ABRAMS, FLOYD |
CAHILL GORDON & REINDEL, LLP/PARTNE | $500 |
10/14/2005 | P |
MCCONNELL SENATE COMMITTEE '08 - Republican |
| ABRAMS, FLOYD |
CAHILL GORDON & REINDEL | $1,000 |
05/12/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| ABRAMS, FLOYD |
CAHILL GORDON | $1,000 |
01/19/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Ahdout, William |
FXCM/chief dealer | $5,000 |
07/01/2006 | P |
FOREX CAPITAL MARKETS LLC (FXCM) PAC |
| Aidoo, Judith F |
Caswell Communications/Investor | $2,500 |
06/07/2005 | P |
HOPEFUND INC. |
| ALLEN, RICHARD |
ACBI/PRESIDENT | $1,000 |
09/25/2006 | G |
FRIENDS OF JOE LIEBERMAN - Democrat |
| Angstrom, Douglas M |
Goldman Sachs/Investment Banker | $1,500 |
05/31/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Angstrom, Douglas M |
Goldman Sachs/Investment Banker | $1,000 |
09/26/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| ANTONELLI, DOMINICK |
ROOSEVLT & CROSS INC./INSURANCE BRO | $2,000 |
03/31/2006 | P |
MENENDEZ FOR SENATE - Democrat |
| ARCHER, DEVON |
ROSEMONT CAPITAL, LLC/PRIVATE EQUIT | $250 |
12/08/2005 | P |
MATT BROWN FOR US SENATE - Democrat |
| AZEKE, ROBERT S |
SUNDAY GROUP/BANKER | $420 |
09/15/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Barillaro, Maryann Ms. |
| $600 |
01/24/2005 | P |
REPUBLICAN NATIONAL COMMITTEE - Republican |
| BEARD, RANDALL S |
AMEX Travel Related Services/SVP Cu | $1,000 |
06/14/2005 | P |
AMERICAN EXPRESS COMPANY POLITICAL ACTION COMMITTEE (AXPPAC) - Unknown |
| Begelman, Roger S |
Goldman Sachs/Investment Banker | $250 |
05/08/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Begelman, Roger S |
Goldman Sachs/Investment Banker | $250 |
04/07/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Bell, Brian E |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Bell, Cathy A |
Loop Capital Markets/Investment Ban | $1,000 |
08/12/2005 | P |
NATIONAL LEADERSHIP PAC |
| Benazzi, Robert V Mr. |
Jaros Paum & Bolles/Partner | $300 |
09/02/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Bennett, Paul B |
New York Stock Exchange/Senior VP | $230 |
11/24/2006 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Bennett, Paul B |
New York Stock Exchange/Senior VP | $230 |
10/31/2006 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| BERNARD, RICHARD P |
NYSE GROUP/ATTORNEY | $1,000 |
05/26/2006 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| BERNARD, RICHARD P |
NYSE | $5,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Bernard, Richard P Mr. |
NYSE/General Counsel | $1,000 |
12/21/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Bhandari, Sameer |
Goldman Sachs/Investment Banker | $250 |
06/20/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Bialkin, Kenneth |
Skadden/Attorney | $1,000 |
06/30/2006 | P |
VOLUNTEER PAC |
| BOVE, THOMAS |
LEHMAN BROTHERS | $500 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Bove, Thomas |
Lehman Brothers/Securities Trader | $1,000 |
04/20/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Brandes, Nadine |
Goldman Sachs/Investment Banker | $200 |
04/27/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Brandman, Andrew T. Mr. |
NYSE Group Inc./Executive | $1,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| Brennan, Richard C |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| BRETTSCHNEIDER, FRED |
DEUTSCHE BANK/BANKER | $1,000 |
09/28/2006 | G |
TALENT FOR SENATE COMMITTEE - Republican |
| Briggs, Christopher R |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| BRIGHT, GUNTHER T |
AMEX Travel Related Services/SVP an | $1,000 |
05/23/2005 | P |
AMERICAN EXPRESS COMPANY POLITICAL ACTION COMMITTEE (AXPPAC) - Unknown |
| Broderick, Craig W |
Goldman Sachs/Investment Banker | $2,500 |
04/01/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Brown, John L |
Maher & Brown/Attorney | $250 |
03/27/2006 | P |
CLARKE FOR CONGRESS - Democrat |
| BROWN, THOMAS |
PERFORMANCE SPECIALIST GROUP LLC | $1,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Browne, Nancy D |
Goldman Sachs/Investment Banker | $250 |
04/05/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Brucato, George A |
American International Group/Info. | $1,000 |
08/11/2006 | P |
AMERICAN INTERNATIONAL GROUP INC. EMPLOYEE POLITICAL ACTION COMMITTEE |
| Bunson, Steven M |
Goldman Sachs/Investment Banker | $1,000 |
04/07/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Butler, Jaclyn L |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| BYRD, AVERY F SR |
TOUSSOUNT CAPITAL PARTNERS, LLC/CHA | $1,000 |
09/26/2006 | G |
HAROLD FORD JR FOR TENNESSEE - Democrat |
| CALLA, EDWARD |
PERFORMANCE SPECIALIST GROUP LLC | $1,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Capetanakis, Charles Mr. |
Capetanakis & Preite/Attorney | $250 |
12/16/2005 | P |
COMMITTEE TO RE-ELECT VITO FOSSELLA - Republican |
| Carell, Glenn P |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Casman, K. S Mr. |
Revolutionary Capital Corp./Preside | $300 |
09/01/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Cerise, Andrew |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Chai, Nelson J. Mr. |
NYSE Group Inc./CFO | $5,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| COBB, TOBIN |
DEUTSCHE BANK SECURITIES INC./MANAG | $1,000 |
04/07/2006 | P |
COMMERCIAL MORTGAGE SECURITIES ASSOCIATION POLITICAL ACTION COMMITTEE |
| COBB, TOBIN |
DEUTSCHE BANK SECURITIES INC./MANAG | $1,000 |
04/29/2005 | P |
COMMERCIAL MORTGAGE SECURITIES ASSOCIATION POLITICAL ACTION COMMITTEE |
| Coffin, John Mr. |
ADM Investor Services/lawyer | $500 |
01/20/2005 | P |
500 CLUB |
| COGSVILLE, DONALD |
RCM SARATOGA INVESTMENT/PRESIDENT | $1,000 |
07/15/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Cohen, Michael H |
New York Stock Exchange/Vice Presid | $250 |
09/29/2005 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| COHN, RICHARD |
SELF-EMPLOYED/CONSULTANT | $500 |
11/14/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Coleman, John A |
Bear Wagner Specialists/Trader | $250 |
03/31/2005 | P |
RELY ON YOUR BELIEFS FUND |
| Coleman, John N |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Conason, Robert |
Gair Gair Conason Steigman & Mackau | $250 |
12/10/2005 | P |
AYDELOTT FOR CONGRESS, INC - Democrat |
| CONNORTON, JOHN V JR |
HAWKINS, DELAFIELD & WOOD LLP/ATTOR | $2,100 |
10/23/2006 | G |
FRIENDS OF HILLARY - Democrat |
| Consola, Robert |
Bear Wagner Specialists/Serurities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Cook, John Mr. |
B. C. R. S. Associates Llc/Partner | $500 |
10/26/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Cook, Stephen J. |
AIG Consultants/President | $1,000 |
04/04/2006 | P |
AMERICAN INTERNATIONAL GROUP INC. EMPLOYEE POLITICAL ACTION COMMITTEE |
| COOPERMAN, LEON G |
OMEGA ADVISORS, INC./MONEY MANAGER | $1,000 |
10/05/2005 | P |
CARPER FOR SENATE - Democrat |
| COSIMO, EDWARD |
PERFORMANCE SPECIALIST GROUP LLC | $1,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Crystal, Jon |
Frank Crystal & Company/Executive V | $1,000 |
10/09/2006 | P |
NEXT GENERATION |
| CRYSTAL, JONATHAN |
FRANK CRYSTAL & CO/EXECUTIVE VP | $1,000 |
10/26/2006 | G |
JAMES WEBB FOR US SENATE - Democrat |
| Crystal, Jonathan |
Frank Crystal & Company/Executive V | $1,000 |
09/17/2006 | P |
NEXT GENERATION |
| Crystal, Jonathan |
Frank Crystal & Company/Executive V | $1,000 |
09/17/2006 | P |
NEXT GENERATION |
| CRYSTAL, JONATHAN |
FRANK CEYSTAL & CO/EXECUTIVE | $1,000 |
07/20/2006 | P |
FRIENDS OF JOE LIEBERMAN - Democrat |
| Crystal, Jonathan |
Frank Crystal and Co. Inc./Executiv | $1,000 |
07/07/2006 | P |
NEXT GENERATION |
| Crystal, Jonathan |
Frank Crystal & Company/Executive V | $1,000 |
05/12/2006 | P |
NEXT GENERATION |
| Crystal, Jonathan |
Frank Crystal & Company/Executive V | $1,000 |
05/12/2006 | P |
NEXT GENERATION |
| Crystal, Jonathan |
Frank Crystal & Company/Executive V | $1,000 |
05/12/2006 | P |
NEXT GENERATION |
| Crystal, Jonathan |
Frank Crystal & Company/Executive V | $1,000 |
05/12/2006 | P |
NEXT GENERATION |
| CRYSTAL, JONATHAN H |
FRANK CRYSTAL & CO., INC./EXECUTIVE | $1,000 |
09/21/2006 | G |
FRIENDS OF SHERROD BROWN - Democrat |
| CRYSTAL, JONATHAN H |
FRANK CRYSTAL & COMPANY/EXECUTIVE V | $1,000 |
05/25/2006 | P |
HAROLD FORD JR FOR TENNESSEE - Democrat |
| CRYSTAL, JONATHAN H |
FRANK CRYSTAL & COMPANY/VP | $1,000 |
05/25/2006 | P |
CANTWELL 2012 - Democrat |
| CRYSTAL, JONATHAN H |
FRANK CRYSTAL & COMPANY/EXECUTIVE V | $1,000 |
05/23/2006 | P |
BILL NELSON FOR U S SENATE - Democrat |
| CRYSTAL, JONATHAN H |
FRANK CRYSTAL & CO/EXECUTIVE VICE P | $1,000 |
05/17/2006 | P |
STABENOW FOR US SENATE - Democrat |
| Culhane, Christopher |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Culhane, Noreen |
New York Stock Exchange/Executive V | $4,000 |
05/20/2006 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Culhane, Noreen |
New York Stock Exchange/Executive V | $5,000 |
06/03/2005 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Culhane, Noreen Ms. |
NYSE Group Inc./Executive VP | $1,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| Curran, Kenneth G |
Goldman Sachs/Investment Banker | $200 |
05/18/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Curran, Kenneth G |
Goldman Sachs/Investment Banker | $250 |
04/07/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Dabney Hochman, Elizabeth |
Schindler Cohen & Hochman/lawyer | $500 |
12/07/2005 | P |
DAVID YASSKY FOR CONGRESS - Democrat |
| DADDONA, VINCENT |
STRATEGIES FOR WEALTH/FINANCIAL CON | $2,000 |
09/19/2006 | G |
CHAFEE FOR SENATE - Republican |
| DAMATO, GEORGE |
DAMATO AND LYNCH/ATTORNEY | $500 |
10/24/2006 | G |
BOB CORKER FOR SENATE - Republican |
| DASCHLA, JILL |
JD CONSULTING/CONSULTANT | $500 |
08/21/2006 | P |
WHITEHOUSE 06 - Democrat |
| DAVIS, J M |
D H BALIR INVESTMENT BANKING/CHAIRM | $1,000 |
11/06/2006 | G |
MIKE DEWINE FOR US SENATE - Republican |
| DAVIS, J MORTON |
D.H. BLAIR INVESTMENT BANKING CORP. | $1,000 |
12/31/2006 | P |
CITIZENS FOR BIDEN - Democrat |
| DAVIS, J MORTON |
D.H. BLAIR & COMPANY, INC./CHAIRMAN | $5,000 |
11/02/2006 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| DAVIS, J MORTON |
D.H. BLAIR INVESTMENT BANKING CORP. | $1,000 |
01/15/2006 | P |
FRIENDS OF HILLARY - Democrat |
| DAVIS, J MORTON |
D. H. BLAIR INVESTMENT BANKING CORP | $1,000 |
12/31/2005 | P |
CITIZENS FOR BIDEN - Democrat |
| DAVIS, J MORTON |
D.H. BLAIR & COMPANY, INC./CHAIRMAN | $5,000 |
12/15/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Davis, J. Morton Mr. |
D.H. Blair Investment Banking/Chair | $1,000 |
11/04/2006 | G |
ROS-LEHTINEN FOR CONGRESS - Republican |
| DAVIS, MORTON |
DH BLAIR/INVESTMENT | $2,100 |
11/08/2006 | G |
FRIENDS OF JOE LIEBERMAN - Democrat |
| Davis, Morton J. |
D.H.Blair Investment Banking Corp./ | $1,000 |
11/03/2006 | G |
MALONEY FOR CONGRESS - Democrat |
| Delano, Charles |
FXCM/Business Development | $250 |
07/01/2006 | P |
FOREX CAPITAL MARKETS LLC (FXCM) PAC |
| Devens, Derek R |
Goldman Sachs/Investment Banker | $250 |
04/11/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| DOMINGUEZ, NESTOR |
CITIGROUP/BANKER | $250 |
06/02/2006 | P |
FRIENDS OF HILLARY - Democrat |
| Dowd, Jason |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Dowling, Thomas M |
Goldman Sachs/Investment Banker | $1,500 |
05/05/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Downes, Sean |
Self/Attorney | $250 |
06/20/2006 | P |
CROWLEY FOR CONGRESS - Democrat |
| Downes, Sean |
Self/Attorney | $1,000 |
03/03/2006 | P |
ENGEL FOR CONGRESS - Democrat |
| DOWNES, SEAN |
SELF/ATTORNEY | $500 |
12/06/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Downes, Sean |
Self/Attorney | $500 |
06/08/2005 | P |
CROWLEY FOR CONGRESS - Democrat |
| Downes, Sean Mr. |
Self/Attorney | $300 |
08/14/2006 | P |
RICHARD E NEAL FOR CONGRESS COMMITTEE - Democrat |
| Duval, Charles |
Data Industries | $1,000 |
03/30/2005 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - Democrat |
| Duval, Charles L |
Data Industries LTD/President | $1,000 |
03/29/2006 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - Democrat |
| Duval, Charles L Mr. |
Data Industries LTD/President | $500 |
07/24/2006 | P |
NATIONAL LEADERSHIP PAC |
| Duval, Charles Mr. |
Data Industries LTD/President | $1,000 |
07/25/2005 | P |
NATIONAL LEADERSHIP PAC |
| Duval, Charles Mr. |
Data Industries LTD/President | $500 |
03/01/2005 | P |
RANGEL FOR CONGRESS - Democrat |
| Duvall, Charles Mr. |
| $-900 |
08/30/2005 | P |
PEOPLE FOR CARL ANDREWS COMMITTEE - Democrat |
| Duvall, Charles Mr. |
Data Industries LTD./President | $1,000 |
05/24/2005 | P |
PEOPLE FOR CARL ANDREWS COMMITTEE - Democrat |
| Egan, Robert |
J P Morgan Chase & Co./Attorney | $300 |
07/26/2006 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - Democrat |
| Egan, Robert |
J P Morgan Chase & Co./Attorney | $230 |
06/20/2006 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - Democrat |
| English, Jason |
Bear Wagner LLC/Securities Trader | $500 |
04/20/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Falvey, Brian G |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Feeley, Kevin |
Hunter Partners LLC/Securities Deal | $500 |
02/23/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Fensterstock, Blair C Mr. |
Fensterstock & Partners Llp/Owner | $2,500 |
07/01/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Fettig, Jennifer |
| $500 |
08/21/2006 | G |
COMMITTEE TO ELECT CHRIS MURPHY - Democrat |
| Fichera, Joseph S Mr. |
Saber Partners LLC Advisors and In/ | $500 |
06/01/2005 | P |
WOMEN'S CAMPAIGN FUND - Unknown |
| FINGERHUT, DAVID L |
RICHMAN & FINGERHUT/ATTORNEY | $2,000 |
11/16/2006 | P |
CITIZENS FOR BIDEN - Democrat |
| Firer, Oleg Mr. |
Acies Coproration/President | $300 |
12/27/2006 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Firer, Oleg Mr. |
Acies Coproration/President | $250 |
07/24/2006 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Firer, Oleg Mr. |
Acies Coproration/President | $250 |
06/22/2006 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| FLETCHER, ALPHONSE JR |
FLETCHER ASSET MANAGEMENT/EXECUTIVE | $500 |
09/12/2006 | G |
HAROLD FORD JR FOR TENNESSEE - Democrat |
| FREEHAN, MICHAEL |
PERFORMANCE SPECIALIST GROUP LLC | $1,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Frey, Richard C |
Prime Executions Inc./Partner | $250 |
06/29/2006 | P |
CROWLEY FOR CONGRESS - Democrat |
| Frey, Richard C |
Prime Execution/Partner/ Managing D | $500 |
03/14/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Friedman, Jay A |
Goldman Sachs/Investment Banker | $250 |
03/30/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| GAIR, ANTHONY |
SELF EMPLOYED/ATTORNEY | $1,000 |
11/06/2006 | G |
BOB CASEY FOR PENNSYLVANIA COMMITTEE - Democrat |
| Gair, Anthony |
Gair Gair Conason/Attorney | $500 |
10/09/2006 | G |
DAVIS FOR CONGRESS - Democrat |
| Gair, Anthony |
Gair Gair Conason Steigman & Mackau | $500 |
10/07/2006 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - Democrat |
| GAIR, ANTHONY |
GAIR GAIR/ATTORNEY | $2,100 |
09/07/2006 | G |
JAMES WEBB FOR US SENATE - Democrat |
| GAIR, ANTHONY |
GAIR, GAIR, CONASON, SLEIGMAN & MAC | $2,100 |
07/25/2006 | G |
MONTANANS FOR TESTER - Democrat |
| Gair, Anthony |
self/atty | $1,000 |
07/17/2006 | P |
ACTBLUE |
| GAIR, ANTHONY |
GAIR, GAIR, AND CONASON/ATTORNEY | $900 |
06/30/2006 | G |
WHITEHOUSE 06 - Democrat |
| GAIR, ANTHONY |
GAIR, GAIR, AND CONASON/ATTORNEY | $2,100 |
06/30/2006 | P |
WHITEHOUSE 06 - Democrat |
| Gair, Anthony |
GairGairConasonSteigman et/Attorney | $5,000 |
05/19/2006 | P |
ONE AMERICA COMMITTEE |
| Gair, Anthony |
Gair Gair Conason/Attorney | $250 |
04/29/2006 | P |
ACTBLUE |
| GAIR, ANTHONY |
GAIR GAIR CONASON/ATTORNEY | $250 |
04/29/2006 | |
NED LAMONT FOR SENATE - Democrat |
| Gair, Anthony |
GairGairConasonSteigman et/Attorney | $5,000 |
02/24/2006 | P |
ONE AMERICA COMMITTEE |
| GAIR, ANTHONY |
GAIR GAIR CONASON/ATTORNEY | $250 |
02/15/2006 | |
NED LAMONT FOR SENATE - Democrat |
| GAIR, ANTHONY |
SELF EMPLOYED/LAWYER | $250 |
01/24/2006 | P |
LYNDON LAROUCHE POLITICAL ACTION COMMITTEE - Democrat |
| Gair, Anthony |
Gair Gair Conason/Attorney | $1,000 |
01/23/2006 | P |
FRIENDS OF JOHN BARROW - Democrat |
| GAIR, ANTHONY |
SELF EMPLOYED/ATTORNEY | $2,000 |
12/14/2005 | P |
BOB CASEY FOR PENNSYLVANIA COMMITTEE - Democrat |
| Gair, Anthony |
Gair Gair Conason/attorney | $450 |
11/04/2005 | P |
MOVEON.ORG POLITICAL ACTION |
| GAIR, ANTHONY |
GAIRGAIR CONASON/ATTORNEY | $500 |
07/08/2005 | P |
SANDERS FOR SENATE - Independent |
| GAIR, ANTHONY |
GAIRGAIR CONASON/ATTORNEY | $500 |
07/08/2005 | P |
SANDERS FOR SENATE - Independent |
| GAIR, ANTHONY |
GAIR GAIR CUNASON | $1,900 |
03/31/2005 | G |
FRIENDS OF HILLARY - Democrat |
| GAIR, ANTHONY |
GAIR GAIR CUNASON | $1,100 |
03/31/2005 | P |
FRIENDS OF HILLARY - Democrat |
| GAIR, ANTHONY |
GAIR GAIR & CONASON | $10,000 |
03/17/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Gair, Anthony |
GairGairConasonSteigman et/Attorney | $5,000 |
02/11/2005 | P |
ONE AMERICA COMMITTEE |
| Gair, Anthony |
Gair Gair Conason/Attorney | $250 |
02/08/2005 | P |
DEMOCRACY FOR AMERICA |
| Gair, Anthony |
Gair Gair Conason/attorney | $1,000 |
01/22/2005 | P |
MOVEON.ORG POLITICAL ACTION |
| Gair, Anthony |
N/A/Retired | $500 |
01/20/2005 | P |
AMERICA COMING TOGETHER |
| gair, anthony |
gairgairconason/attorny | $500 |
01/19/2005 | P |
DNC SERVICES CORPORATION/DEMOCRATIC NATIONAL COMMITTEE - Democrat |
| Gair, Anthony |
Gair Gair Conason/Attorney | $500 |
01/14/2005 | P |
DEMOCRACY FOR AMERICA |
| GAIR, ANTHONY H |
GAIR, GAIR, CONASON, STEIGMAN & MAC | $1,000 |
12/07/2006 | G |
CITIZENS FOR BIDEN - Democrat |
| Gair, Anthony H |
Gair Gair Conason/Attorney | $500 |
05/23/2006 | P |
CONYERS FOR CONGRESS - Democrat |
| Gair, Anthony H |
Gair Gair & Conason/Attorney | $2,000 |
03/30/2006 | P |
UNITE OUR STATES |
| GAIR, ANTHONY H |
| $-50 |
02/17/2006 | G |
FRIENDS OF HILLARY - Democrat |
| GAIR, ANTHONY H |
GAIR GAIR CUNASON/ATTORNEY | $250 |
01/19/2006 | G |
FRIENDS OF HILLARY - Democrat |
| GAIR, ANTHONY H |
GAIR GAIR CONASON STEIGMAN & MACKAV | $1,100 |
09/30/2005 | P |
CITIZENS FOR BIDEN - Democrat |
| GAIR, ANTHONY H |
GAIR GAIR CONASON STEIGMAN & MACKAV | $900 |
09/30/2005 | G |
CITIZENS FOR BIDEN - Democrat |
| GAIR, ANTHONY H |
SELF-EMPLOYED/ATTORNEY | $1,000 |
08/04/2005 | P |
LINDSEY GRAHAM FOR SENATE - Republican |
| GAIR, ANTHONY H |
GAIR GAIR COHASON STEIGMAN & MACKAY | $2,000 |
06/30/2005 | P |
STABENOW FOR US SENATE - Democrat |
| GAIR, ANTHONY H |
GAIR GAIR CONASON STEIGMAN ET AL | $1,000 |
01/04/2005 | P |
CITIZENS FOR BIDEN - Democrat |
| GAIR, ANTHONY MR |
GAIR, GAIR, CONASON, STEIGMAN, & MA | $2,000 |
06/10/2005 | P |
CANTWELL 2012 - Democrat |
| Gair, Harriet |
Gair Gair Conason/Attorney | $1,000 |
10/23/2005 | P |
NADLER FOR CONGRESS - Democrat |
| Galioto, Anthony |
American Int'l Underwriters/Preside | $2,500 |
03/16/2006 | P |
AMERICAN INTERNATIONAL GROUP INC. EMPLOYEE POLITICAL ACTION COMMITTEE |
| Gallagher, Sean J |
Goldman Sachs/Investment Banker | $500 |
05/10/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Gannon, William |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| GAVIN, REGIS |
PERFORMANCE SPECIALIST GROUP LLC | $1,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Gaylord, Guilford W Mr. |
Milbank Twee Had Leg & Mc Clog L. L | $1,000 |
02/21/2006 | P |
REPUBLICAN NATIONAL COMMITTEE - Republican |
| Gerry, Elbridge T Mr. Jr. |
Brown Brothers Harriman and Company | $15,000 |
12/12/2005 | P |
REPUBLICAN NATIONAL COMMITTEE - Republican |
| GILROY, JAMES |
GILROY DOWNES HOROWITZ ET AL./PARTN | $500 |
12/05/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Gilroy, James Mr. |
Dilroy Downes Horowitz & Golds/Atto | $250 |
08/14/2006 | P |
RICHARD E NEAL FOR CONGRESS COMMITTEE - Democrat |
| GOLDHIRSCH, LAWRENCE MR |
WEITZ & LUXENBERG/ATTORNEY | $500 |
06/25/2005 | P |
CANTWELL 2012 - Democrat |
| GOLDMAN, A |
DEUTSCHE BK/BANKER | $250 |
10/24/2006 | P |
FRIENDS OF CHRIS DODD - Democrat |
| GOLDMAN, A DREW |
DEUTSCHE BANK/BANKER | $2,000 |
10/19/2006 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Goldman, Leslie |
Skadden Arps/Partner | $400 |
06/01/2005 | P |
SKADDEN ARPS PAC |
| Gooch, Michael Mr. |
GFI Group/Chairman/CEO | $5,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| Gravalis, Gregory |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| GRAY, RICHARD M |
MILBANK, TWEED, HADLEY & MCCLOY LLP | $500 |
05/10/2006 | P |
EVAN BAYH COMMITTEE - Democrat |
| Grossman, Kenneth |
FXCM/managing Memeber | $1,000 |
07/05/2006 | P |
FOREX CAPITAL MARKETS LLC (FXCM) PAC |
| Gumbel, Mark A |
Mayfair Advisors/Vice President | $2,200 |
08/09/2006 | P |
HILL PAC |
| Hacohen, Moshe Mr. |
Flowers Of The World/President | $500 |
10/03/2006 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Hacohen, Moshe Mr. |
Flowers Of The World/President | $500 |
07/28/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Hacohen, Moshe Mr. |
Flowers Of The World/President | $500 |
02/25/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Hacohen, Moshe Mr. |
Flowers Of The World/President | $500 |
01/06/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| HARDY, ROBERT L |
| $250 |
09/30/2005 | P |
NATIONAL REPUBLICAN SENATORIAL COMMITTEE - Republican |
| HARKINS, DANIEL |
PERFORMANCE SPECIALIST GROUP LLC | $1,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Harris, Richard L III |
Bear Wagner LLC/Securities Trader | $500 |
04/20/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Hayes, Vicky M |
Goldman Sachs/Investment Banker | $250 |
05/09/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Hayes, Vicky M |
Goldman Sachs/Investment Banker | $250 |
04/12/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Healy, Susan L |
Goldman Sachs/Investment Banker | $200 |
04/07/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| HILBERT, PAULA J |
JP MORGAN CHASE/BANKER | $2,100 |
05/08/2006 | P |
FRIENDS OF HILLARY - Democrat |
| Hochman, Jonathan |
Schindler Cohen & Hochman/Lawyer | $750 |
08/04/2006 | P |
DAVID YASSKY FOR CONGRESS - Democrat |
| Holloway, Mark W |
Goldman Sachs/Investment Banker | $250 |
04/06/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Jacobson, Benjamin III |
Spear Leeds & Kellogg/Securities De | $2,000 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| JENKINS, RENEE |
UNITED NEGRO COLLEGE FUND/UNITED WA | $500 |
03/28/2006 | P |
MFUME FOR US SENATE - Democrat |
| Johnson Jr., Peter J. |
Leahy & Johnson/Partner | $5,000 |
03/30/2006 | P |
21ST CENTURY FREEDOM PAC FEDERAL |
| JOHNSON, MICHAEL |
DEUTSCHE BANK SECURITIES/MANAGING D | $2,000 |
12/22/2005 | P |
JON KYL FOR U S SENATE - Republican |
| Johnson, Peter J. |
Leahey & Johnson PC/Partner | $2,000 |
02/07/2006 | P |
MAJORITY 2006 - Republican |
| JOHNSON, PETER JAMES |
LEHOY & JOHNSON/PESIDENT | $2,000 |
12/20/2005 | P |
STEVENS FOR SENATE COMMITTEE - Republican |
| JOHNSON, PETER JAMES |
ATTORNEY | $2,100 |
06/30/2005 | P |
FRIENDS OF HILLARY - Democrat |
| JOHNSON, PETER JAMES |
ATTORNEY | $2,100 |
06/30/2005 | G |
FRIENDS OF HILLARY - Democrat |
| Jones, Robert C |
Goldman Sachs/Investment Banker | $4,000 |
05/18/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Jones, Robert C |
Goldman Sachs/Investment Banker | $2,500 |
04/01/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| KAVALER, THOMAS |
CAHILL GORDON & REINDEL LLP/ATTORNE | $400 |
12/07/2006 | P |
CITIZENS FOR BIDEN - Democrat |
| Kavaler, Thomas |
Cahill Gordon & Reindel/Attorney | $250 |
11/08/2006 | G |
WHALEN FOR CONGRESS - Republican |
| Kavaler, Thomas |
Self Employed/Attorney | $250 |
11/04/2006 | G |
BACHMANN FOR CONGRESS - Republican |
| Kavaler, Thomas |
Cahill Gordon & Reindel/Attorney | $250 |
11/01/2006 | G |
COLORADANS FOR RICK ODONNELL - Republican |
| Kavaler, Thomas |
| $250 |
10/31/2006 | G |
STEVE CHABOT FOR CONGRESS - Republican |
| Kavaler, Thomas |
Cahill. Gordon. and Reindell/Attorn | $250 |
10/31/2006 | G |
LAMBORN FOR CONGRESS - Republican |
| Kavaler, Thomas |
retired | $250 |
10/30/2006 | G |
WALBERG FOR CONGRESS - Republican |
| Kavaler, Thomas |
| $250 |
10/30/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
10/30/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
10/30/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
10/30/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
10/30/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
10/30/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
10/30/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
10/30/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
10/30/2006 | G |
CLUB FOR GROWTH INC PAC |
| KAVALER, THOMAS |
| $250 |
09/26/2006 | G |
BOUCHARD FOR US SENATE - Republican |
| KAVALER, THOMAS |
| $250 |
09/19/2006 | P |
FRIENDS FOR MIKE MCGAVICK - Republican |
| Kavaler, Thomas |
| $250 |
09/13/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
09/13/2006 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
09/13/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
Cahill Gordon & Reindel/Attorney | $250 |
09/13/2006 | G |
COLORADANS FOR RICK ODONNELL - Republican |
| Kavaler, Thomas |
Cahill Gordon & Reindel/Attorney | $250 |
09/08/2006 | G |
CHOCOLA FOR CONGRESS INC. - Republican |
| Kavaler, Thomas |
| $250 |
09/01/2006 | G |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
09/01/2006 | G |
CLUB FOR GROWTH INC PAC |
| KAVALER, THOMAS |
| $1,000 |
07/27/2006 | P |
NATIONAL REPUBLICAN SENATORIAL COMMITTEE - Republican |
| KAVALER, THOMAS |
CAHILL GORDON & REINDEL/ATTORNEY | $250 |
06/29/2006 | P |
LAFFEY US SENATE - Republican |
| KAVALER, THOMAS |
| $250 |
06/19/2006 | P |
MARK KENNEDY 06 - Republican |
| Kavaler, Thomas |
| $250 |
06/16/2006 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
06/16/2006 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
06/12/2006 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
06/12/2006 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
06/12/2006 | P |
LAMBORN FOR CONGRESS - Republican |
| KAVALER, THOMAS |
| $250 |
05/30/2006 | P |
SPENCER FOR SENATE COMMITTEE - Republican |
| Kavaler, Thomas |
| $250 |
05/03/2006 | P |
CLUB FOR GROWTH INC PAC |
| KAVALER, THOMAS |
CAHILL GORDON & REINDEL/ATTORNEY | $250 |
03/10/2006 | P |
LAFFEY US SENATE - Republican |
| Kavaler, Thomas |
retired | $250 |
03/09/2006 | P |
WALBERG FOR CONGRESS - Republican |
| Kavaler, Thomas |
| $250 |
02/27/2006 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
02/27/2006 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
01/27/2006 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
01/27/2006 | P |
TEXANS FOR HENRY CUELLAR CONGRESSIONAL CAMPAIGN - Democrat |
| KAVALER, THOMAS |
CAHILL GORDON & REINDEL/ATTORNEY | $500 |
12/31/2005 | P |
LAFFEY US SENATE - Republican |
| Kavaler, Thomas |
| $500 |
12/19/2005 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
Cahill Gordon & Reindel LLP/Attorne | $250 |
12/16/2005 | P |
FREE ENTERPRISE FUND POLITICAL ACTION COMMITTEE |
| Kavaler, Thomas |
self/Attorney | $250 |
12/13/2005 | P |
TANCREDO FOR CONGRESS COMMITTEE INC. - Republican |
| Kavaler, Thomas |
| $250 |
12/02/2005 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
11/08/2005 | P |
KRINKIE FOR CONGRESS - Republican |
| Kavaler, Thomas |
| $250 |
11/03/2005 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
Cahill Gordon & Reindel/Attorney | $250 |
11/03/2005 | P |
ADRIAN SMITH FOR CONGRESS - Republican |
| Kavaler, Thomas |
| $250 |
10/27/2005 | P |
CLUB FOR GROWTH INC PAC |
| KAVALER, THOMAS |
CAHILL GORDON & REINDEL, LLP/PARTNE | $500 |
10/14/2005 | P |
MCCONNELL SENATE COMMITTEE '08 - Republican |
| Kavaler, Thomas |
| $250 |
10/07/2005 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
09/16/2005 | P |
SALI FOR CONGRESS - Republican |
| Kavaler, Thomas |
| $250 |
09/02/2005 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
09/02/2005 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
09/02/2005 | |
CAMPBELL FOR CONGRESS - Republican |
| Kavaler, Thomas |
| $250 |
07/11/2005 | P |
CLUB FOR GROWTH INC PAC |
| Kavaler, Thomas |
| $250 |
06/22/2005 | P |
SHARRON ANGLE YOUR VOICE IN CONGRESS - Republican |
| KAVALER, THOMAS |
CAHILL GORDON REINDEL | $4,000 |
06/22/2005 | P |
HUDSON VALLEY VICTORY FUND |
| Kavaler, Thomas |
| $250 |
06/13/2005 | P |
CLUB FOR GROWTH INC PAC |
| KAVALER, THOMAS |
EXECUTIVE | $1,000 |
03/07/2005 | P |
ALEXANDER FOR SENATE 2008 INC - Republican |
| Kavaler, Thomas J |
Cahill Gordon & Reindel/Attorney | $250 |
10/30/2006 | G |
DAVID MCSWEENEY FOR CONGRESS 2006 INC - Republican |
| KAVALER, THOMAS J MR |
| $250 |
08/22/2006 | P |
FRIENDS OF GREG PARKE - Republican |
| KAVALER, THOMAS J MR |
| $1,000 |
10/21/2005 | P |
PIRRO FOR SENATE INC - Republican |
| KAVALER, THOMAS J MR. |
CAHIL GORDON & REINDEL/ATTORNEY | $2,100 |
12/15/2006 | P |
RUDY GIULIANI PRESIDENTIAL EXPLORATORY COMMITTEE INC - Republican |
| Kavaler, Thomas J Mr. |
Cahill Gordon & Reindel/Attorney | $2,000 |
03/29/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Kavaler, Thomas J Mr. |
Cahill Gordon & Reindel/Attorney | $2,000 |
03/18/2005 | P |
SUE KELLY FOR CONGRESS - Republican |
| Kavaler, Thomas J Mr. |
Cahill Gordon & Reindel/Attorney | $2,000 |
03/18/2005 | G |
SUE KELLY FOR CONGRESS - Republican |
| Kavaler, Thomas J. |
Cahill Gordon & Reindel LLP/Partner | $250 |
05/03/2006 | P |
CALVEY FOR CONGRESS - Republican |
| Kavaler, Thomas J. |
| $1,000 |
12/21/2005 | P |
JIM RYUN FOR CONGRESS - Republican |
| Kavaler, Thomas K Mr. |
Cahill Gordon & Reindel/Attorney | $250 |
10/30/2006 | P |
REPUBLICAN NATIONAL COMMITTEE - Republican |
| Kavaler, Thomas K Mr. |
Cahill Gordon & Reindel/Attorney | $250 |
10/19/2006 | P |
REPUBLICAN NATIONAL COMMITTEE - Republican |
| Kavaler, Thomas K Mr. |
Cahill Gordon & Reindel/Attorney | $250 |
08/09/2006 | P |
REPUBLICAN NATIONAL COMMITTEE - Republican |
| KAVALER, THOMAS MR |
| $250 |
09/22/2006 | G |
STEELE FOR MARYLAND INC - Republican |
| KAVALER, THOMAS MR |
CAHILL, GORDON, REINDEL, LLP/ATTORN | $250 |
07/13/2006 | P |
HILLEARY FOR SENATE - Republican |
| KAVALER, THOMAS MR |
| $250 |
06/29/2006 | P |
FRIENDS OF GREG PARKE - Republican |
| KAVALER, THOMAS MR |
| $250 |
05/05/2006 | P |
SANTORUM 2006 - Republican |
| KAVALER, THOMAS MR |
CAHILL, GORDON, REINDEL, LLP/ATTORN | $250 |
12/30/2005 | P |
HILLEARY FOR SENATE - Republican |
| Kavaler, Thomas MR. |
| $250 |
10/31/2006 | G |
GARD FOR CONGRESS - Republican |
| Kavaler, Thomas Mr. |
none/retired | $250 |
09/08/2006 | P |
AMERICA'S POLITICAL ACTION COMMITTEE, INC. |
| Kavaler, Thomas Mr. |
Retired | $250 |
12/09/2005 | P |
WALBERG FOR CONGRESS - Republican |
| KAVATER, THOMAS |
CAHILL GORDON & REINDEL/ATTORNEY | $250 |
11/01/2006 | G |
FRIENDS OF GEORGE ALLEN - Republican |
| Keefe, Diane M |
Pax World/Vice President Portfolio | $250 |
06/18/2006 | P |
GILLIBRAND FOR CONGRESS - Democrat |
| KELLOGG, PETER |
RETIRED | $1,000 |
10/23/2006 | P |
KEAN-NJ VICTORY 06 - Republican |
| Kellogg, Peter R Mr. |
IAT Reinsurance Company LTD | $1,000 |
10/23/2006 | G |
MIKE DOVILLA FOR CONGRESS - Republican |
| Kellogg, Peter R. |
Retired/Retired | $1,000 |
05/18/2006 | P |
SWEENEY FOR CONGRESS INC - Republican |
| Kellogg, Peter R. Mr. |
Retired | $1,000 |
07/31/2006 | P |
STRAIGHT TALK AMERICA |
| Kellstrom, P. T |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Kennedy, Richard |
Cushman & Wakefield/CEO | $2,100 |
04/14/2005 | G |
REYNOLDS FOR CONGRESS - Republican |
| Kennedy, Richard |
Cushman & Wakefield/CEO | $2,100 |
04/14/2005 | P |
REYNOLDS FOR CONGRESS - Republican |
| Kenny, Thomas J |
Goldman Sachs/Investment Banker | $2,000 |
08/17/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Ketchum, Richard G Mr. |
New York Stock Exchange/CRO | $5,000 |
06/27/2006 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Ketchum, Richard G Mr. |
New York Stock Exchange/CRO | $5,000 |
06/06/2005 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Ketchum, Richard G. Mr. |
NYSE Group Inc./Executive | $5,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| KIM, PETER |
FREELANCE WRITER/WRITER/COMPOSER | $250 |
08/11/2006 | P |
CHAFEE FOR SENATE - Republican |
| KING, PATRICK |
PERFORMANCE SPECIALIST GROUP LLC | $1,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| KINNEY, CATHERINA |
PRESIDENT & COO/NEW YORK STOCK EXCH | $500 |
12/31/2005 | P |
FRIENDS FOR MIKE MCGAVICK - Republican |
| Kinney, Catherine Ms. |
New York Stock Exchange/President a | $5,000 |
06/10/2005 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Kinney, Catherine R. Mrs. |
NYSE Group Inc./President | $5,000 |
06/30/2006 | P |
STRAIGHT TALK AMERICA |
| KLOTZ, RADFORD W |
BROWN BROTHERS HARRIMAN & CO./BANKE | $1,000 |
11/30/2005 | P |
EVAN BAYH COMMITTEE - Democrat |
| KOHN, IMMANUEL |
CAHILL GORDON & REINDEL, LLP/PARTNE | $500 |
10/14/2005 | P |
MCCONNELL SENATE COMMITTEE '08 - Republican |
| KOHN, IMMANUEL |
CAHILL GORDON & REINDEL | $1,000 |
05/12/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| LaSanta, Vanessa L |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Laughlin, MaryEllen |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| LIEBERMAN, MARK F |
FIRST PRINCIPLES CAPITAL MANAGEMENT | $5,000 |
11/14/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Litterman, Robert B |
Goldman Sachs/Investment Banker | $5,000 |
06/07/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Litterman, Robert B |
Goldman Sachs/Investment Banker | $5,000 |
04/13/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Lohrfink, Jill E |
Goldman Sachs/Investment Banker | $1,000 |
04/04/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| LOPEZ, RAYMOND |
PERFORMANCE SPECIALIST GROUP LLC | $1,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| LORING, DAVID |
WORLD GTL INC./PRESIDENT | $1,000 |
05/11/2006 | P |
COMMITTEE TO ELECT JOE CARRARO TO THE US SENATE - Republican |
| Mackauf, Carol |
Self/Psychologist | $500 |
10/25/2006 | P |
DNC SERVICES CORPORATION/DEMOCRATIC NATIONAL COMMITTEE - Democrat |
| Mackauf, Stephen |
Gair Gair Conason Steigman & Mackau | $500 |
10/25/2006 | P |
DNC SERVICES CORPORATION/DEMOCRATIC NATIONAL COMMITTEE - Democrat |
| Maher, James T |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Mancini, Robert S |
Goldman Sachs/Investment Banker | $1,000 |
06/20/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Mancini, Robert S |
Goldman Sachs/Investment Banker | $1,000 |
08/19/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| MANCUSO, PETER |
PERFORMANCE SPECIALIST GROUP LLC | $1,000 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| MARSHI, MARWAN |
DEUTSCHE BAND/BANKER | $2,000 |
11/07/2006 | G |
CHAFEE FOR SENATE - Republican |
| McCaffrey, Joseph Mr. |
Bay Crest Partners/Manager | $500 |
01/26/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| McConnell, Michael W |
Brown Brothers Harriman & Co/managi | $1,000 |
06/30/2006 | P |
BARNEY FRANK FOR CONGRESS COMMITTEE - Democrat |
| MCCONNELL, MICHAEL W |
BROWN BROTHERS HARRIMAN & CO./MANAG | $1,000 |
11/19/2005 | P |
MIKE CRAPO FOR US SENATE - Republican |
| McGee, John G |
New York Stock Exchange/Office Mana | $300 |
02/18/2005 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| MCLANE, MICHAEL C |
| $250 |
09/30/2005 | P |
PALLONE FOR SENATE - Democrat |
| MCLANE, MICHAEL C |
| $250 |
09/30/2005 | P |
PALLONE FOR SENATE - Democrat |
| McMahon, Edward T |
New York Stock Exchange/Senior VP | $3,000 |
05/16/2006 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| McMahon, Edward T |
New York Stock Exchange/Senior VP | $3,000 |
06/02/2005 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| MCMILLAN, JERRY |
DEUTSCHE BANK SECURITIES INC./VICE | $2,000 |
02/16/2006 | P |
MFUME FOR US SENATE - Democrat |
| McSweeney, Robert J |
New York Stock Exchange/Senior VP | $230 |
10/31/2006 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| MEEHAN, TERENCE MR |
MEEHAN AND ASSOCIATES/EXECUTIVE | $1,000 |
12/30/2005 | P |
CANTWELL 2012 - Democrat |
| Melette, Alison P |
BANC OF AMERICA SECURITIES/BUSINESS | $500 |
03/08/2006 | P |
JOHN HALL FOR CONGRESS - Democrat |
| MERIN, KENNETH |
CHARLES HAYDEN FOUNDATION/FOUNDATIO | $400 |
02/25/2006 | P |
TOM KEAN FOR US SENATE INC - Republican |
| MERIN, KENNETH |
CHARLES HAYDEN FOUNDATION/FOUNDATIO | $500 |
02/25/2006 | G |
TOM KEAN FOR US SENATE INC - Republican |
| MERIN, KENNETH |
CHARLES HAYDEN FOUNDATION/FOUNDATIO | $1,200 |
02/13/2006 | P |
TOM KEAN FOR US SENATE INC - Republican |
| MERMEL, JENNIFER MRS |
WALL STREET/BANKER | $250 |
08/03/2006 | P |
K T MCFARLAND FOR SENATE - Republican |
| Merrill, Susan L |
New York Stock Exchange/Executive V | $500 |
10/31/2006 | G |
GILLIBRAND FOR CONGRESS - Democrat |
| Merrill, Susan L |
New York Stock Exchange/Executive V | $1,000 |
01/13/2006 | P |
GILLIBRAND FOR CONGRESS - Democrat |
| Merrill, Susan L |
New York Stock Exchange/Executive V | $500 |
09/26/2005 | P |
GILLIBRAND FOR CONGRESS - Democrat |
| Meyer, Bruce |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Miele, Michael R |
Goldman Sachs/Investment Banker | $2,000 |
06/20/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Miele, Michael R |
Goldman Sachs/Investment Banker | $2,500 |
08/17/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Mittman, Brian |
Markhoff & Mittman/Senior Partner | $500 |
09/05/2006 | P |
CLARKE FOR CONGRESS - Democrat |
| Mittman, Brian Mr. |
Markhoff & Mittman P.C./Attorney | $500 |
08/22/2006 | P |
MEJIAS FOR CONGRESS - Democrat |
| Mogavero, Arthur |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| MOOR, KRISTIAN P |
AMERICAN INT'L GROUP | $500 |
06/14/2005 | P |
CARPER FOR SENATE - Democrat |
| Moor, Kristian P. |
AIG/Exec VP | $500 |
02/09/2006 | P |
BAKER FOR CONGRESS COMMITTEE - Republican |
| MORGAN, KEYA |
KEYA GALLERY/OWNER | $600 |
08/09/2006 | P |
FRIENDS OF HILLARY - Democrat |
| MORGAN, KEYA |
SELF/HISTORICAL ARTIFACTS DEALER | $300 |
12/05/2005 | P |
FRIENDS OF HILLARY - Democrat |
| Morin, Thomas A |
Goldman Sachs/Investment Banker | $250 |
04/08/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Muladze, Voc |
First Housing Management Inc./Presi | $5,000 |
06/01/2006 | P |
PENNSYLVANIA CONGRESSIONAL VICTORY COMMITTEE 2006 - Republican |
| MULLIGAN, WILLIAM |
BAY CREST PARTNERS/EXECUTIVE | $2,000 |
03/15/2006 | P |
TOM KEAN FOR US SENATE INC - Republican |
| Mulroy, Michael |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Murphy, Patrick |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Murphy, Peter J. Mr. |
Bear Wagner Specialists/CEO | $5,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| Murray, Thomas H |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Mysliwiec, Regina C |
New York Stock Exchange/Attorney | $250 |
10/03/2005 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Nemerever, Lloyd A |
Goldman Sachs/Investment Banker | $250 |
04/07/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Newman, Diana H |
Goldman Sachs/Investment Banker | $250 |
04/06/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Niv, Dror |
FXCM/CEO | $5,000 |
07/01/2006 | P |
FOREX CAPITAL MARKETS LLC (FXCM) PAC |
| Novak, Scott |
EPS/consultant | $1,000 |
03/06/2006 | P |
NATIONAL STRUCTURED SETTLEMENTS TRADE ASSOCIATION POLITICAL ACTION COMMITTEE |
| November, Michael |
Goldman Sachs/Investment Banker | $500 |
04/04/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Noyes-harte, Julia |
Brown Brothers Harriman & Co./Priva | $1,000 |
11/06/2006 | G |
KIND FOR CONGRESS COMMITTEE - Democrat |
| O'Luck, Mark |
Spectrum Personal Communications Co | $250 |
05/17/2006 | P |
CLARKE FOR CONGRESS - Democrat |
| O'Luck, Mark |
Spectrum Personal Communications Co | $250 |
05/16/2006 | P |
PEOPLE FOR CARL ANDREWS COMMITTEE - Democrat |
| O'Luck, Mark |
Spectrum Personal Communications Co | $500 |
03/31/2006 | P |
CLARKE FOR CONGRESS - Democrat |
| Oreilly, Michael J |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| OWENS JR, JOSEPH B |
AMEX Travel Related Services/VP/LFO | $500 |
06/29/2005 | P |
AMERICAN EXPRESS COMPANY POLITICAL ACTION COMMITTEE (AXPPAC) - Unknown |
| Perry, Daniel |
FXCM/Sr Vice President | $250 |
07/24/2006 | P |
FOREX CAPITAL MARKETS LLC (FXCM) PAC |
| POLLERT, WILLIAM R |
CAPITAL LEASE FUNDING/EXEC. | $300 |
04/18/2006 | P |
MIKE DEWINE FOR US SENATE - Republican |
| Ponikvar, Dale |
Millbank Tweed Hadley & McCoy | $2,100 |
09/30/2006 | G |
FRIENDS OF DAN MAFFEI - Democrat |
| Ponikvar, Dale |
Milbank Tweed Hadley & McCloy LLP/A | $2,100 |
09/14/2006 | G |
PHYLLIS BUSANSKY FOR CONGRESS - Democrat |
| Prosser, Marc |
FXCM/Chief Marketing Officer | $500 |
07/19/2006 | P |
FOREX CAPITAL MARKETS LLC (FXCM) PAC |
| Putnam, Gerald D. Mr. |
Archipelago Holdings/CEO | $5,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| PYNE, PERCY R IV |
PYNE COMPANIES LTD | $1,000 |
03/29/2005 | P |
CITIZENS FOR BIDEN - Democrat |
| QUICK, CHRIS C |
BANK OF AMERICA SPECIALISTS | $1,000 |
05/19/2005 | P |
WHITEHOUSE 06 - Democrat |
| QUICK, CHRISTOPHER |
BANC OF AMERICA SPECIALIST, INC./CE | $1,000 |
04/13/2006 | P |
REED COMMITTEE - Democrat |
| QUICK, CHRISTOPHER C |
| $2,000 |
09/30/2005 | P |
NATIONAL REPUBLICAN SENATORIAL COMMITTEE - Republican |
| QUICK, CHRISTOPHER C |
BANC OF AMERICA SPECIALIST INC | $500 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Quick, Christopher C. |
Bank of America/Executive | $10,000 |
11/13/2006 | G |
CONNECTICUT REPUBLICANS - Republican |
| Quick, Christopher C. |
NYSE/Director | $1,700 |
03/03/2005 | P |
BAKER FOR CONGRESS COMMITTEE - Republican |
| Quinn, Daniel J |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Rabinowitz, Robert |
JH Darbie & Co. Inc./Broker | $500 |
06/21/2006 | P |
TIM MAHONEY FOR FLORIDA - Democrat |
| Reilly, Gregg T |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Ressler and Ressler |
| $1,000 |
12/06/2005 | P |
FRIENDS OF JOHN BARROW - Democrat |
| Reuven, Ron Mr. |
Reuven Enterprises Inc/President | $250 |
06/01/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| RICHMAN, MICHAEL |
RICHMAN & FINGERHUT/ATTORNEY | $2,000 |
11/16/2006 | P |
CITIZENS FOR BIDEN - Democrat |
| ROBERTS, KENNETH B |
HAWKINS, DELAFIELD, & WOODS LLP/ATT | $500 |
05/25/2006 | P |
NED LAMONT FOR SENATE - Democrat |
| ROBERTS, KENNETH B |
HAWKINS, DELAFIELD, & WOODS LLP/ATT | $500 |
03/31/2006 | |
NED LAMONT FOR SENATE - Democrat |
| Romersa, Michael |
FXCM/chief dealer | $5,000 |
07/01/2006 | P |
FOREX CAPITAL MARKETS LLC (FXCM) PAC |
| Rominger, Eileen P |
Goldman Sachs/Investment Banker | $3,500 |
05/10/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Rominger, Eileen P |
Goldman Sachs/Investment Banker | $2,500 |
04/07/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Rominger, Eileen P |
Goldman Sachs/Investment Banker | $1,000 |
01/06/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Rosenkranz, E. Joshua Mr. |
Heller Ehrman LLP/Personal Injury/D | $350 |
03/31/2006 | P |
PHYLLIS BUSANSKY FOR CONGRESS - Democrat |
| Ross, Margaret |
Deutsch Bank/Attorney | $250 |
03/02/2006 | P |
GILLIBRAND FOR CONGRESS - Democrat |
| RUBIN, HERBERT |
N/A/RETIRED | $1,000 |
06/01/2006 | P |
FRIENDS OF HILLARY - Democrat |
| RUBINOWITZ, BEN MR |
GAIR, GAIR, CONASON, STEIGMAN & MAC | $500 |
06/10/2005 | P |
CANTWELL 2012 - Democrat |
| Rubinstein, Shira A |
Goldman Sachs/Investment Banker | $250 |
04/05/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| RUIZ, STEVEN |
| $250 |
09/30/2005 | P |
NATIONAL REPUBLICAN SENATORIAL COMMITTEE - Republican |
| RUSIS, CYNTHIA |
| $250 |
08/29/2006 | G |
TOM KEAN FOR US SENATE INC - Republican |
| Sakhai, David |
FXCM/COO | $5,000 |
07/01/2006 | P |
FOREX CAPITAL MARKETS LLC (FXCM) PAC |
| Saluzzo, Brian J |
Goldman Sachs/Investment Banker | $250 |
04/28/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Sands, Richard |
Casimir Capital/CEO | $5,000 |
08/10/2005 | P |
MAJORITY INITIATIVE TO KEEP ELECTING REPUBLICANS FUND A.K.A MIKE R FUND |
| SANGER, ALEXANDER |
INTERNATIONAL PLANNED PARENTHOOD | $500 |
03/29/2005 | P |
MATT BROWN FOR US SENATE - Democrat |
| SCHEIMAN, EUGENE R |
MCCARTER & ENGLISH | $1,500 |
06/15/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Schneiderman, Irwin |
Cahill Gordon & Reindel/Attorney | $10,000 |
09/29/2006 | P |
DEMOCRATIC CONGRESSIONAL CAMPAIGN COMMITTEE - Democrat |
| SCHNEIDERMAN, IRWIN |
CAHILL GORDON & REINDEL/ATTORNEY | $1,000 |
07/19/2006 | G |
MONTANANS FOR TESTER - Democrat |
| Schneiderman, Irwin |
Cahill Gordon & Reindel/Attorney | $1,000 |
07/06/2006 | G |
FRIENDS OF TAMMY DUCKWORTH - Democrat |
| Schneiderman, Irwin |
Cahill Gordon & Reindel/Attorney | $1,000 |
06/30/2006 | P |
NITA LOWEY FOR CONGRESS - Democrat |
| Schneiderman, Irwin |
Cahill Gordon and Reindel LLP/Senio | $250 |
03/02/2006 | P |
GILLIBRAND FOR CONGRESS - Democrat |
| SCHWARTZ, ERIC |
GOLDMAN SACHS/INVESTMENT MANAGER | $25,000 |
03/22/2006 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| Schwartz, Eric S |
Goldman Sachs/Investment Banker | $5,000 |
05/31/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Schwartz, Eric S |
Goldman Sachs/Investment Banker | $5,000 |
11/09/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Sciulli, James |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| SEALE, SHAWN P |
CAPITAL LEASE FUNDING/EXEC. | $400 |
04/18/2006 | P |
MIKE DEWINE FOR US SENATE - Republican |
| Seth, Vivek |
Raymond James & Associates/VP | $2,500 |
02/24/2005 | P |
NATIONAL ASSOCIATION OF REAL ESTATE INVESTMENT TRUSTS INC. POLITICAL ACTION COMMITTEE |
| Sexton, William E |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Sharp, Richard T. |
Milbank Tweed Hadley McCloy/Attorne | $250 |
06/26/2006 | P |
SWEENEY FOR CONGRESS INC - Republican |
| SHIELDS, J V |
SHIELDS & CO | $2,100 |
06/15/2005 | P |
MCCONNELL SENATE COMMITTEE '08 - Republican |
| SHIELDS, J V |
SHIELDS & CO | $2,100 |
06/15/2005 | G |
MCCONNELL SENATE COMMITTEE '08 - Republican |
| SHIELDS, JOSEPH |
| $-1,650 |
02/03/2005 | P |
DAVID VITTER FOR US SENATE - Republican |
| SHIELDS, MAURY |
RETIRED | $1,000 |
03/30/2005 | P |
CHAMBLISS FOR SENATE - Republican |
| Shuler, David Mr. |
NYSE Group Inc./Chief of Staff | $1,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| Shuler, David Mr. |
New York Stock Exchange/Chief of St | $4,000 |
05/16/2006 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Shuler, David Mr. |
NYSE/Senior Staff | $1,000 |
12/21/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Smith, Afred E IV |
Bear Wagner/Stock Broker | $1,250 |
06/29/2006 | P |
CROWLEY FOR CONGRESS - Democrat |
| Smith, Al IV |
Bear Wagner Specialists/Managing Di | $1,000 |
09/12/2006 | P |
FRIENDS OF DAN MAFFEI - Democrat |
| SMITH, ALFRED |
NYSE/BROKER | $2,000 |
12/31/2006 | P |
FRIENDS OF CHRIS DODD - Democrat |
| Smith, Alfred |
Bear Wagner Specialists LLC/Managin | $500 |
03/27/2006 | P |
BACHUS FOR CONGRESS COMMITTEE - Republican |
| Smith, Alfred |
Bear Wagner/Managing Director | $1,000 |
02/03/2006 | P |
TIM MAHONEY FOR FLORIDA - Democrat |
| Smith, Alfred |
NYSE/Stock Broker | $1,000 |
12/06/2005 | P |
CHRISTOPHER SHAYS FOR CONGRESS COMMITTEE - Republican |
| Smith, Alfred |
NYSE/Trader | $500 |
06/30/2005 | P |
CHRISTOPHER SHAYS FOR CONGRESS COMMITTEE - Republican |
| SMITH, ALFRED |
BEAR WAGNER | $500 |
06/29/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| SMITH, ALFRED E IV |
BEAR WAGNER SPECIALISTS, LLC/STOCKB | $2,000 |
10/26/2006 | G |
FRIENDS OF HILLARY - Democrat |
| SMITH, ALFRED E IV |
| $1,000 |
10/19/2006 | G |
MENENDEZ FOR SENATE - Democrat |
| SMITH, ALFRED E IV |
| $500 |
10/11/2006 | G |
BOB CASEY FOR PENNSYLVANIA COMMITTEE - Democrat |
| SMITH, ALFRED E IV |
BEAR HUNTER/SPECIALIST | $500 |
07/31/2006 | G |
JAMES WEBB FOR US SENATE - Democrat |
| SMITH, ALFRED E IV |
BEAR WAGNER SPECIALISTS, LLC/STOCKB | $500 |
12/06/2005 | P |
FRIENDS OF HILLARY - Democrat |
| SMITH, ALFRED E IV |
BEAR SPECIALISTS/STOCK BROKER | $1,900 |
10/24/2005 | G |
KENNEDY FOR SENATE 2012 - Democrat |
| Smith, Alfred E. IV |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Smith, Andrew |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| SMITH, GREGORY M |
WESTOVER HOLDINGS/PRESIDENT | $4,200 |
08/09/2006 | P |
BEN CARDIN FOR SENATE - Democrat |
| SMITH, GREGORY M |
WESTOVER HOLDINGS/PRESIDENT | $2,100 |
05/05/2005 | P |
BEN CARDIN FOR SENATE - Democrat |
| SORANNO KEATING, VALERIE M |
AMEX Travel Related Services/Presid | $3,000 |
06/14/2005 | P |
AMERICAN EXPRESS COMPANY POLITICAL ACTION COMMITTEE (AXPPAC) - Unknown |
| SPEARS, DAVID |
RSKO/FINANCE | $250 |
02/12/2006 | P |
HACKETT FOR SENATE - Democrat |
| Spring, Robert |
MilbankTweed Hadley & Associates/at | $1,000 |
06/01/2006 | P |
TOM FEENEY FOR CONGRESS - Republican |
| SPRING, ROBERT E MR |
MILBANK TWEED HADLEY & MCCLO/ATTORN | $1,000 |
07/13/2006 | P |
HILLEARY FOR SENATE - Republican |
| Stais, Alec P |
Goldman Sachs/Investment Banker | $1,000 |
04/07/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Straus, Melville |
Straus Asset Managements/investment | $500 |
07/28/2005 | P |
500 CLUB |
| STRAUSS, ARTHUR M |
HERZFELD RUBIN PC/ATTORNEY | $2,000 |
06/06/2006 | P |
FRIENDS OF HILLARY - Democrat |
| Sweeney, Edward |
bear wagner/stockbroker | $250 |
06/29/2006 | P |
CROWLEY FOR CONGRESS - Democrat |
| Sweeney, Edward C |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Sweeney, James C III |
Bear Wagner Specialists/Securities | $500 |
04/20/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Tarantola, Danielle |
Bear Wagner Specialists/Trader | $500 |
03/31/2005 | P |
RELY ON YOUR BELIEFS FUND |
| Tarantola, Danielle |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Tesoriero, Anthony J |
American International Group/SVP & | $250 |
08/04/2006 | P |
AMERICAN INTERNATIONAL GROUP INC. EMPLOYEE POLITICAL ACTION COMMITTEE |
| Thain, John A |
New York Stock Exchange/CEO | $5,000 |
05/11/2006 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Thain, John A |
New York Stock Exchange/CEO | $5,000 |
06/02/2005 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Thain, John A. Mr. |
New York Stock Exchange/CEO | $5,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| Thain, John A. Mr. |
New York Stock Exchange/CEO | $5,000 |
09/02/2005 | P |
STRAIGHT TALK AMERICA |
| THALER, RICHARD |
INVESTMENT BANKER/DEUTSCHE BANK | $500 |
08/30/2005 | P |
MORRISON FOR MONTANA INC - Democrat |
| Thaler, Richard |
Deutsche Bank/Banker | $250 |
03/02/2005 | |
MATSUI FOR CONGRESS - Democrat |
| Thelen, John |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Thompson, Michael M |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Tilton, Lynn |
| $-400 |
06/20/2006 | G |
HAYES FOR CONGRESS - Republican |
| TILTON, LYNN |
PATRIARCH PARTNERS, LLC/MEMBER | $2,100 |
05/05/2006 | P |
FRIENDS OF HILLARY - Democrat |
| TILTON, LYNN |
PATRIARCH PARTNERS, LLC/MEMBER | $2,100 |
05/05/2006 | G |
FRIENDS OF HILLARY - Democrat |
| Tilton, Lynn |
Patriarch Partners LLC/President/CE | $1,000 |
02/10/2006 | P |
COMMITTEE TO RE-ELECT TRENT FRANKS TO CONGRESS - Republican |
| Tilton, Lynn |
Patriarch Partners/Chairman/COB | $1,000 |
11/18/2005 | P |
COMMITTEE TO RE-ELECT CONGRESSMAN DUNCAN HUNTER - Republican |
| Tilton, Lynn Mr. |
Patriarch Partners/Manager | $1,000 |
12/20/2005 | P |
STRAIGHT TALK AMERICA |
| Tilton, Lynn MS. |
Patriarch Partners LLC/Chairman | $2,500 |
05/30/2006 | G |
HAYES FOR CONGRESS - Republican |
| Toolan, Brian J |
Spear Leeds & Kellogg/Securities De | $1,000 |
01/20/2006 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Toolan, Brian J |
Spear Leeds & Kellogg/Securities De | $1,200 |
01/07/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Torgan, Evan |
Torgan & Cooper/Attorney | $5,000 |
06/30/2006 | P |
ONE AMERICA COMMITTEE |
| TORGAN, EVAN |
TORGAN & SCHIELROMA | $2,000 |
04/06/2005 | P |
FRIENDS OF HILLARY - Democrat |
| TORGAN, EVAN |
TORGAN & COOPER | $10,000 |
03/21/2005 | P |
DEMOCRATIC SENATORIAL CAMPAIGN COMMITTEE - Democrat |
| TORGAN, EVAN E |
SELF EMPLOYED/ATTORNEY | $1,000 |
12/14/2005 | P |
BOB CASEY FOR PENNSYLVANIA COMMITTEE - Democrat |
| Tsui, Tong Y |
FXCM/operations general manager | $300 |
10/06/2006 | P |
FOREX CAPITAL MARKETS LLC (FXCM) PAC |
| Tuccillo, Robert J |
Bear Wagner Specialists/Securities | $500 |
03/24/2005 | P |
NEW YORK STOCK EXCHANGE INC. MEMBER POLITICAL ACTION COMMITTEE |
| Tutwiler, M. D. |
New York Stock Exchange/Executive V | $1,000 |
10/16/2006 | P |
DEFEND AMERICA PAC - Republican |
| Tutwiler, Margaret |
NYSE Group/Exec. V. P. | $1,000 |
03/27/2006 | P |
BACHUS FOR CONGRESS COMMITTEE - Republican |
| Tutwiler, Margaret D |
New York Stock Exchange/Executive V | $2,000 |
06/02/2005 | P |
NYSE GROUP INC. POLITICAL ACTION COMMITTEE (NYSE GROUP PAC) |
| Tutwiler, Margaret D Ms. |
NYSE/Exec. VP | $1,000 |
12/21/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
| Tutwiler, Margaret DeB. Ms. |
NYSE Group Inc./Executive VP | $1,000 |
06/23/2006 | P |
STRAIGHT TALK AMERICA |
| Uniacke, Kaysie P |
Goldman Sachs/Investment Banker | $3,000 |
05/26/2006 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Uniacke, Kaysie P |
Goldman Sachs/Investment Banker | $2,500 |
04/05/2005 | P |
GOLDMAN SACHS GROUP INC. POLITICAL ACTION COMMITTEE, THE |
| Valdivia, Victor Mr. |
Hudson River Analytics Inc./Princip | $300 |
12/07/2005 | P |
NATIONAL REPUBLICAN CONGRESSIONAL COMMITTEE - Republican |
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